FOREWARD
CHAPTER I. DREAMS HAVE A MEANINGCHAPTER II. THE DREAM MECHANISMCHAPTER III. WHY THE DREAM DISGUISES THE
DESIRES
CHAPTER IV. DREAM ANALYSISCHAPTER V. SEX IN DREAMSCHAPTER VI. THE WISH IN DREAMSCHAPTER VII. THE FUNCTION OF THE DREAMCHAPTER VIII. THE PRIMARY AND SECONDARY
PROCESS—REGRESSIONCHAPTER IX. THE UNCONSCIOUS AND
CONSCIOUSNESS—REALITY
DREAM PSYCHOLOGY
I
DREAMS HAVE A MEANING
In what we may term “prescientific days” people were in no uncertainty about
the interpretation of dreams. When they were recalled after awakening they were
regarded as either the friendly or hostile manifestation of some higher powers,
demoniacal and Divine. With the rise of scientific thought the whole of this
expressive mythology was transferred to psychology; to-day there is but a small
minority among educated persons who doubt that the dream is the dreamer's own
psychical act.
But since the downfall of the mythological hypothesis an interpretation of
the dream has been wanting. The conditions of its origin; its relationship to
our psychical life when we are awake; its independence of disturbances which,
during the state of sleep, seem to compel notice; its many peculiarities
repugnant to our waking thought; the incongruence between its images and the
feelings they engender; then the dream's evanescence, the way in which, on awakening, our thoughts thrust it aside as something
bizarre, and our reminiscences mutilating or rejecting it—all these and many
other problems have for many hundred years demanded answers which up till now
could never have been satisfactory. Before all there is the question as to the
meaning of the dream, a question which is in itself double-sided. There is,
firstly, the psychical significance of the dream, its position with regard to
the psychical processes, as to a possible biological function; secondly, has the
dream a meaning—can sense be made of each single dream as of other mental
syntheses?
Three tendencies can be observed in the estimation of dreams. Many
philosophers have given currency to one of these tendencies, one which at the
same time preserves something of the dream's former over-valuation. The
foundation of dream life is for them a peculiar state of psychical activity,
which they even celebrate as elevation to some higher state. Schubert, for
instance, claims: “The dream is the liberation of the spirit from the pressure
of external nature, a detachment of the soul from the fetters of matter.” Not
all go so far as this, but many maintain that dreams have their origin in real
spiritual excitations, and are the outward manifestations of spiritual powers
whose free movements have been hampered during the day
(“Dream Phantasies,” Scherner, Volkelt). A large number of observers acknowledge
that dream life is capable of extraordinary achievements—at any rate, in certain
fields (“Memory”).
In striking contradiction with this the majority of medical writers hardly
admit that the dream is a psychical phenomenon at all. According to them dreams
are provoked and initiated exclusively by stimuli proceeding from the senses or
the body, which either reach the sleeper from without or are accidental
disturbances of his internal organs. The dream has no greater claim to meaning
and importance than the sound called forth by the ten fingers of a person quite
unacquainted with music running his fingers over the keys of an instrument. The
dream is to be regarded, says Binz, “as a physical process always useless,
frequently morbid.” All the peculiarities of dream life are explicable as the
incoherent effort, due to some physiological stimulus, of certain organs, or of
the cortical elements of a brain otherwise asleep.
But slightly affected by scientific opinion and untroubled as to the origin
of dreams, the popular view holds firmly to the belief that dreams really have
got a meaning, in some way they do foretell the future, whilst the meaning can
be unravelled in some way or other from its oft bizarre and
enigmatical content. The reading of dreams consists in replacing the events of
the dream, so far as remembered, by other events. This is done either scene by
scene, according to some rigid key, or the dream as a whole is replaced
by something else of which it was a symbol. Serious-minded persons laugh
at these efforts—“Dreams are but sea-foam!”
One day I discovered to my amazement that the popular view grounded in
superstition, and not the medical one, comes nearer to the truth about dreams. I
arrived at new conclusions about dreams by the use of a new method of
psychological investigation, one which had rendered me good service in the
investigation of phobias, obsessions, illusions, and the like, and which, under
the name “psycho-analysis,” had found acceptance by a whole school of
investigators. The manifold analogies of dream life with the most diverse
conditions of psychical disease in the waking state have been rightly insisted
upon by a number of medical observers. It seemed, therefore, a priori,
hopeful to apply to the interpretation of dreams methods of investigation which
had been tested in psychopathological processes. Obsessions and those peculiar
sensations of haunting dread remain as strange to normal consciousness as do dreams to our waking consciousness; their origin is as unknown
to consciousness as is that of dreams. It was practical ends that impelled us,
in these diseases, to fathom their origin and formation. Experience had shown us
that a cure and a consequent mastery of the obsessing ideas did result when once
those thoughts, the connecting links between the morbid ideas and the rest of
the psychical content, were revealed which were heretofore veiled from
consciousness. The procedure I employed for the interpretation of dreams thus
arose from psychotherapy.
This procedure is readily described, although its practice demands
instruction and experience. Suppose the patient is suffering from intense morbid
dread. He is requested to direct his attention to the idea in question, without,
however, as he has so frequently done, meditating upon it. Every impression
about it, without any exception, which occurs to him should be imparted to the
doctor. The statement which will be perhaps then made, that he cannot
concentrate his attention upon anything at all, is to be countered by assuring
him most positively that such a blank state of mind is utterly impossible. As a
matter of fact, a great number of impressions will soon occur, with which others
will associate themselves. These will be invariably accompanied by the expression of the observer's opinion that they have no
meaning or are unimportant. It will be at once noticed that it is this
self-criticism which prevented the patient from imparting the ideas, which had
indeed already excluded them from consciousness. If the patient can be induced
to abandon this self-criticism and to pursue the trains of thought which are
yielded by concentrating the attention, most significant matter will be
obtained, matter which will be presently seen to be clearly linked to the morbid
idea in question. Its connection with other ideas will be manifest, and later on
will permit the replacement of the morbid idea by a fresh one, which is
perfectly adapted to psychical continuity.
This is not the place to examine thoroughly the hypothesis upon which this
experiment rests, or the deductions which follow from its invariable success. It
must suffice to state that we obtain matter enough for the resolution of every
morbid idea if we especially direct our attention to the unbidden
associations which disturb our thoughts—those which are otherwise put
aside by the critic as worthless refuse. If the procedure is exercised on
oneself, the best plan of helping the experiment is to write down at once all
one's first indistinct fancies.
I will now point out where this method leads when I
apply it to the examination of dreams. Any dream could be made use of in this
way. From certain motives I, however, choose a dream of my own, which appears
confused and meaningless to my memory, and one which has the advantage of
brevity. Probably my dream of last night satisfies the requirements. Its
content, fixed immediately after awakening, runs as follows:
“Company; at table or table d'hôte.... Spinach is served. Mrs. E.L.,
sitting next to me, gives me her undivided attention, and places her hand
familiarly upon my knee. In defence I remove her hand. Then she says: ‘But you
have always had such beautiful eyes.’.... I then distinctly see something like
two eyes as a sketch or as the contour of a spectacle lens....”
This is the whole dream, or, at all events, all that I can remember. It
appears to me not only obscure and meaningless, but more especially odd. Mrs.
E.L. is a person with whom I am scarcely on visiting terms, nor to my knowledge
have I ever desired any more cordial relationship. I have not seen her for a
long time, and do not think there was any mention of her recently. No emotion
whatever accompanied the dream process.
Reflecting upon this dream does not make it a bit clearer to my mind. I will
now, however, present the ideas, without premeditation and
without criticism, which introspection yielded. I soon notice that it is an
advantage to break up the dream into its elements, and to search out the ideas
which link themselves to each fragment.
Company; at table or table d'hôte. The recollection of the slight
event with which the evening of yesterday ended is at once called up. I left a
small party in the company of a friend, who offered to drive me home in his cab.
“I prefer a taxi,” he said; “that gives one such a pleasant occupation; there is
always something to look at.” When we were in the cab, and the cab-driver turned
the disc so that the first sixty hellers were visible, I continued the jest. “We
have hardly got in and we already owe sixty hellers. The taxi always reminds me
of the table d'hôte. It makes me avaricious and selfish by continuously
reminding me of my debt. It seems to me to mount up too quickly, and I am always
afraid that I shall be at a disadvantage, just as I cannot resist at table
d'hôte the comical fear that I am getting too little, that I must look after
myself.” In far-fetched connection with this I quote:
“To earth, this weary earth, ye bring us,
To guilt ye let us
heedless go.”
Another idea about the table d'hôte. A few weeks ago I
was very cross with my dear wife at the dinner-table at a Tyrolese health
resort, because she was not sufficiently reserved with some neighbors with whom
I wished to have absolutely nothing to do. I begged her to occupy herself rather
with me than with the strangers. That is just as if I had been at a
disadvantage at the table d'hôte. The contrast between the behavior of my
wife at the table and that of Mrs. E.L. in the dream now strikes me:
“Addresses herself entirely to me.”
Further, I now notice that the dream is the reproduction of a little scene
which transpired between my wife and myself when I was secretly courting her.
The caressing under cover of the tablecloth was an answer to a wooer's
passionate letter. In the dream, however, my wife is replaced by the unfamiliar
E.L.
Mrs. E.L. is the daughter of a man to whom I owed money! I cannot help
noticing that here there is revealed an unsuspected connection between the dream
content and my thoughts. If the chain of associations be followed up which
proceeds from one element of the dream one is soon led back to another of its
elements. The thoughts evoked by the dream stir up
associations which were not noticeable in the dream itself.
Is it not customary, when some one expects others to look after his interests
without any advantage to themselves, to ask the innocent question satirically:
“Do you think this will be done for the sake of your beautiful eyes”
Hence Mrs. E.L.'s speech in the dream. “You have always had such beautiful
eyes,” means nothing but “people always do everything to you for love of you;
you have had everything for nothing.” The contrary is, of course, the
truth; I have always paid dearly for whatever kindness others have shown me.
Still, the fact that I had a ride for nothing yesterday when my friend
drove me home in his cab must have made an impression upon me.
In any case, the friend whose guests we were yesterday has often made me his
debtor. Recently I allowed an opportunity of requiting him to go by. He has had
only one present from me, an antique shawl, upon which eyes are painted all
round, a so-called Occhiale, as a charm against the Malocchio.
Moreover, he is an eye specialist. That same evening I had asked him
after a patient whom I had sent to him for glasses.
As I remarked, nearly all parts of the dream have been brought into this new
connection. I still might ask why in the dream it was
spinach that was served up. Because spinach called up a little scene
which recently occurred at our table. A child, whose beautiful eyes are
really deserving of praise, refused to eat spinach. As a child I was just the
same; for a long time I loathed spinach, until in later life my tastes
altered, and it became one of my favorite dishes. The mention of this dish
brings my own childhood and that of my child's near together. “You should be
glad that you have some spinach,” his mother had said to the little gourmet.
“Some children would be very glad to get spinach.” Thus I am reminded of the
parents' duties towards their children. Goethe's words—
“To earth, this weary earth, ye bring us,
To guilt ye let us
heedless go”—
take on another meaning in this connection.
Here I will stop in order that I may recapitulate the results of the analysis
of the dream. By following the associations which were linked to the single
elements of the dream torn from their context, I have been led to a series of
thoughts and reminiscences where I am bound to recognize interesting expressions
of my psychical life. The matter yielded by an analysis of the dream stands in
intimate relationship with the dream content, but this
relationship is so special that I should never have been able to have inferred
the new discoveries directly from the dream itself. The dream was passionless,
disconnected, and unintelligible. During the time that I am unfolding the
thoughts at the back of the dream I feel intense and well-grounded emotions. The
thoughts themselves fit beautifully together into chains logically bound
together with certain central ideas which ever repeat themselves. Such ideas not
represented in the dream itself are in this instance the antitheses selfish,
unselfish, to be indebted, to work for nothing. I could draw closer the
threads of the web which analysis has disclosed, and would then be able to show
how they all run together into a single knot; I am debarred from making this
work public by considerations of a private, not of a scientific, nature. After
having cleared up many things which I do not willingly acknowledge as mine, I
should have much to reveal which had better remain my secret. Why, then, do not
I choose another dream whose analysis would be more suitable for publication, so
that I could awaken a fairer conviction of the sense and cohesion of the results
disclosed by analysis? The answer is, because every dream which I investigate
leads to the same difficulties and places me under the same need of discretion;
nor should I forgo this difficulty any the more were I to
analyze the dream of some one else. That could only be done when opportunity
allowed all concealment to be dropped without injury to those who trusted
me.
The conclusion which is now forced upon me is that the dream is a sort of
substitution for those emotional and intellectual trains of thought which I
attained after complete analysis. I do not yet know the process by which the
dream arose from those thoughts, but I perceive that it is wrong to regard the
dream as psychically unimportant, a purely physical process which has arisen
from the activity of isolated cortical elements awakened out of sleep.
I must further remark that the dream is far shorter than the thoughts which I
hold it replaces; whilst analysis discovered that the dream was provoked by an
unimportant occurrence the evening before the dream.
Naturally, I would not draw such far-reaching conclusions if only one
analysis were known to me. Experience has shown me that when the associations of
any dream are honestly followed such a chain of thought is revealed, the
constituent parts of the dream reappear correctly and sensibly linked together;
the slight suspicion that this concatenation was merely an
accident of a single first observation must, therefore, be absolutely
relinquished. I regard it, therefore, as my right to establish this new view by
a proper nomenclature. I contrast the dream which my memory evokes with the
dream and other added matter revealed by analysis: the former I call the dream's
manifest content; the latter, without at first further subdivision, its
latent content. I arrive at two new problems hitherto unformulated: (1)
What is the psychical process which has transformed the latent content of the
dream into its manifest content? (2) What is the motive or the motives which
have made such transformation exigent? The process by which the change from
latent to manifest content is executed I name the dream-work. In contrast
with this is the work of analysis, which produces the reverse
transformation. The other problems of the dream—the inquiry as to its stimuli,
as to the source of its materials, as to its possible purpose, the function of
dreaming, the forgetting of dreams—these I will discuss in connection with the
latent dream-content.
I shall take every care to avoid a confusion between the manifest and
the latent content, for I ascribe all the contradictory as well as the
incorrect accounts of dream-life to the ignorance of this latent content, now first laid bare through analysis.
The conversion of the latent dream thoughts into those manifest deserves our
close study as the first known example of the transformation of psychical stuff
from one mode of expression into another. From a mode of expression which,
moreover, is readily intelligible into another which we can only penetrate by
effort and with guidance, although this new mode must be equally reckoned as an
effort of our own psychical activity. From the standpoint of the relationship of
latent to manifest dream-content, dreams can be divided into three classes. We
can, in the first place, distinguish those dreams which have a meaning
and are, at the same time, intelligible, which allow us to penetrate into
our psychical life without further ado. Such dreams are numerous; they are
usually short, and, as a general rule, do not seem very noticeable, because
everything remarkable or exciting surprise is absent. Their occurrence is,
moreover, a strong argument against the doctrine which derives the dream from
the isolated activity of certain cortical elements. All signs of a lowered or
subdivided psychical activity are wanting. Yet we never raise any objection to
characterizing them as dreams, nor do we confound them with the products of our
waking life.
A second group is formed by those dreams which are
indeed self-coherent and have a distinct meaning, but appear strange because we
are unable to reconcile their meaning with our mental life. That is the case
when we dream, for instance, that some dear relative has died of plague when we
know of no ground for expecting, apprehending, or assuming anything of the sort;
we can only ask ourself wonderingly: “What brought that into my head?” To the
third group those dreams belong which are void of both meaning and
intelligibility; they are incoherent, complicated, and meaningless. The
overwhelming number of our dreams partake of this character, and this has given
rise to the contemptuous attitude towards dreams and the medical theory of their
limited psychical activity. It is especially in the longer and more complicated
dream-plots that signs of incoherence are seldom missing.
The contrast between manifest and latent dream-content is clearly only of
value for the dreams of the second and more especially for those of the third
class. Here are problems which are only solved when the manifest dream is
replaced by its latent content; it was an example of this kind, a complicated
and unintelligible dream, that we subjected to analysis. Against our expectation
we, however, struck upon reasons which prevented a complete cognizance of the latent dream thought. On the repetition of
this same experience we were forced to the supposition that there is an
intimate bond, with laws of its own, between the unintelligible and
complicated nature of the dream and the difficulties attending communication of
the thoughts connected with the dream. Before investigating the nature of
this bond, it will be advantageous to turn our attention to the more readily
intelligible dreams of the first class where, the manifest and latent content
being identical, the dream work seems to be omitted.
The investigation of these dreams is also advisable from another standpoint.
The dreams of children are of this nature; they have a meaning, and are
not bizarre. This, by the way, is a further objection to reducing dreams to a
dissociation of cerebral activity in sleep, for why should such a lowering of
psychical functions belong to the nature of sleep in adults, but not in
children? We are, however, fully justified in expecting that the explanation of
psychical processes in children, essentially simplified as they may be, should
serve as an indispensable preparation towards the psychology of the adult.
I shall therefore cite some examples of dreams which I have gathered from
children. A girl of nineteen months was made to go without
food for a day because she had been sick in the morning, and, according to
nurse, had made herself ill through eating strawberries. During the night, after
her day of fasting, she was heard calling out her name during sleep, and adding:
“Tawberry, eggs, pap.” She is dreaming that she is eating, and selects
out of her menu exactly what she supposes she will not get much of just now.
The same kind of dream about a forbidden dish was that of a little boy of
twenty-two months. The day before he was told to offer his uncle a present of a
small basket of cherries, of which the child was, of course, only allowed one to
taste. He woke up with the joyful news: “Hermann eaten up all the cherries.”
A girl of three and a half years had made during the day a sea trip which was
too short for her, and she cried when she had to get out of the boat. The next
morning her story was that during the night she had been on the sea, thus
continuing the interrupted trip.
A boy of five and a half years was not at all pleased with his party during a
walk in the Dachstein region. Whenever a new peak came into sight he asked if
that were the Dachstein, and, finally, refused to accompany the party to the
waterfall. His behavior was ascribed to fatigue; but a
better explanation was forthcoming when the next morning he told his dream:
he had ascended the Dachstein. Obviously he expected the ascent of the
Dachstein to be the object of the excursion, and was vexed by not getting a
glimpse of the mountain. The dream gave him what the day had withheld. The dream
of a girl of six was similar; her father had cut short the walk before reaching
the promised objective on account of the lateness of the hour. On the way back
she noticed a signpost giving the name of another place for excursions; her
father promised to take her there also some other day. She greeted her father
next day with the news that she had dreamt that her father had been with her
to both places.
What is common in all these dreams is obvious. They completely satisfy wishes
excited during the day which remain unrealized. They are simply and
undisguisedly realizations of wishes.
The following child-dream, not quite understandable at first sight, is
nothing else than a wish realized. On account of poliomyelitis a girl, not quite
four years of age, was brought from the country into town, and remained over
night with a childless aunt in a big—for her, naturally, huge—bed. The next
morning she stated that she had dreamt that the bed was
much too small for her, so that she could find no place in it. To explain
this dream as a wish is easy when we remember that to be “big” is a frequently
expressed wish of all children. The bigness of the bed reminded Miss
Little-Would-be-Big only too forcibly of her smallness. This nasty situation
became righted in her dream, and she grew so big that the bed now became too
small for her.
Even when children's dreams are complicated and polished, their comprehension
as a realization of desire is fairly evident. A boy of eight dreamt that he was
being driven with Achilles in a war-chariot, guided by Diomedes. The day before
he was assiduously reading about great heroes. It is easy to show that he took
these heroes as his models, and regretted that he was not living in those
days.
From this short collection a further characteristic of the dreams of children
is manifest—their connection with the life of the day. The desires which
are realized in these dreams are left over from the day or, as a rule, the day
previous, and the feeling has become intently emphasized and fixed during the
day thoughts. Accidental and indifferent matters, or what must appear so to the
child, find no acceptance in the contents of the dream.
Innumerable instances of such dreams of the infantile
type can be found among adults also, but, as mentioned, these are mostly exactly
like the manifest content. Thus, a random selection of persons will generally
respond to thirst at night-time with a dream about drinking, thus striving to
get rid of the sensation and to let sleep continue. Many persons frequently have
these comforting dreams before waking, just when they are called. They
then dream that they are already up, that they are washing, or already in
school, at the office, etc., where they ought to be at a given time. The night
before an intended journey one not infrequently dreams that one has already
arrived at the destination; before going to a play or to a party the dream not
infrequently anticipates, in impatience, as it were, the expected pleasure. At
other times the dream expresses the realization of the desire somewhat
indirectly; some connection, some sequel must be known—the first step towards
recognizing the desire. Thus, when a husband related to me the dream of his
young wife, that her monthly period had begun, I had to bethink myself that the
young wife would have expected a pregnancy if the period had been absent. The
dream is then a sign of pregnancy. Its meaning is that it shows the wish
realized that pregnancy should not occur just yet. Under
unusual and extreme circumstances, these dreams of the infantile type become
very frequent. The leader of a polar expedition tells us, for instance, that
during the wintering amid the ice the crew, with their monotonous diet and
slight rations, dreamt regularly, like children, of fine meals, of mountains of
tobacco, and of home.
It is not uncommon that out of some long, complicated and intricate dream one
specially lucid part stands out containing unmistakably the realization of a
desire, but bound up with much unintelligible matter. On more frequently
analyzing the seemingly more transparent dreams of adults, it is astonishing to
discover that these are rarely as simple as the dreams of children, and that
they cover another meaning beyond that of the realization of a wish.
It would certainly be a simple and convenient solution of the riddle if the
work of analysis made it at all possible for us to trace the meaningless and
intricate dreams of adults back to the infantile type, to the realization of
some intensely experienced desire of the day. But there is no warrant for such
an expectation. Their dreams are generally full of the most indifferent and
bizarre matter, and no trace of the realization of the wish is to be found in
their content.
Before leaving these infantile dreams, which are
obviously unrealized desires, we must not fail to mention another chief
characteristic of dreams, one that has been long noticed, and one which stands
out most clearly in this class. I can replace any of these dreams by a phrase
expressing a desire. If the sea trip had only lasted longer; if I were only
washed and dressed; if I had only been allowed to keep the cherries instead of
giving them to my uncle. But the dream gives something more than the choice, for
here the desire is already realized; its realization is real and actual. The
dream presentations consist chiefly, if not wholly, of scenes and mainly of
visual sense images. Hence a kind of transformation is not entirely absent in
this class of dreams, and this may be fairly designated as the dream work. An
idea merely existing in the region of possibility is replaced by a vision of its
accomplishment.
II
THE DREAM MECHANISM
We are compelled to assume that such transformation of scene has also taken
place in intricate dreams, though we do not know whether it has encountered any
possible desire. The dream instanced at the commencement, which we analyzed
somewhat thoroughly, did give us occasion in two places to suspect something of
the kind. Analysis brought out that my wife was occupied with others at table,
and that I did not like it; in the dream itself exactly the opposite
occurs, for the person who replaces my wife gives me her undivided attention.
But can one wish for anything pleasanter after a disagreeable incident than that
the exact contrary should have occurred, just as the dream has it? The stinging
thought in the analysis, that I have never had anything for nothing, is
similarly connected with the woman's remark in the dream: “You have always had
such beautiful eyes.” Some portion of the opposition between the latent and
manifest content of the dream must be therefore derived from the realization of
a wish.
Another manifestation of the dream work which all
incoherent dreams have in common is still more noticeable. Choose any instance,
and compare the number of separate elements in it, or the extent of the dream,
if written down, with the dream thoughts yielded by analysis, and of which but a
trace can be refound in the dream itself. There can be no doubt that the dream
working has resulted in an extraordinary compression or condensation. It
is not at first easy to form an opinion as to the extent of the condensation;
the more deeply you go into the analysis, the more deeply you are impressed by
it. There will be found no factor in the dream whence the chains of associations
do not lead in two or more directions, no scene which has not been pieced
together out of two or more impressions and events. For instance, I once dreamt
about a kind of swimming-bath where the bathers suddenly separated in all
directions; at one place on the edge a person stood bending towards one of the
bathers as if to drag him out. The scene was a composite one, made up out of an
event that occurred at the time of puberty, and of two pictures, one of which I
had seen just shortly before the dream. The two pictures were The Surprise in
the Bath, from Schwind's Cycle of the Melusine (note the bathers suddenly
separating), and The Flood, by an Italian master. The
little incident was that I once witnessed a lady, who had tarried in the
swimming-bath until the men's hour, being helped out of the water by the
swimming-master. The scene in the dream which was selected for analysis led to a
whole group of reminiscences, each one of which had contributed to the dream
content. First of all came the little episode from the time of my courting, of
which I have already spoken; the pressure of a hand under the table gave rise in
the dream to the “under the table,” which I had subsequently to find a place for
in my recollection. There was, of course, at the time not a word about
“undivided attention.” Analysis taught me that this factor is the realization of
a desire through its contradictory and related to the behavior of my wife at the
table d'hôte. An exactly similar and much more important episode of our
courtship, one which separated us for an entire day, lies hidden behind this
recent recollection. The intimacy, the hand resting upon the knee, refers to a
quite different connection and to quite other persons. This element in the dream
becomes again the starting-point of two distinct series of reminiscences, and so
on.
The stuff of the dream thoughts which has been accumulated for the formation
of the dream scene must be naturally fit for this application. There must be one or more common factors. The dream work proceeds
like Francis Galton with his family photographs. The different elements are put
one on top of the other; what is common to the composite picture stands out
clearly, the opposing details cancel each other. This process of reproduction
partly explains the wavering statements, of a peculiar vagueness, in so many
elements of the dream. For the interpretation of dreams this rule holds good:
When analysis discloses uncertainty, as to either—or read
and, taking each section of the apparent alternatives as a
separate outlet for a series of impressions.
When there is nothing in common between the dream thoughts, the dream work
takes the trouble to create a something, in order to make a common presentation
feasible in the dream. The simplest way to approximate two dream thoughts, which
have as yet nothing in common, consists in making such a change in the actual
expression of one idea as will meet a slight responsive recasting in the form of
the other idea. The process is analogous to that of rhyme, when consonance
supplies the desired common factor. A good deal of the dream work consists in
the creation of those frequently very witty, but often exaggerated, digressions.
These vary from the common presentation in the dream content to dream thoughts which are as varied as are the
causes in form and essence which give rise to them. In the analysis of our
example of a dream, I find a like case of the transformation of a thought in
order that it might agree with another essentially foreign one. In following out
the analysis I struck upon the thought: I should like to have something for
nothing. But this formula is not serviceable to the dream. Hence it is
replaced by another one: “I should like to enjoy something free of cost.”1
The word “kost” (taste), with its double meaning, is appropriate to a table
d'hôte; it, moreover, is in place through the special sense in the dream. At
home if there is a dish which the children decline, their mother first tries
gentle persuasion, with a “Just taste it.” That the dream work should
unhesitatingly use the double meaning of the word is certainly remarkable; ample
experience has shown, however, that the occurrence is quite usual.
Through condensation of the dream certain constituent parts of its content are explicable which are peculiar to the
dream life alone, and which are not found in the waking state. Such are the
composite and mixed persons, the extraordinary mixed figures, creations
comparable with the fantastic animal compositions of Orientals; a moment's
thought and these are reduced to unity, whilst the fancies of the dream are ever
formed anew in an inexhaustible profusion. Every one knows such images in his
own dreams; manifold are their origins. I can build up a person by borrowing one
feature from one person and one from another, or by giving to the form of one
the name of another in my dream. I can also visualize one person, but place him
in a position which has occurred to another. There is a meaning in all these
cases when different persons are amalgamated into one substitute. Such cases
denote an “and,” a “just like,” a comparison of the original person from a
certain point of view, a comparison which can be also realized in the dream
itself. As a rule, however, the identity of the blended persons is only
discoverable by analysis, and is only indicated in the dream content by the
formation of the “combined” person.
The same diversity in their ways of formation and the same rules for its
solution hold good also for the innumerable medley of dream contents, examples
of which I need scarcely adduce. Their strangeness quite
disappears when we resolve not to place them on a level with the objects of
perception as known to us when awake, but to remember that they represent the
art of dream condensation by an exclusion of unnecessary detail. Prominence is
given to the common character of the combination. Analysis must also generally
supply the common features. The dream says simply: All these things have an
“x” in common. The decomposition of these mixed images by analysis is often
the quickest way to an interpretation of the dream. Thus I once dreamt that I
was sitting with one of my former university tutors on a bench, which was
undergoing a rapid continuous movement amidst other benches. This was a
combination of lecture-room and moving staircase. I will not pursue the further
result of the thought. Another time I was sitting in a carriage, and on my lap
an object in shape like a top-hat, which, however, was made of transparent
glass. The scene at once brought to my mind the proverb: “He who keeps his hat
in his hand will travel safely through the land.” By a slight turn the glass
hat reminded me of Auer's light, and I knew that I was about to
invent something which was to make me as rich and independent as his invention
had made my countryman, Dr. Auer, of Welsbach; then I
should be able to travel instead of remaining in Vienna. In the dream I was
traveling with my invention, with the, it is true, rather awkward glass top-hat.
The dream work is peculiarly adept at representing two contradictory conceptions
by means of the same mixed image. Thus, for instance, a woman dreamt of herself
carrying a tall flower-stalk, as in the picture of the Annunciation
(Chastity-Mary is her own name), but the stalk was bedecked with thick white
blossoms resembling camellias (contrast with chastity: La dame aux
Camelias).
A great deal of what we have called “dream condensation” can be thus
formulated. Each one of the elements of the dream content is
overdetermined by the matter of the dream thoughts; it is not derived
from one element of these thoughts, but from a whole series. These are not
necessarily interconnected in any way, but may belong to the most diverse
spheres of thought. The dream element truly represents all this disparate matter
in the dream content. Analysis, moreover, discloses another side of the
relationship between dream content and dream thoughts. Just as one element of
the dream leads to associations with several dream thoughts, so, as a rule, the
one dream thought represents more than one dream element. The threads of the association do not simply converge from the dream
thoughts to the dream content, but on the way they overlap and interweave in
every way.
Next to the transformation of one thought in the scene (its “dramatization”),
condensation is the most important and most characteristic feature of the dream
work. We have as yet no clue as to the motive calling for such compression of
the content.
In the complicated and intricate dreams with which we are now concerned,
condensation and dramatization do not wholly account for the difference between
dream contents and dream thoughts. There is evidence of a third factor, which
deserves careful consideration.
When I have arrived at an understanding of the dream thoughts by my analysis
I notice, above all, that the matter of the manifest is very different from that
of the latent dream content. That is, I admit, only an apparent difference which
vanishes on closer investigation, for in the end I find the whole dream content
carried out in the dream thoughts, nearly all the dream thoughts again
represented in the dream content. Nevertheless, there does remain a certain
amount of difference.
The essential content which stood out clearly and broadly in the dream must,
after analysis, rest satisfied with a very subordinate rôle
among the dream thoughts. These very dream thoughts which, going by my feelings,
have a claim to the greatest importance are either not present at all in the
dream content, or are represented by some remote allusion in some obscure region
of the dream. I can thus describe these phenomena: During the dream work the
psychical intensity of those thoughts and conceptions to which it properly
pertains flows to others which, in my judgment, have no claim to such
emphasis. There is no other process which contributes so much to concealment
of the dream's meaning and to make the connection between the dream content and
dream ideas irrecognizable. During this process, which I will call the dream
displacement, I notice also the psychical intensity, significance, or
emotional nature of the thoughts become transposed in sensory vividness. What
was clearest in the dream seems to me, without further consideration, the most
important; but often in some obscure element of the dream I can recognize the
most direct offspring of the principal dream thought.
I could only designate this dream displacement as the transvaluation of
psychical values. The phenomena will not have been considered in all its
bearings unless I add that this displacement or transvaluation is shared by different dreams in extremely
varying degrees. There are dreams which take place almost without any
displacement. These have the same time, meaning, and intelligibility as we found
in the dreams which recorded a desire. In other dreams not a bit of the dream
idea has retained its own psychical value, or everything essential in these
dream ideas has been replaced by unessentials, whilst every kind of transition
between these conditions can be found. The more obscure and intricate a dream
is, the greater is the part to be ascribed to the impetus of displacement in its
formation.
The example that we chose for analysis shows, at least, this much of
displacement—that its content has a different center of interest from that of
the dream ideas. In the forefront of the dream content the main scene appears as
if a woman wished to make advances to me; in the dream idea the chief interest
rests on the desire to enjoy disinterested love which shall “cost nothing”; this
idea lies at the back of the talk about the beautiful eyes and the far-fetched
allusion to “spinach.”
If we abolish the dream displacement, we attain through analysis quite
certain conclusions regarding two problems of the dream which are most
disputed—as to what provokes a dream at all, and as to the
connection of the dream with our waking life. There are dreams which at once
expose their links with the events of the day; in others no trace of such a
connection can be found. By the aid of analysis it can be shown that every
dream, without any exception, is linked up with our impression of the day, or
perhaps it would be more correct to say of the day previous to the dream. The
impressions which have incited the dream may be so important that we are not
surprised at our being occupied with them whilst awake; in this case we are
right in saying that the dream carries on the chief interest of our waking life.
More usually, however, when the dream contains anything relating to the
impressions of the day, it is so trivial, unimportant, and so deserving of
oblivion, that we can only recall it with an effort. The dream content appears,
then, even when coherent and intelligible, to be concerned with those
indifferent trifles of thought undeserving of our waking interest. The
depreciation of dreams is largely due to the predominance of the indifferent and
the worthless in their content.
Analysis destroys the appearance upon which this derogatory judgment is
based. When the dream content discloses nothing but some indifferent impression
as instigating the dream, analysis ever indicates some significant event, which
has been replaced by something indifferent with which it
has entered into abundant associations. Where the dream is concerned with
uninteresting and unimportant conceptions, analysis reveals the numerous
associative paths which connect the trivial with the momentous in the psychical
estimation of the individual. It is only the action of displacement if what
is indifferent obtains recognition in the dream content instead of those
impressions which are really the stimulus, or instead of the things of real
interest. In answering the question as to what provokes the dream, as to the
connection of the dream, in the daily troubles, we must say, in terms of the
insight given us by replacing the manifest latent dream content: The dream
does never trouble itself about things which are not deserving of our concern
during the day, and trivialities which do not trouble us during the day have no
power to pursue us whilst asleep.
What provoked the dream in the example which we have analyzed? The really
unimportant event, that a friend invited me to a free ride in his cab.
The table d'hôte scene in the dream contains an allusion to this indifferent
motive, for in conversation I had brought the taxi parallel with the table
d'hôte. But I can indicate the important event which has as its substitute the
trivial one. A few days before I had disbursed a large sum
of money for a member of my family who is very dear to me. Small wonder, says
the dream thought, if this person is grateful to me for this—this love is not
cost-free. But love that shall cost nothing is one of the prime thoughts of the
dream. The fact that shortly before this I had had several drives with
the relative in question puts the one drive with my friend in a position to
recall the connection with the other person. The indifferent impression which,
by such ramifications, provokes the dream is subservient to another condition
which is not true of the real source of the dream—the impression must be a
recent one, everything arising from the day of the dream.
I cannot leave the question of dream displacement without the consideration
of a remarkable process in the formation of dreams in which condensation and
displacement work together towards one end. In condensation we have already
considered the case where two conceptions in the dream having something in
common, some point of contact, are replaced in the dream content by a mixed
image, where the distinct germ corresponds to what is common, and the indistinct
secondary modifications to what is distinctive. If displacement is added to
condensation, there is no formation of a mixed image, but a
common mean which bears the same relationship to the individual elements
as does the resultant in the parallelogram of forces to its components. In one
of my dreams, for instance, there is talk of an injection with propyl. On
first analysis I discovered an indifferent but true incident where amyl
played a part as the excitant of the dream. I cannot yet vindicate the exchange
of amyl for propyl. To the round of ideas of the same dream, however, there
belongs the recollection of my first visit to Munich, when the Propylœa
struck me. The attendant circumstances of the analysis render it admissible that
the influence of this second group of conceptions caused the displacement of
amyl to propyl. Propyl is, so to say, the mean idea between amyl
and propylœa; it got into the dream as a kind of compromise by
simultaneous condensation and displacement.
The need of discovering some motive for this bewildering work of the dream is
even more called for in the case of displacement than in condensation.
Although the work of displacement must be held mainly responsible if the
dream thoughts are not refound or recognized in the dream content (unless the
motive of the changes be guessed), it is another and milder kind of
transformation which will be considered with the dream thoughts which leads to
the discovery of a new but readily understood act of the
dream work. The first dream thoughts which are unravelled by analysis frequently
strike one by their unusual wording. They do not appear to be expressed in the
sober form which our thinking prefers; rather are they expressed symbolically by
allegories and metaphors like the figurative language of the poets. It is not
difficult to find the motives for this degree of constraint in the expression of
dream ideas. The dream content consists chiefly of visual scenes; hence the
dream ideas must, in the first place, be prepared to make use of these forms of
presentation. Conceive that a political leader's or a barrister's address had to
be transposed into pantomime, and it will be easy to understand the
transformations to which the dream work is constrained by regard for this
dramatization of the dream content.
Around the psychical stuff of dream thoughts there are ever found
reminiscences of impressions, not infrequently of early childhood—scenes which,
as a rule, have been visually grasped. Whenever possible, this portion of the
dream ideas exercises a definite influence upon the modelling of the dream
content; it works like a center of crystallization, by attracting and
rearranging the stuff of the dream thoughts. The scene of the dream is not
infrequently nothing but a modified repetition, complicated
by interpolations of events that have left such an impression; the dream but
very seldom reproduces accurate and unmixed reproductions of real scenes.
The dream content does not, however, consist exclusively of scenes, but it
also includes scattered fragments of visual images, conversations, and even bits
of unchanged thoughts. It will be perhaps to the point if we instance in the
briefest way the means of dramatization which are at the disposal of the dream
work for the repetition of the dream thoughts in the peculiar language of the
dream.
The dream thoughts which we learn from the analysis exhibit themselves as a
psychical complex of the most complicated superstructure. Their parts stand in
the most diverse relationship to each other; they form backgrounds and
foregrounds, stipulations, digressions, illustrations, demonstrations, and
protestations. It may be said to be almost the rule that one train of thought is
followed by its contradictory. No feature known to our reason whilst awake is
absent. If a dream is to grow out of all this, the psychical matter is submitted
to a pressure which condenses it extremely, to an inner shrinking and
displacement, creating at the same time fresh surfaces, to a selective
interweaving among the constituents best adapted for the
construction of these scenes. Having regard to the origin of this stuff, the
term regression can be fairly applied to this process. The logical chains
which hitherto held the psychical stuff together become lost in this
transformation to the dream content. The dream work takes on, as it were, only
the essential content of the dream thoughts for elaboration. It is left to
analysis to restore the connection which the dream work has destroyed.
The dream's means of expression must therefore be regarded as meager in
comparison with those of our imagination, though the dream does not renounce all
claims to the restitution of logical relation to the dream thoughts. It rather
succeeds with tolerable frequency in replacing these by formal characters of its
own.
By reason of the undoubted connection existing between all the parts of dream
thoughts, the dream is able to embody this matter into a single scene. It
upholds a logical connection as approximation in time and space,
just as the painter, who groups all the poets for his picture of Parnassus who,
though they have never been all together on a mountain peak, yet form ideally a
community. The dream continues this method of presentation in individual dreams,
and often when it displays two elements close together in
the dream content it warrants some special inner connection between what they
represent in the dream thoughts. It should be, moreover, observed that all the
dreams of one night prove on analysis to originate from the same sphere of
thought.
The causal connection between two ideas is either left without presentation,
or replaced by two different long portions of dreams one after the other. This
presentation is frequently a reversed one, the beginning of the dream being the
deduction, and its end the hypothesis. The direct transformation of one
thing into another in the dream seems to serve the relationship of cause
and effect.
The dream never utters the alternative “either-or,” but accepts both
as having equal rights in the same connection. When “either-or” is used in the
reproduction of dreams, it is, as I have already mentioned, to be replaced by
“and.”
Conceptions which stand in opposition to one another are preferably expressed
in dreams by the same element.2
There seems no “not” in dreams. Opposition between two
ideas, the relation of conversion, is represented in dreams in a very remarkable
way. It is expressed by the reversal of another part of the dream content just
as if by way of appendix. We shall later on deal with another form of expressing
disagreement. The common dream sensation of movement checked serves the
purpose of representing disagreement of impulses—a conflict of the
will.
Only one of the logical relationships—that of similarity, identity,
agreement—is found highly developed in the mechanism of dream formation.
Dream work makes use of these cases as a starting-point for condensation,
drawing together everything which shows such agreement to a fresh
unity.
These short, crude observations naturally do not suffice as an estimate of
the abundance of the dream's formal means of presenting the logical
relationships of the dream thoughts. In this respect, individual dreams are
worked up more nicely or more carelessly, our text will have been followed more
or less closely, auxiliaries of the dream work will have
been taken more or less into consideration. In the latter case they appear
obscure, intricate, incoherent. When the dream appears openly absurd, when it
contains an obvious paradox in its content, it is so of purpose. Through its
apparent disregard of all logical claims, it expresses a part of the
intellectual content of the dream ideas. Absurdity in the dream denotes
disagreement, scorn, disdain in the dream thoughts. As this explanation
is in entire disagreement with the view that the dream owes its origin to
dissociated, uncritical cerebral activity, I will emphasize my view by an
example:
“One of my acquaintances, Mr. M____, has been attacked by no less a person
than Goethe in an essay with, we all maintain, unwarrantable violence. Mr. M____
has naturally been ruined by this attack. He complains very bitterly of this at
a dinner-party, but his respect for Goethe has not diminished through this
personal experience. I now attempt to clear up the chronological relations which
strike me as improbable. Goethe died in 1832. As his attack upon Mr. M____ must,
of course, have taken place before, Mr. M____ must have been then a very young
man. It seems to me plausible that he was eighteen. I am not certain, however,
what year we are actually in, and the whole calculation falls into obscurity. The attack was, moreover, contained in
Goethe's well-known essay on ‘Nature.’”
The absurdity of the dream becomes the more glaring when I state that Mr.
M____ is a young business man without any poetical or literary interests. My
analysis of the dream will show what method there is in this madness. The dream
has derived its material from three sources:
1. Mr. M____, to whom I was introduced at a dinner-party, begged me one day
to examine his elder brother, who showed signs of mental trouble. In
conversation with the patient, an unpleasant episode occurred. Without the
slightest occasion he disclosed one of his brother's youthful escapades.
I had asked the patient the year of his birth (year of death in
dream), and led him to various calculations which might show up his want of
memory.
2. A medical journal which displayed my name among others on the cover had
published a ruinous review of a book by my friend F____ of Berlin, from
the pen of a very juvenile reviewer. I communicated with the editor, who,
indeed, expressed his regret, but would not promise any redress. Thereupon I
broke off my connection with the paper; in my letter of resignation I expressed
the hope that our personal relations would not suffer from this. Here is the real source of the dream. The
derogatory reception of my friend's work had made a deep impression upon me. In
my judgment, it contained a fundamental biological discovery which only now,
several years later, commences to find favor among the professors.
3. A little while before, a patient gave me the medical history of her
brother, who, exclaiming “Nature, Nature!” had gone out of his mind. The
doctors considered that the exclamation arose from a study of Goethe's
beautiful essay, and indicated that the patient had been overworking. I
expressed the opinion that it seemed more plausible to me that the
exclamation “Nature!” was to be taken in that sexual meaning known also to the
less educated in our country. It seemed to me that this view had something in
it, because the unfortunate youth afterwards mutilated his genital organs. The
patient was eighteen years old when the attack occurred.
The first person in the dream-thoughts behind the ego was my friend who had
been so scandalously treated. “I now attempted to clear up the chronological
relation.” My friend's book deals with the chronological relations of life,
and, amongst other things, correlates Goethe's duration of life with a
number of days in many ways important to biology. The ego
is, however, represented as a general paralytic (“I am not certain what year
we are actually in”). The dream exhibits my friend as behaving like a
general paralytic, and thus riots in absurdity. But the dream thoughts run
ironically. “Of course he is a madman, a fool, and you are the genius who
understands all about it. But shouldn't it be the other way round?” This
inversion obviously took place in the dream when Goethe attacked the young man,
which is absurd, whilst any one, however young, can to-day easily attack the
great Goethe.
I am prepared to maintain that no dream is inspired by other than egoistic
emotions. The ego in the dream does not, indeed, represent only my friend, but
stands for myself also. I identify myself with him because the fate of his
discovery appears to me typical of the acceptance of my own. If I were to
publish my own theory, which gives sexuality predominance in the ætiology of
psychoneurotic disorders (see the allusion to the eighteen-year-old
patient—“Nature, Nature!”), the same criticism would be leveled at me,
and it would even now meet with the same contempt.
When I follow out the dream thoughts closely, I ever find only scorn
and contempt as correlated with the dream's absurdity. It is well
known that the discovery of a cracked sheep's skull on the Lido in Venice gave Goethe the hint for the so-called vertebral theory
of the skull. My friend plumes himself on having as a student raised a hubbub
for the resignation of an aged professor who had done good work (including some
in this very subject of comparative anatomy), but who, on account of
decrepitude, had become quite incapable of teaching. The agitation my
friend inspired was so successful because in the German Universities an age
limit is not demanded for academic work. Age is no protection against
folly. In the hospital here I had for years the honor to serve under a chief
who, long fossilized, was for decades notoriously feebleminded, and was
yet permitted to continue in his responsible office. A trait, after the manner
of the find in the Lido, forces itself upon me here. It was to this man that
some youthful colleagues in the hospital adapted the then popular slang of that
day: “No Goethe has written that,” “No Schiller composed that,” etc.
We have not exhausted our valuation of the dream work. In addition to
condensation, displacement, and definite arrangement of the psychical matter, we
must ascribe to it yet another activity—one which is, indeed, not shared by
every dream. I shall not treat this position of the dream work exhaustively; I
will only point out that the readiest way to arrive at a
conception of it is to take for granted, probably unfairly, that it only
subsequently influences the dream content which has already been built up.
Its mode of action thus consists in so coördinating the parts of the dream that
these coalesce to a coherent whole, to a dream composition. The dream gets a
kind of façade which, it is true, does not conceal the whole of its content.
There is a sort of preliminary explanation to be strengthened by interpolations
and slight alterations. Such elaboration of the dream content must not be too
pronounced; the misconception of the dream thoughts to which it gives rise is
merely superficial, and our first piece of work in analyzing a dream is to get
rid of these early attempts at interpretation.
The motives for this part of the dream work are easily gauged. This final
elaboration of the dream is due to a regard for intelligibility—a fact at
once betraying the origin of an action which behaves towards the actual dream
content just as our normal psychical action behaves towards some proffered
perception that is to our liking. The dream content is thus secured under the
pretense of certain expectations, is perceptually classified by the supposition
of its intelligibility, thereby risking its falsification, whilst, in fact, the
most extraordinary misconceptions arise if the dream can be
correlated with nothing familiar. Every one is aware that we are unable to look
at any series of unfamiliar signs, or to listen to a discussion of unknown
words, without at once making perpetual changes through our regard for
intelligibility, through our falling back upon what is familiar.
We can call those dreams properly made up which are the result of an
elaboration in every way analogous to the psychical action of our waking life.
In other dreams there is no such action; not even an attempt is made to bring
about order and meaning. We regard the dream as “quite mad,” because on awaking
it is with this last-named part of the dream work, the dream elaboration, that
we identify ourselves. So far, however, as our analysis is concerned, the dream,
which resembles a medley of disconnected fragments, is of as much value as the
one with a smooth and beautifully polished surface. In the former case we are
spared, to some extent, the trouble of breaking down the super-elaboration of
the dream content.
All the same, it would be an error to see in the dream façade nothing but the
misunderstood and somewhat arbitrary elaboration of the dream carried out at the
instance of our psychical life. Wishes and phantasies are not infrequently
employed in the erection of this façade, which were already
fashioned in the dream thoughts; they are akin to those of our waking
life—“day-dreams,” as they are very properly called. These wishes and
phantasies, which analysis discloses in our dreams at night, often present
themselves as repetitions and refashionings of the scenes of infancy. Thus the
dream façade may show us directly the true core of the dream, distorted through
admixture with other matter.
Beyond these four activities there is nothing else to be discovered in the
dream work. If we keep closely to the definition that dream work denotes the
transference of dream thoughts to dream content, we are compelled to say that
the dream work is not creative; it develops no fancies of its own, it judges
nothing, decides nothing. It does nothing but prepare the matter for
condensation and displacement, and refashions it for dramatization, to which
must be added the inconstant last-named mechanism—that of explanatory
elaboration. It is true that a good deal is found in the dream content which
might be understood as the result of another and more intellectual performance;
but analysis shows conclusively every time that these intellectual operations
were already present in the dream thoughts, and have only been taken over by the dream content. A syllogism in the dream is nothing
other than the repetition of a syllogism in the dream thoughts; it seems
inoffensive if it has been transferred to the dream without alteration; it
becomes absurd if in the dream work it has been transferred to other matter. A
calculation in the dream content simply means that there was a calculation in
the dream thoughts; whilst this is always correct, the calculation in the dream
can furnish the silliest results by the condensation of its factors and the
displacement of the same operations to other things. Even speeches which are
found in the dream content are not new compositions; they prove to be pieced
together out of speeches which have been made or heard or read; the words are
faithfully copied, but the occasion of their utterance is quite overlooked, and
their meaning is most violently changed.
It is, perhaps, not superfluous to support these assertions by examples:
1. A seemingly inoffensive, well-made dream of a patient. She was going to
market with her cook, who carried the basket. The butcher said to her when she
asked him for something: “That is all gone,” and wished to give her something
else, remarking; “That's very good.” She declines, and goes to the greengrocer,
who wants to sell her a peculiar vegetable which is bound
up in bundles and of a black color. She says: “I don't know that; I won't take
it.”
The remark “That is all gone&rduo; arose from the treatment. A few days before I
said myself to the patient that the earliest reminiscences of childhood are
all gone as such, but are replaced by transferences and dreams. Thus I am
the butcher.
The second remark, I“I don't know that” arose in a very different
connection. The day before she had herself called out in rebuke to the cook
(who, moreover, also appears in the dream): “Behave yourself properly; I
don't know that”—that is, “I don't know this kind of behavior; I won't
have it.” The more harmless portion of this speech was arrived at by a
displacement of the dream content; in the dream thoughts only the other portion
of the speech played a part, because the dream work changed an imaginary
situation into utter irrecognizability and complete inoffensiveness (while in a
certain sense I behave in an unseemly way to the lady). The situation resulting
in this phantasy is, however, nothing but a new edition of one that actually
took place.
2. A dream apparently meaningless relates to figures. “She wants to pay
something; her daughter takes three florins sixty-five kreuzers out of her purse; but she says: ‘What are you doing? It only cost
twenty-one kreuzers.’”
The dreamer was a stranger who had placed her child at school in Vienna, and
who was able to continue under my treatment so long as her daughter remained at
Vienna. The day before the dream the directress of the school had recommended
her to keep the child another year at school. In this case she would have been
able to prolong her treatment by one year. The figures in the dream become
important if it be remembered that time is money. One year equals 365 days, or,
expressed in kreuzers, 365 kreuzers, which is three florins sixty-five kreuzers.
The twenty-one kreuzers correspond with the three weeks which remained from the
day of the dream to the end of the school term, and thus to the end of the
treatment. It was obviously financial considerations which had moved the lady to
refuse the proposal of the directress, and which were answerable for the
triviality of the amount in the dream.
3. A lady, young, but already ten years married, heard that a friend of hers,
Miss Elise L____, of about the same age, had become engaged. This gave rise to
the following dream:
She was sitting with her husband in the theater; the one side of the
stalls was quite empty. Her husband tells her, Elise L____
and her fiancé had intended coming, but could only get some cheap seats, three
for one florin fifty kreuzers, and these they would not take. In her opinion,
that would not have mattered very much.
The origin of the figures from the matter of the dream thoughts and the
changes the figures underwent are of interest. Whence came the one florin fifty
kreuzers? From a trifling occurrence of the previous day. Her sister-in-law had
received 150 florins as a present from her husband, and had quickly got rid of
it by buying some ornament. Note that 150 florins is one hundred times one
florin fifty kreuzers. For the three concerned with the tickets, the only
link is that Elise L____ is exactly three months younger than the dreamer. The
scene in the dream is the repetition of a little adventure for which she has
often been teased by her husband. She was once in a great hurry to get tickets
in time for a piece, and when she came to the theater one side of the stalls
was almost empty. It was therefore quite unnecessary for her to have been in
such a hurry. Nor must we overlook the absurdity of the dream that two
persons should take three tickets for the theater.
Now for the dream ideas. It was stupid to have married so early; I
need not have been in so great a hurry. Elise
L____'s example shows me that I should have been able to get a husband later;
indeed, one a hundred times better if I had but waited. I could have
bought three such men with the money (dowry).
Footnote
1: “Ich möchte gerne etwas geniessen ohne ‘Kosten’ zu haben.” A a pun upon
the word “kosten,” which has two meanings—“taste” and “cost.” In “Die
Traumdeutung,” third edition, p. 71 footnote, Professor Freud remarks that “the
finest example of dream interpretation left us by the ancients is based upon a
pun” (from “The Interpretation of Dreams,” by Artemidorus Daldianus). “Moreover,
dreams are so intimately bound up with language that Ferenczi truly points out
that every tongue has its own language of dreams. A dream is as a rule
untranslatable into other languages.”—TRANSLATOR.
Footnote
2: It is worthy of remark that eminent philologists maintain that the oldest
languages used the same word for expressing quite general antitheses. In C.
Abel's essay, “Ueber den Gegensinn der Urworter” (1884, the following examples
of such words in England are given: “gleam—gloom”; “to lock—loch”; “down—The
Downs”; “to step—to stop.” In his essay on “The Origin of Language” (“Linguistic
Essays,” p. 240), Abel says: “When the Englishman says ‘without,’ is not his
judgment based upon the comparative juxtaposition of two opposites, ‘with’ and
‘out’; ‘with’ itself originally meant ‘without,’ as may still be seen in
‘withdraw.’ ‘Bid’ includes the opposite sense of giving and of proffering.”
Abel, “The English Verbs of Command,” “Linguistic Essays,” p. 104; see also
Freud, “Ueber den Gegensinn der Urworte” Jahrbuch für Psychoanalytische und
Psychopathologische Forschungen, Band II., part i., p.
179).—TRANSLATOR.
III
WHY THE DREAM DISGUISES THE
DESIRES
In the foregoing exposition we have now learnt something of the dream work;
we must regard it as a quite special psychical process, which, so far as we are
aware, resembles nothing else. To the dream work has been transferred that
bewilderment which its product, the dream, has aroused in us. In truth, the
dream work is only the first recognition of a group of psychical processes to
which must be referred the origin of hysterical symptoms, the ideas of morbid
dread, obsession, and illusion. Condensation, and especially displacement, are
never-failing features in these other processes. The regard for appearance
remains, on the other hand, peculiar to the dream work. If this explanation
brings the dream into line with the formation of psychical disease, it becomes
the more important to fathom the essential conditions of processes like dream
building. It will be probably a surprise to hear that neither the state of sleep
nor illness is among the indispensable conditions. A whole number of phenomena
of the everyday life of healthy persons, forgetfulness,
slips in speaking and in holding things, together with a certain class of
mistakes, are due to a psychical mechanism analogous to that of the dream and
the other members of this group.
Displacement is the core of the problem, and the most striking of all the
dream performances. A thorough investigation of the subject shows that the
essential condition of displacement is purely psychological; it is in the nature
of a motive. We get on the track by thrashing out experiences which one cannot
avoid in the analysis of dreams. I had to break off the relations of my dream
thoughts in the analysis of my dream on p.
8 because I found some experiences which I do not wish strangers to know,
and which I could not relate without serious damage to important considerations.
I added, it would be no use were I to select another instead of that particular
dream; in every dream where the content is obscure or intricate, I should hit
upon dream thoughts which call for secrecy. If, however, I continue the analysis
for myself, without regard to those others, for whom, indeed, so personal an
event as my dream cannot matter, I arrive finally at ideas which surprise me,
which I have not known to be mine, which not only appear foreign to me,
but which are unpleasant, and which I would like to oppose vehemently, whilst the chain of ideas running through
the analysis intrudes upon me inexorably. I can only take these circumstances
into account by admitting that these thoughts are actually part of my psychical
life, possessing a certain psychical intensity or energy. However, by virtue of
a particular psychological condition, the thoughts could not become conscious
to me. I call this particular condition “Repression.” It is therefore
impossible for me not to recognize some casual relationship between the
obscurity of the dream content and this state of repression—this incapacity
of consciousness. Whence I conclude that the cause of the obscurity is
the desire to conceal these thoughts. Thus I arrive at the conception of
the dream distortion as the deed of the dream work, and of
displacement serving to disguise this object.
I will test this in my own dream, and ask myself, What is the thought which,
quite innocuous in its distorted form, provokes my liveliest opposition in its
real form? I remember that the free drive reminded me of the last expensive
drive with a member of my family, the interpretation of the dream being: I
should for once like to experience affection for which I should not have to pay,
and that shortly before the dream I had to make a heavy disbursement for this
very person. In this connection, I cannot get away from the
thought that I regret this disbursement. It is only when I acknowledge
this feeling that there is any sense in my wishing in the dream for an affection
that should entail no outlay. And yet I can state on my honor that I did not
hesitate for a moment when it became necessary to expend that sum. The regret,
the counter-current, was unconscious to me. Why it was unconscious is quite
another question which would lead us far away from the answer which, though
within my knowledge, belongs elsewhere.
If I subject the dream of another person instead of one of my own to
analysis, the result is the same; the motives for convincing others is, however,
changed. In the dream of a healthy person the only way for me to enable him to
accept this repressed idea is the coherence of the dream thoughts. He is at
liberty to reject this explanation. But if we are dealing with a person
suffering from any neurosis—say from hysteria—the recognition of these repressed
ideas is compulsory by reason of their connection with the symptoms of his
illness and of the improvement resulting from exchanging the symptoms for the
repressed ideas. Take the patient from whom I got the last dream about the three
tickets for one florin fifty kreuzers. Analysis shows that she does not think
highly of her husband, that she regrets having married him,
that she would be glad to change him for some one else. It is true that she
maintains that she loves her husband, that her emotional life knows nothing
about this depreciation (a hundred times better!), but all her symptoms lead to
the same conclusion as this dream. When her repressed memories had rewakened a
certain period when she was conscious that she did not love her husband, her
symptoms disappeared, and therewith disappeared her resistance to the
interpretation of the dream.
This conception of repression once fixed, together with the distortion of the
dream in relation to repressed psychical matter, we are in a position to give a
general exposition of the principal results which the analysis of dreams
supplies. We learnt that the most intelligible and meaningful dreams are
unrealized desires; the desires they pictured as realized are known to
consciousness, have been held over from the daytime, and are of absorbing
interest. The analysis of obscure and intricate dreams discloses something very
similar; the dream scene again pictures as realized some desire which regularly
proceeds from the dream ideas, but the picture is unrecognizable, and is only
cleared up in the analysis. The desire itself is either one repressed, foreign
to consciousness, or it is closely bound up with repressed
ideas. The formula for these dreams may be thus stated: They are concealed
realizations of repressed desires. It is interesting to note that they are
right who regard the dream as foretelling the future. Although the future which
the dream shows us is not that which will occur, but that which we would like to
occur. Folk psychology proceeds here according to its wont; it believes what it
wishes to believe.
Dreams can be divided into three classes according to their relation towards
the realization of desire. Firstly come those which exhibit a non-repressed,
non-concealed desire; these are dreams of the infantile type, becoming ever
rarer among adults. Secondly, dreams which express in veiled form some
repressed desire; these constitute by far the larger number of our
dreams, and they require analysis for their understanding. Thirdly, these dreams
where repression exists, but without or with but slight concealment.
These dreams are invariably accompanied by a feeling of dread which brings the
dream to an end. This feeling of dread here replaces dream displacement; I
regarded the dream work as having prevented this in the dream of the second
class. It is not very difficult to prove that what is now present as intense
dread in the dream was once desire, and is now secondary to
the repression.
There are also definite dreams with a painful content, without the presence
of any anxiety in the dream. These cannot be reckoned among dreams of dread;
they have, however, always been used to prove the unimportance and the psychical
futility of dreams. An analysis of such an example will show that it belongs to
our second class of dreams—a perfectly concealed realization of repressed
desires. Analysis will demonstrate at the same time how excellently adapted is
the work of displacement to the concealment of desires.
A girl dreamt that she saw lying dead before her the only surviving child of
her sister amid the same surroundings as a few years before she saw the first
child lying dead. She was not sensible of any pain, but naturally combatted the
view that the scene represented a desire of hers. Nor was that view necessary.
Years ago it was at the funeral of the child that she had last seen and spoken
to the man she loved. Were the second child to die, she would be sure to meet
this man again in her sister's house. She is longing to meet him, but struggles
against this feeling. The day of the dream she had taken a ticket for a lecture,
which announced the presence of the man she always loved.
The dream is simply a dream of impatience common to those which happen before a
journey, theater, or simply anticipated pleasures. The longing is concealed by
the shifting of the scene to the occasion when any joyous feeling were out of
place, and yet where it did once exist. Note, further, that the emotional
behavior in the dream is adapted, not to the displaced, but to the real but
suppressed dream ideas. The scene anticipates the long-hoped-for meeting; there
is here no call for painful emotions.
There has hitherto been no occasion for philosophers to bestir themselves
with a psychology of repression. We must be allowed to construct some clear
conception as to the origin of dreams as the first steps in this unknown
territory. The scheme which we have formulated not only from a study of dreams
is, it is true, already somewhat complicated, but we cannot find any simpler one
that will suffice. We hold that our psychical apparatus contains two procedures
for the construction of thoughts. The second one has the advantage that its
products find an open path to consciousness, whilst the activity of the first
procedure is unknown to itself, and can only arrive at consciousness through the
second one. At the borderland of these two procedures, where the first passes
over into the second, a censorship is established which
only passes what pleases it, keeping back everything else. That which is
rejected by the censorship is, according to our definition, in a state of
repression. Under certain conditions, one of which is the sleeping state, the
balance of power between the two procedures is so changed that what is repressed
can no longer be kept back. In the sleeping state this may possibly occur
through the negligence of the censor; what has been hitherto repressed will now
succeed in finding its way to consciousness. But as the censorship is never
absent, but merely off guard, certain alterations must be conceded so as to
placate it. It is a compromise which becomes conscious in this case—a compromise
between what one procedure has in view and the demands of the other.
Repression, laxity of the censor, compromise—this is the foundation for
the origin of many another psychological process, just as it is for the dream.
In such compromises we can observe the processes of condensation, of
displacement, the acceptance of superficial associations, which we have found in
the dream work.
It is not for us to deny the demonic element which has played a part in
constructing our explanation of dream work. The impression left is that the
formation of obscure dreams proceeds as if a person had
something to say which must be agreeable for another person upon whom he is
dependent to hear. It is by the use of this image that we figure to ourselves
the conception of the dream distortion and of the censorship, and
ventured to crystallize our impression in a rather crude, but at least definite,
psychological theory. Whatever explanation the future may offer of these first
and second procedures, we shall expect a confirmation of our correlate that the
second procedure commands the entrance to consciousness, and can exclude the
first from consciousness.
Once the sleeping state overcome, the censorship resumes complete sway, and
is now able to revoke that which was granted in a moment of weakness. That the
forgetting of dreams explains this in part, at least, we are convinced by
our experience, confirmed again and again. During the relation of a dream, or
during analysis of one, it not infrequently happens that some fragment of the
dream is suddenly forgotten. This fragment so forgotten invariably contains the
best and readiest approach to an understanding of the dream. Probably that is
why it sinks into oblivion—i.e., into a renewed suppression.
Viewing the dream content as the representation of a realized desire, and
referring its vagueness to the changes made by the censor
in the repressed matter, it is no longer difficult to grasp the function of
dreams. In fundamental contrast with those saws which assume that sleep is
disturbed by dreams, we hold the dream as the guardian of sleep. So far
as children's dreams are concerned, our view should find ready acceptance.
The sleeping state or the psychical change to sleep, whatsoever it be, is
brought about by the child being sent to sleep or compelled thereto by fatigue,
only assisted by the removal of all stimuli which might open other objects to
the psychical apparatus. The means which serve to keep external stimuli distant
are known; but what are the means we can employ to depress the internal
psychical stimuli which frustrate sleep? Look at a mother getting her child to
sleep. The child is full of beseeching; he wants another kiss; he wants to play
yet awhile. His requirements are in part met, in part drastically put off till
the following day. Clearly these desires and needs, which agitate him, are
hindrances to sleep. Every one knows the charming story of the bad boy (Baldwin
Groller's) who awoke at night bellowing out, “I want the rhinoceros.” A
really good boy, instead of bellowing, would have dreamt that he was
playing with the rhinoceros. Because the dream which realizes his desire is believed during sleep, it removes the desire and
makes sleep possible. It cannot be denied that this belief accords with the
dream image, because it is arrayed in the psychical appearance of probability;
the child is without the capacity which it will acquire later to distinguish
hallucinations or phantasies from reality.
The adult has learnt this differentiation; he has also learnt the futility of
desire, and by continuous practice manages to postpone his aspirations, until
they can be granted in some roundabout method by a change in the external world.
For this reason it is rare for him to have his wishes realized during sleep in
the short psychical way. It is even possible that this never happens, and that
everything which appears to us like a child's dream demands a much more
elaborate explanation. Thus it is that for adults—for every sane person without
exception—a differentiation of the psychical matter has been fashioned which the
child knew not. A psychical procedure has been reached which, informed by the
experience of life, exercises with jealous power a dominating and restraining
influence upon psychical emotions; by its relation to consciousness, and by its
spontaneous mobility, it is endowed with the greatest means of psychical power.
A portion of the infantile emotions has been withheld from
this procedure as useless to life, and all the thoughts which flow from these
are found in the state of repression.
Whilst the procedure in which we recognize our normal ego reposes upon the
desire for sleep, it appears compelled by the psycho-physiological conditions of
sleep to abandon some of the energy with which it was wont during the day to
keep down what was repressed. This neglect is really harmless; however much the
emotions of the child's spirit may be stirred, they find the approach to
consciousness rendered difficult, and that to movement blocked in consequence of
the state of sleep. The danger of their disturbing sleep must, however, be
avoided. Moreover, we must admit that even in deep sleep some amount of free
attention is exerted as a protection against sense-stimuli which might,
perchance, make an awakening seem wiser than the continuance of sleep. Otherwise
we could not explain the fact of our being always awakened by stimuli of certain
quality. As the old physiologist Burdach pointed out, the mother is awakened by
the whimpering of her child, the miller by the cessation of his mill, most
people by gently calling out their names. This attention, thus on the alert,
makes use of the internal stimuli arising from repressed desires, and fuses them
into the dream, which as a compromise satisfies both
procedures at the same time. The dream creates a form of psychical release for
the wish which is either suppressed or formed by the aid of repression, inasmuch
as it presents it as realized. The other procedure is also satisfied, since the
continuance of the sleep is assured. Our ego here gladly behaves like a child;
it makes the dream pictures believable, saying, as it were, “Quite right, but
let me sleep.” The contempt which, once awakened, we bear the dream, and which
rests upon the absurdity and apparent illogicality of the dream, is probably
nothing but the reasoning of our sleeping ego on the feelings about what was
repressed; with greater right it should rest upon the incompetency of this
disturber of our sleep. In sleep we are now and then aware of this contempt; the
dream content transcends the censorship rather too much, we think, “It's only a
dream,” and sleep on.
It is no objection to this view if there are borderlines for the dream where
its function, to preserve sleep from interruption, can no longer be
maintained—as in the dreams of impending dread. It is here changed for another
function—to suspend the sleep at the proper time. It acts like a conscientious
night-watchman, who first does his duty by quelling disturbances so as not to
waken the citizen, but equally does his duty quite properly
when he awakens the street should the causes of the trouble seem to him serious
and himself unable to cope with them alone.
This function of dreams becomes especially well marked when there arises some
incentive for the sense perception. That the senses aroused during sleep
influence the dream is well known, and can be experimentally verified; it is one
of the certain but much overestimated results of the medical investigation of
dreams. Hitherto there has been an insoluble riddle connected with this
discovery. The stimulus to the sense by which the investigator affects the
sleeper is not properly recognized in the dream, but is intermingled with a
number of indefinite interpretations, whose determination appears left to
psychical free-will. There is, of course, no such psychical free-will. To an
external sense-stimulus the sleeper can react in many ways. Either he awakens or
he succeeds in sleeping on. In the latter case he can make use of the dream to
dismiss the external stimulus, and this, again, in more ways than one. For
instance, he can stay the stimulus by dreaming of a scene which is absolutely
intolerable to him. This was the means used by one who was troubled by a painful
perineal abscess. He dreamt that he was on horseback, and made use of the poultice, which was intended to alleviate his
pain, as a saddle, and thus got away from the cause of the trouble. Or, as is
more frequently the case, the external stimulus undergoes a new rendering, which
leads him to connect it with a repressed desire seeking its realization, and
robs him of its reality, and is treated as if it were a part of the psychical
matter. Thus, some one dreamt that he had written a comedy which embodied a
definite motif; it was being performed; the first act was over amid
enthusiastic applause; there was great clapping. At this moment the dreamer must
have succeeded in prolonging his sleep despite the disturbance, for when he woke
he no longer heard the noise; he concluded rightly that some one must have been
beating a carpet or bed. The dreams which come with a loud noise just before
waking have all attempted to cover the stimulus to waking by some other
explanation, and thus to prolong the sleep for a little while.
Whosoever has firmly accepted this censorship as the chief motive for
the distortion of dreams will not be surprised to learn as the result of dream
interpretation that most of the dreams of adults are traced by analysis to
erotic desires. This assertion is not drawn from dreams obviously of a sexual
nature, which are known to all dreamers from their own
experience, and are the only ones usually described as “sexual dreams.” These
dreams are ever sufficiently mysterious by reason of the choice of persons who
are made the objects of sex, the removal of all the barriers which cry halt to
the dreamer's sexual needs in his waking state, the many strange reminders as to
details of what are called perversions. But analysis discovers that, in many
other dreams in whose manifest content nothing erotic can be found, the work of
interpretation shows them up as, in reality, realization of sexual desires;
whilst, on the other hand, that much of the thought-making when awake, the
thoughts saved us as surplus from the day only, reaches presentation in dreams
with the help of repressed erotic desires.
Towards the explanation of this statement, which is no theoretical postulate,
it must be remembered that no other class of instincts has required so vast a
suppression at the behest of civilization as the sexual, whilst their mastery by
the highest psychical processes are in most persons soonest of all relinquished.
Since we have learnt to understand infantile sexuality, often so vague in
its expression, so invariably overlooked and misunderstood, we are justified in
saying that nearly every civilized person has retained at some point or other
the infantile type of sex life; thus we understand that
repressed infantile sex desires furnish the most frequent and most powerful
impulses for the formation of dreams.1
If the dream, which is the expression of some erotic desire, succeeds in
making its manifest content appear innocently asexual, it is only possible in
one way. The matter of these sexual presentations cannot be exhibited as such,
but must be replaced by allusions, suggestions, and similar indirect means;
differing from other cases of indirect presentation, those used in dreams must
be deprived of direct understanding. The means of presentation which answer
these requirements are commonly termed “symbols.” A special interest has been
directed towards these, since it has been observed that the dreamers of the same
language use the like symbols—indeed, that in certain cases community of symbol
is greater than community of speech. Since the dreamers do not themselves know
the meaning of the symbols they use, it remains a puzzle whence arises their
relationship with what they replace and denote. The fact itself is undoubted,
and becomes of importance for the technique of the interpretation of dreams, since by the aid of a knowledge of
this symbolism it is possible to understand the meaning of the elements of a
dream, or parts of a dream, occasionally even the whole dream itself, without
having to question the dreamer as to his own ideas. We thus come near to the
popular idea of an interpretation of dreams, and, on the other hand, possess
again the technique of the ancients, among whom the interpretation of dreams was
identical with their explanation through symbolism.
Though the study of dream symbolism is far removed from finality, we now
possess a series of general statements and of particular observations which are
quite certain. There are symbols which practically always have the same meaning:
Emperor and Empress (King and Queen) always mean the parents; room, a woman2,
and so on. The sexes are represented by a great variety of symbols, many of
which would be at first quite incomprehensible had not the clews to the meaning
been often obtained through other channels.
There are symbols of universal circulation, found in all dreamers, of one
range of speech and culture; there are others of the
narrowest individual significance which an individual has built up out of his
own material. In the first class those can be differentiated whose claim can be
at once recognized by the replacement of sexual things in common speech (those,
for instance, arising from agriculture, as reproduction, seed) from others whose
sexual references appear to reach back to the earliest times and to the
obscurest depths of our image-building. The power of building symbols in both
these special forms of symbols has not died out. Recently discovered things,
like the airship, are at once brought into universal use as sex symbols.
It would be quite an error to suppose that a profounder knowledge of dream
symbolism (the “Language of Dreams”) would make us independent of questioning
the dreamer regarding his impressions about the dream, and would give us back
the whole technique of ancient dream interpreters. Apart from individual symbols
and the variations in the use of what is general, one never knows whether an
element in the dream is to be understood symbolically or in its proper meaning;
the whole content of the dream is certainly not to be interpreted symbolically.
The knowledge of dream symbols will only help us in understanding portions of
the dream content, and does not render the use of the technical rules previously given at all superfluous. But it
must be of the greatest service in interpreting a dream just when the
impressions of the dreamer are withheld or are insufficient.
Dream symbolism proves also indispensable for understanding the so-called
“typical” dreams and the dreams that “repeat themselves.” Dream symbolism leads
us far beyond the dream; it does not belong only to dreams, but is likewise
dominant in legend, myth, and saga, in wit and in folklore. It compels us to
pursue the inner meaning of the dream in these productions. But we must
acknowledge that symbolism is not a result of the dream work, but is a
peculiarity probably of our unconscious thinking, which furnishes to the dream
work the matter for condensation, displacement, and dramatization.
Footnote
1: Freud, “Three Contributions to Sexual Theory,” translated by A.A. Brill
(Journal of Nervous and Mental Disease Publishing Company, New
York).
Footnote
2: The words from “and” to “channels” in the next sentence is a short
summary of the passage in the original. As this book will be read by other than
professional people the passage has not been translated, in deference to English
opinion.—TRANSLATOR.
IV
DREAM ANALYSIS
Perhaps we shall now begin to suspect that dream interpretation is capable of
giving us hints about the structure of our psychic apparatus which we have thus
far expected in vain from philosophy. We shall not, however, follow this track,
but return to our original problem as soon as we have cleared up the subject of
dream-disfigurement. The question has arisen how dreams with disagreeable
content can be analyzed as the fulfillment of wishes. We see now that this is
possible in case dream-disfigurement has taken place, in case the disagreeable
content serves only as a disguise for what is wished. Keeping in mind our
assumptions in regard to the two psychic instances, we may now proceed to say:
disagreeable dreams, as a matter of fact, contain something which is
disagreeable to the second instance, but which at the same time fulfills a wish
of the first instance. They are wish dreams in the sense that every dream
originates in the first instance, while the second instance acts towards the
dream only in repelling, not in a creative manner. If we
limit ourselves to a consideration of what the second instance contributes to
the dream, we can never understand the dream. If we do so, all the riddles which
the authors have found in the dream remain unsolved.
That the dream actually has a secret meaning, which turns out to be the
fulfillment of a wish, must be proved afresh for every case by means of an
analysis. I therefore select several dreams which have painful contents and
attempt an analysis of them. They are partly dreams of hysterical subjects,
which require long preliminary statements, and now and then also an examination
of the psychic processes which occur in hysteria. I cannot, however, avoid this
added difficulty in the exposition.
When I give a psychoneurotic patient analytical treatment, dreams are always,
as I have said, the subject of our discussion. It must, therefore, give him all
the psychological explanations through whose aid I myself have come to an
understanding of his symptoms, and here I undergo an unsparing criticism, which
is perhaps not less keen than that I must expect from my colleagues.
Contradiction of the thesis that all dreams are the fulfillments of wishes is
raised by my patients with perfect regularity. Here are several examples of the
dream material which is offered me to refute this
position.
“You always tell me that the dream is a wish fulfilled,” begins a clever lady
patient. “Now I shall tell you a dream in which the content is quite the
opposite, in which a wish of mine is not fulfilled. How do you reconcile
that with your theory? The dream is as follows:—
“I want to give a supper, but having nothing at hand except some smoked
salmon, I think of going marketing, but I remember that it is Sunday afternoon,
when all the shops are closed. I next try to telephone to some caterers, but the
telephone is out of order.... Thus I must resign my wish to give a
supper.”
I answer, of course, that only the analysis can decide the meaning of this
dream, although I admit that at first sight it seems sensible and coherent, and
looks like the opposite of a wish-fulfillment. “But what occurrence has given
rise to this dream?” I ask. “You know that the stimulus for a dream always lies
among the experiences of the preceding day.”
Analysis.—The husband of the patient, an upright and conscientious
wholesale butcher, had told her the day before that he is growing too fat, and
that he must, therefore, begin treatment for obesity. He was going to get up
early, take exercise, keep to a strict diet, and above all
accept no more invitations to suppers. She proceeds laughingly to relate how her
husband at an inn table had made the acquaintance of an artist, who insisted
upon painting his portrait because he, the painter, had never found such an
expressive head. But her husband had answered in his rough way, that he was very
thankful for the honor, but that he was quite convinced that a portion of the
backside of a pretty young girl would please the artist better than his whole
face1.
She said that she was at the time very much in love with her husband, and teased
him a good deal. She had also asked him not to send her any caviare. What does
that mean?
As a matter of fact, she had wanted for a long time to eat a caviare sandwich
every forenoon, but had grudged herself the expense. Of course, she would at
once get the caviare from her husband, as soon as she asked him for it. But she
had begged him, on the contrary, not to send her the caviare, in order that she
might tease him about it longer.
This explanation seems far-fetched to me. Unadmitted motives are in the habit
of hiding behind such unsatisfactory explanations. We are reminded of subjects
hypnotized by Bernheim, who carried out a posthypnotic
order, and who, upon being asked for their motives, instead of answering: “I do
not know why I did that,” had to invent a reason that was obviously inadequate.
Something similar is probably the case with the caviare of my patient. I see
that she is compelled to create an unfulfilled wish in life. Her dream also
shows the reproduction of the wish as accomplished. But why does she need an
unfulfilled wish?
The ideas so far produced are insufficient for the interpretation of the
dream. I beg for more. After a short pause, which corresponds to the overcoming
of a resistance, she reports further that the day before she had made a visit to
a friend, of whom she is really jealous, because her husband is always praising
this woman so much. Fortunately, this friend is very lean and thin, and her
husband likes well-rounded figures. Now of what did this lean friend speak?
Naturally of her wish to become somewhat stouter. She also asked my patient:
“When are you going to invite us again? You always have such a good table.”
Now the meaning of the dream is clear. I may say to the patient: “It is just
as though you had thought at the time of the request: ‘Of course, I'll invite
you, so you can eat yourself fat at my house and become
still more pleasing to my husband. I would rather give no more suppers.’ The
dream then tells you that you cannot give a supper, thereby fulfilling your wish
not to contribute anything to the rounding out of your friend's figure. The
resolution of your husband to refuse invitations to supper for the sake of
getting thin teaches you that one grows fat on the things served in company.”
Now only some conversation is necessary to confirm the solution. The smoked
salmon in the dream has not yet been traced. “How did the salmon mentioned in
the dream occur to you?” “Smoked salmon is the favorite dish of this friend,”
she answered. I happen to know the lady, and may corroborate this by saying that
she grudges herself the salmon just as much as my patient grudges herself the
caviare.
The dream admits of still another and more exact interpretation, which is
necessitated only by a subordinate circumstance. The two interpretations do not
contradict one another, but rather cover each other and furnish a neat example
of the usual ambiguity of dreams as well as of all other psychopathological
formations. We have seen that at the same time that she dreams of the denial of
the wish, the patient is in reality occupied in securing an unfulfilled wish
(the caviare sandwiches). Her friend, too, had expressed a
wish, namely, to get fatter, and it would not surprise us if our lady had dreamt
that the wish of the friend was not being fulfilled. For it is her own wish that
a wish of her friend's—for increase in weight—should not be fulfilled. Instead
of this, however, she dreams that one of her own wishes is not fulfilled. The
dream becomes capable of a new interpretation, if in the dream she does not
intend herself, but her friend, if she has put herself in the place of her
friend, or, as we may say, has identified herself with her friend.
I think she has actually done this, and as a sign of this identification she
has created an unfulfilled wish in reality. But what is the meaning of this
hysterical identification? To clear this up a thorough exposition is necessary.
Identification is a highly important factor in the mechanism of hysterical
symptoms; by this means patients are enabled in their symptoms to represent not
merely their own experiences, but the experiences of a great number of other
persons, and can suffer, as it were, for a whole mass of people, and fill all
the parts of a drama by means of their own personalities alone. It will here be
objected that this is well-known hysterical imitation, the ability of hysteric
subjects to copy all the symptoms which impress them when
they occur in others, as though their pity were stimulated to the point of
reproduction. But this only indicates the way in which the psychic process is
discharged in hysterical imitation; the way in which a psychic act proceeds and
the act itself are two different things. The latter is slightly more complicated
than one is apt to imagine the imitation of hysterical subjects to be: it
corresponds to an unconscious concluded process, as an example will show. The
physician who has a female patient with a particular kind of twitching, lodged
in the company of other patients in the same room of the hospital, is not
surprised when some morning he learns that this peculiar hysterical attack has
found imitations. He simply says to himself: The others have seen her and have
done likewise: that is psychic infection. Yes, but psychic infection proceeds in
somewhat the following manner: As a rule, patients know more about one another
than the physician knows about each of them, and they are concerned about each
other when the visit of the doctor is over. Some of them have an attack to-day:
soon it is known among the rest that a letter from home, a return of
lovesickness or the like, is the cause of it. Their sympathy is aroused, and the
following syllogism, which does not reach consciousness, is completed in them:
“If it is possible to have this kind of an attack from such
causes, I too may have this kind of an attack, for I have the same reasons.” If
this were a cycle capable of becoming conscious, it would perhaps express itself
in fear of getting the same attack; but it takes place in another psychic
sphere, and, therefore, ends in the realization of the dreaded symptom.
Identification is therefore not a simple imitation, but a sympathy based upon
the same etiological claim; it expresses an “as though,” and refers to some
common quality which has remained in the unconscious.
Identification is most often used in hysteria to express sexual community. An
hysterical woman identifies herself most readily—although not exclusively—with
persons with whom she has had sexual relations, or who have sexual intercourse
with the same persons as herself. Language takes such a conception into
consideration: two lovers are “one.” In the hysterical phantasy, as well as in
the dream, it is sufficient for the identification if one thinks of sexual
relations, whether or not they become real. The patient, then, only follows the
rules of the hysterical thought processes when she gives expression to her
jealousy of her friend (which, moreover, she herself admits to be unjustified,
in that she puts herself in her place and identifies herself with her by creating a symptom—the denied wish). I might further
clarify the process specifically as follows: She puts herself in the place of
her friend in the dream, because her friend has taken her own place relation to
her husband, and because she would like to take her friend's place in the esteem
of her husband2.
The contradiction to my theory of dreams in the case of another female
patient, the most witty among all my dreamers, was solved in a simpler manner,
although according to the scheme that the non-fulfillment of one wish signifies
the fulfillment of another. I had one day explained to her that the dream is a
wish of fulfillment. The next day she brought me a dream to the effect that she
was traveling with her mother-in-law to their common summer resort. Now I knew
that she had struggled violently against spending the summer in the neighborhood
of her mother-in-law. I also knew that she had luckily avoided her mother-in-law
by renting an estate in a far-distant country resort. Now the dream reversed this wished-for solution; was not this in the
flattest contradiction to my theory of wish-fulfillment in the dream? Certainly,
it was only necessary to draw the inferences from this dream in order to get at
its interpretation. According to this dream, I was in the wrong. It was thus
her wish that I should be in the wrong, and this wish the dream showed her as
fulfilled. But the wish that I should be in the wrong, which was fulfilled
in the theme of the country home, referred to a more serious matter. At that
time I had made up my mind, from the material furnished by her analysis, that
something of significance for her illness must have occurred at a certain time
in her life. She had denied it because it was not present in her memory. We soon
came to see that I was in the right. Her wish that I should be in the wrong,
which is transformed into the dream, thus corresponded to the justifiable wish
that those things, which at the time had only been suspected, had never occurred
at all.
Without an analysis, and merely by means of an assumption, I took the liberty
of interpreting a little occurrence in the case of a friend, who had been my
colleague through the eight classes of the Gymnasium. He once heard a lecture of
mine delivered to a small assemblage, on the novel subject
of the dream as the fulfillment of a wish. He went home, dreamt that he had
lost all his suits—he was a lawyer—and then complained to me about it. I
took refuge in the evasion: “One can't win all one's suits,” but I thought to
myself: “If for eight years I sat as Primus on the first bench, while he moved
around somewhere in the middle of the class, may he not naturally have had a
wish from his boyhood days that I, too, might for once completely disgrace
myself?”
In the same way another dream of a more gloomy character was offered me by a
female patient as a contradiction to my theory of the wish-dream. The patient, a
young girl, began as follows: “You remember that my sister has now only one boy,
Charles: she lost the elder one, Otto, while I was still at her house. Otto was
my favorite; it was I who really brought him up. I like the other little fellow,
too, but of course not nearly as much as the dead one. Now I dreamt last night
that I saw Charles lying dead before me. He was lying in his little coffin,
his hands folded: there were candles all about, and, in short, it was just like
the time of little Otto's death, which shocked me so profoundly. Now tell
me, what does this mean? You know me: am I really bad
enough to wish my sister to lose the only child she has left? Or does the dream
mean that I wish Charles to be dead rather than Otto, whom I like so much
better?”
I assured her that this interpretation was impossible. After some reflection
I was able to give her the interpretation of the dream, which I subsequently
made her confirm.
Having become an orphan at an early age, the girl had been brought up in the
house of a much older sister, and had met among the friends and visitors who
came to the house, a man who made a lasting impression upon her heart. It looked
for a time as though these barely expressed relations were to end in marriage,
but this happy culmination was frustrated by the sister, whose motives have
never found a complete explanation. After the break, the man who was loved by
our patient avoided the house: she herself became independent some time after
little Otto's death, to whom her affection had now turned. But she did not
succeed in freeing herself from the inclination for her sister's friend in which
she had become involved. Her pride commanded her to avoid him; but it was
impossible for her to transfer her love to the other suitors who presented
themselves in order. Whenever the man whom she loved, who was a member of the literary profession, announced a lecture anywhere, she
was sure to be found in the audience; she also seized every other opportunity to
see him from a distance unobserved by him. I remembered that on the day before
she had told me that the Professor was going to a certain concert, and that she
was also going there, in order to enjoy the sight of him. This was on the day of
the dream; and the concert was to take place on the day on which she told me the
dream. I could now easily see the correct interpretation, and I asked her
whether she could think of any event which had happened after the death of
little Otto. She answered immediately: “Certainly; at that time the Professor
returned after a long absence, and I saw him once more beside the coffin of
little Otto.” It was exactly as I had expected. I interpreted the dream in the
following manner: “If now the other boy were to die, the same thing would be
repeated. You would spend the day with your sister, the Professor would surely
come in order to offer condolence, and you would see him again under the same
circumstances as at that time. The dream signifies nothing but this wish of
yours to see him again, against which you are fighting inwardly. I know that you
are carrying the ticket for to-day's concert in your bag. Your dream is a dream
of impatience; it has anticipated the meeting which is to
take place to-day by several hours.”
In order to disguise her wish she had obviously selected a situation in which
wishes of that sort are commonly suppressed—a situation which is so filled with
sorrow that love is not thought of. And yet, it is very easily probable that
even in the actual situation at the bier of the second, more dearly loved boy,
which the dream copied faithfully, she had not been able to suppress her
feelings of affection for the visitor whom she had missed for so long a
time.
A different explanation was found in the case of a similar dream of another
female patient, who was distinguished in her earlier years by her quick wit and
her cheerful demeanors and who still showed these qualities at least in the
notion, which occurred to her in the course of treatment. In connection with a
longer dream, it seemed to this lady that she saw her fifteen-year-old daughter
lying dead before her in a box. She was strongly inclined to convert this
dream-image into an objection to the theory of wish-fulfillment, but herself
suspected that the detail of the box must lead to a different conception of the
dream.3
In the course of the analysis it occurred to her that on the evening before, the conversation of the company had turned upon the English
word “box,” and upon the numerous translations of it into German, such as box,
theater box, chest, box on the ear, &c. From other components of the same
dream it is now possible to add that the lady had guessed the relationship
between the English word “box” and the German Büchse, and had then been
haunted by the memory that Büchse (as well as “box”) is used in vulgar
speech to designate the female genital organ. It was therefore possible, making
a certain allowance for her notions on the subject of topographical anatomy, to
assume that the child in the box signified a child in the womb of the mother. At
this stage of the explanation she no longer denied that the picture of the dream
really corresponded to one of her wishes. Like so many other young women, she
was by no means happy when she became pregnant, and admitted to me more than
once the wish that her child might die before its birth; in a fit of anger
following a violent scene with her husband she had even struck her abdomen with
her fists in order to hit the child within. The dead child was, therefore,
really the fulfillment of a wish, but a wish which had been put aside for
fifteen years, and it is not surprising that the fulfillment of the wish was no
longer recognized after so long an interval. For there had
been many changes meanwhile.
The group of dreams to which the two last mentioned belong, having as content
the death of beloved relatives, will be considered again under the head of
“Typical Dreams.” I shall there be able to show by new examples that in spite of
their undesirable content, all these dreams must be interpreted as
wish-fulfillments. For the following dream, which again was told me in order to
deter me from a hasty generalization of the theory of wishing in dreams, I am
indebted, not to a patient, but to an intelligent jurist of my acquaintance.
“I dream,” my informant tells me, “that I am walking in front of my
house with a lady on my arm. Here a closed wagon is waiting, a gentleman steps
up to me, gives his authority as an agent of the police, and demands that I
should follow him. I only ask for time in which to arrange my affairs. Can
you possibly suppose this is a wish of mine to be arrested?” “Of course not,” I
must admit. “Do you happen to know upon what charge you were arrested?” “Yes; I
believe for infanticide.” “Infanticide? But you know that only a mother can
commit this crime upon her newly born child?” “That is true.”4
“And under what circumstances did you dream; what happened
on the evening before?” “I would rather not tell you that; it is a delicate
matter.” “But I must have it, otherwise we must forgo the interpretation of the
dream.” “Well, then, I will tell you. I spent the night, not at home, but at the
house of a lady who means very much to me. When we awoke in the morning,
something again passed between us. Then I went to sleep again, and dreamt what I
have told you.” “The woman is married?” “Yes.” “And you do not wish her to
conceive a child?” “No; that might betray us.” “Then you do not practice normal
coitus?” “I take the precaution to withdraw before ejaculation.” “Am I permitted
to assume that you did this trick several times during the night, and that in
the morning you were not quite sure whether you had succeeded?” “That might be
the case.” “Then your dream is the fulfillment of a wish. By means of it you
secure the assurance that you have not begotten a child, or, what amounts to the
same thing, that you have killed a child. I can easily demonstrate the
connecting links. Do you remember, a few days ago we were talking about the
distress of matrimony (Ehenot), and about the inconsistency of permitting the
practice of coitus as long as no impregnation takes place,
while every delinquency after the ovum and the semen meet and a fœtus is formed
is punished as a crime? In connection with this, we also recalled the mediæval
controversy about the moment of time at which the soul is really lodged in the
fœtus, since the concept of murder becomes admissible only from that point on.
Doubtless you also know the gruesome poem by Lenau, which puts infanticide and
the prevention of children on the same plane.” “Strangely enough, I had happened
to think of Lenau during the afternoon.” “Another echo of your dream. And now I
shall demonstrate to you another subordinate wish-fulfillment in your dream. You
walk in front of your house with the lady on your arm. So you take her home,
instead of spending the night at her house, as you do in actuality. The fact
that the wish-fulfillment, which is the essence of the dream, disguises itself
in such an unpleasant form, has perhaps more than one reason. From my essay on
the etiology of anxiety neuroses, you will see that I note interrupted coitus as
one of the factors which cause the development of neurotic fear. It would be
consistent with this that if after repeated cohabitation of the kind mentioned
you should be left in an uncomfortable mood, which now becomes an element in the
composition of your dream. You also make use of this
unpleasant state of mind to conceal the wish-fulfillment. Furthermore, the
mention of infanticide has not yet been explained. Why does this crime, which is
peculiar to females, occur to you?” “I shall confess to you that I was involved
in such an affair years ago. Through my fault a girl tried to protect herself
from the consequences of a liaison with me by securing an abortion. I had
nothing to do with carrying out the plan, but I was naturally for a long time
worried lest the affair might be discovered.” “I understand; this recollection
furnished a second reason why the supposition that you had done your trick badly
must have been painful to you.”
A young physician, who had heard this dream of my colleague when it was told,
must have felt implicated by it, for he hastened to imitate it in a dream of his
own, applying its mode of thinking to another subject. The day before he had
handed in a declaration of his income, which was perfectly honest, because he
had little to declare. He dreamt that an acquaintance of his came from a meeting
of the tax commission and informed him that all the other declarations of income
had passed uncontested, but that his own had awakened general suspicion, and
that he would be punished with a heavy fine. The dream is a poorly-concealed
fulfillment of the wish to be known as a physician with a
large income. It likewise recalls the story of the young girl who was advised
against accepting her suitor because he was a man of quick temper who would
surely treat her to blows after they were married.
The answer of the girl was: “I wish he would strike me!” Her wish to
be married is so strong that she takes into the bargain the discomfort which is
said to be connected with matrimony, and which is predicted for her, and even
raises it to a wish.
If I group the very frequently occurring dreams of this sort, which seem
flatly to contradict my theory, in that they contain the denial of a wish or
some occurrence decidedly unwished for, under the head of “counter wish-dreams,”
I observe that they may all be referred to two principles, of which one has not
yet been mentioned, although it plays a large part in the dreams of human
beings. One of the motives inspiring these dreams is the wish that I should
appear in the wrong. These dreams regularly occur in the course of my treatment
if the patient shows a resistance against me, and I can count with a large
degree of certainty upon causing such a dream after I have once explained to the
patient my theory that the dream is a wish-fulfillment.5
I may even expect this to be the case in a dream merely in
order to fulfill the wish that I may appear in the wrong. The last dream which I
shall tell from those occurring in the course of treatment again shows this very
thing. A young girl who has struggled hard to continue my treatment, against the
will of her relatives and the authorities whom she had consulted, dreams as
follows: She is forbidden at home to come to me any more. She then reminds me
of the promise I made her to treat her for nothing if necessary, and I say to
her: “I can show no consideration in money matters.”
It is not at all easy in this case to demonstrate the fulfillment of a wish,
but in all cases of this kind there is a second problem, the solution of which
helps also to solve the first. Where does she get the words which she puts into
my mouth? Of course I have never told her anything like that, but one of her
brothers, the very one who has the greatest influence over her, has been kind
enough to make this remark about me. It is then the purpose of the dream that
this brother should remain in the right; and she does not try to justify this
brother merely in the dream; it is her purpose in life and the motive for her
being ill.
The other motive for counter wish-dreams is so clear
that there is danger of overlooking it, as for some time happened in my own
case. In the sexual make-up of many people there is a masochistic component,
which has arisen through the conversion of the aggressive, sadistic component
into its opposite. Such people are called “ideal” masochists, if they seek
pleasure not in the bodily pain which may be inflicted upon them, but in
humiliation and in chastisement of the soul. It is obvious that such persons can
have counter wish-dreams and disagreeable dreams, which, however, for them are
nothing but wish-fulfillment, affording satisfaction for their masochistic
inclinations. Here is such a dream. A young man, who has in earlier years
tormented his elder brother, towards whom he was homosexually inclined, but who
had undergone a complete change of character, has the following dream, which
consists of three parts: (1) He is “insulted” by his brother. (2) Two
adults are caressing each other with homosexual intentions. (3) His
brother has sold the enterprise whose management the young man reserved for his
own future. He awakens from the last-mentioned dream with the most
unpleasant feelings, and yet it is a masochistic wish-dream, which might be
translated: It would serve me quite right if my brother were to make that sale
against my interest, as a punishment for all the torments
which he has suffered at my hands.
I hope that the above discussion and examples will suffice—until further
objection can be raised—to make it seem credible that even dreams with a painful
content are to be analyzed as the fulfillments of wishes. Nor will it seem a
matter of chance that in the course of interpretation one always happens upon
subjects of which one does not like to speak or think. The disagreeable
sensation which such dreams arouse is simply identical with the antipathy which
endeavors—usually with success—to restrain us from the treatment or discussion
of such subjects, and which must be overcome by all of us, if, in spite of its
unpleasantness, we find it necessary to take the matter in hand. But this
disagreeable sensation, which occurs also in dreams, does not preclude the
existence of a wish; every one has wishes which he would not like to tell to
others, which he does not want to admit even to himself. We are, on other
grounds, justified in connecting the disagreeable character of all these dreams
with the fact of dream disfigurement, and in concluding that these dreams are
distorted, and that the wish-fulfillment in them is disguised until recognition
is impossible for no other reason than that a repugnance, a will to suppress,
exists in relation to the subject-matter of the dream or in
relation to the wish which the dream creates. Dream disfigurement, then, turns
out in reality to be an act of the censor. We shall take into consideration
everything which the analysis of disagreeable dreams has brought to light if we
reword our formula as follows: The dream is the (disguised) fulfillment of a
(suppressed, repressed) wish.
Now there still remain as a particular species of dreams with painful
content, dreams of anxiety, the inclusion of which under dreams of wishing will
find least acceptance with the uninitiated. But I can settle the problem of
anxiety dreams in very short order; for what they may reveal is not a new aspect
of the dream problem; it is a question in their case of understanding neurotic
anxiety in general. The fear which we experience in the dream is only seemingly
explained by the dream content. If we subject the content of the dream to
analysis, we become aware that the dream fear is no more justified by the dream
content than the fear in a phobia is justified by the idea upon which the phobia
depends. For example, it is true that it is possible to fall out of a window,
and that some care must be exercised when one is near a window, but it is
inexplicable why the anxiety in the corresponding phobia is so great, and why it
follows its victims to an extent so much greater than is
warranted by its origin. The same explanation, then, which applies to the phobia
applies also to the dream of anxiety. In both cases the anxiety is only
superficially attached to the idea which accompanies it and comes from another
source.
On account of the intimate relation of dream fear to neurotic fear,
discussion of the former obliges me to refer to the latter. In a little essay on
“The Anxiety Neurosis,”6
I maintained that neurotic fear has its origin in the sexual life, and
corresponds to a libido which has been turned away from its object and has not
succeeded in being applied. From this formula, which has since proved its
validity more and more clearly, we may deduce the conclusion that the content of
anxiety dreams is of a sexual nature, the libido belonging to which content has
been transformed into fear.
Footnote
1: To sit for the painter. Goethe: “And if he has no backside, how can the
nobleman sit?”
Footnote
2: I myself regret the introduction of such passages from the
psychopathology of hysteria, which, because of their fragmentary representation
and of being torn from all connection with the subject, cannot have a very
enlightening influence. If these passages are capable of throwing light upon the
intimate relations between the dream and the psychoneuroses, they have served
the purpose for which I have taken them up.
Footnote
3: Something like the smoked salmon in the dream of the deferred
supper.
Footnote
4: It often happens that a dream is told incompletely, and that a
recollection of the omitted portions appear only in the course of the analysis.
These portions subsequently fitted in, regularly furnish the key to the
interpretation. Cf. below, about forgetting in dreams.
Footnote
5: Similar “counter wish-dreams” have been repeatedly reported to me within
the last few years by my pupils who thus reacted to their first encounter with
the “wish theory of the dream.”
Footnote
6: See Selected Papers on Hysteria and other Psychoneuroses, p. 133,
translated by A.A. Brill, Journal of Nervous and Mental Diseases,
Monograph Series.
V
SEX IN DREAMS
The more one is occupied with the solution of dreams, the more willing one
must become to acknowledge that the majority of the dreams of adults treat of
sexual material and give expression to erotic wishes. Only one who really
analyzes dreams, that is to say, who pushes forward from their manifest content
to the latent dream thoughts, can form an opinion on this subject—never the
person who is satisfied with registering the manifest content (as, for example,
Näcke in his works on sexual dreams). Let us recognize at once that this fact is
not to be wondered at, but that it is in complete harmony with the fundamental
assumptions of dream explanation. No other impulse has had to undergo so much
suppression from the time of childhood as the sex impulse in its numerous
components, from no other impulse have survived so many and such intense
unconscious wishes, which now act in the sleeping state in such a manner as to
produce dreams. In dream interpretation, this significance of sexual complexes
must never be forgotten, nor must they, of course, be
exaggerated to the point of being considered exclusive.
Of many dreams it can be ascertained by a careful interpretation that they
are even to be taken bisexually, inasmuch as they result in an irrefutable
secondary interpretation in which they realize homosexual feelings—that is,
feelings that are common to the normal sexual activity of the dreaming person.
But that all dreams are to be interpreted bisexually, seems to me to be a
generalization as indemonstrable as it is improbable, which I should not like to
support. Above all I should not know how to dispose of the apparent fact that
there are many dreams satisfying other than—in the widest sense—erotic needs, as
dreams of hunger, thirst, convenience, &c. Likewise the similar assertions
“that behind every dream one finds the death sentence” (Stekel), and that every
dream shows “a continuation from the feminine to the masculine line” (Adler),
seem to me to proceed far beyond what is admissible in the interpretation of
dreams.
We have already asserted elsewhere that dreams which are conspicuously
innocent invariably embody coarse erotic wishes, and we might confirm this by
means of numerous fresh examples. But many dreams which appear indifferent, and
which would never be suspected of any particular significance, can be traced back, after analysis, to unmistakably sexual
wish-feelings, which are often of an unexpected nature. For example, who would
suspect a sexual wish in the following dream until the interpretation had been
worked out? The dreamer relates: Between two stately palaces stands a little
house, receding somewhat, whose doors are closed. My wife leads me a little way
along the street up to the little house, and pushes in the door, and then I slip
quickly and easily into the interior of a courtyard that slants obliquely
upwards.
Any one who has had experience in the translating of dreams will, of course,
immediately perceive that penetrating into narrow spaces, and opening locked
doors, belong to the commonest sexual symbolism, and will easily find in this
dream a representation of attempted coition from behind (between the two stately
buttocks of the female body). The narrow slanting passage is of course the
vagina; the assistance attributed to the wife of the dreamer requires the
interpretation that in reality it is only consideration for the wife which is
responsible for the detention from such an attempt. Moreover, inquiry shows that
on the previous day a young girl had entered the household of the dreamer who
had pleased him, and who had given him the impression that she would not be
altogether opposed to an approach of this sort. The little
house between the two palaces is taken from a reminiscence of the Hradschin in
Prague, and thus points again to the girl who is a native of that city.
If with my patients I emphasize the frequency of the Oedipus dream—of having
sexual intercourse with one's mother—I get the answer: “I cannot remember such a
dream.” Immediately afterwards, however, there arises the recollection of
another disguised and indifferent dream, which has been dreamed repeatedly by
the patient, and the analysis shows it to be a dream of this same content—that
is, another Oedipus dream. I can assure the reader that veiled dreams of sexual
intercourse with the mother are a great deal more frequent than open ones to the
same effect.
There are dreams about landscapes and localities in which emphasis is always
laid upon the assurance: “I have been there before.” In this case the locality
is always the genital organ of the mother; it can indeed be asserted with such
certainty of no other locality that one “has been there before.”
A large number of dreams, often full of fear, which are concerned with
passing through narrow spaces or with staying, in the water, are based upon
fancies about the embryonic life, about the sojourn in the mother's womb, and
about the act of birth. The following is the dream of a
young man who in his fancy has already while in embryo taken advantage of his
opportunity to spy upon an act of coition between his parents.
“He is in a deep shaft, in which there is a window, as in the Semmering
Tunnel. At first he sees an empty landscape through this window, and then he
composes a picture into it, which is immediately at hand and which fills out the
empty space. The picture represents a field which is being thoroughly harrowed
by an implement, and the delightful air, the accompanying idea of hard work, and
the bluish-black clods of earth make a pleasant impression. He then goes on and
sees a primary school opened ... and he is surprised that so much attention is
devoted in it to the sexual feelings of the child, which makes him think of
me.”
Here is a pretty water-dream of a female patient, which was turned to
extraordinary account in the course of treatment.
At her summer resort at the ... Lake, she hurls herself into the dark
water at a place where the pale moon is reflected in the water.
Dreams of this sort are parturition dreams; their interpretation is
accomplished by reversing the fact reported in the manifest dream content; thus,
instead of “throwing one's self into the water,” read “coming out of the water,” that is, “being born.” The place
from which one is born is recognized if one thinks of the bad sense of the
French “la lune.” The pale moon thus becomes the white “bottom” (Popo), which
the child soon recognizes as the place from which it came. Now what can be the
meaning of the patient's wishing to be born at her summer resort? I asked the
dreamer this, and she answered without hesitation: “Hasn't the treatment made me
as though I were born again?” Thus the dream becomes an invitation to continue
the cure at this summer resort, that is, to visit her there; perhaps it also
contains a very bashful allusion to the wish to become a mother herself.1
Another dream of parturition, with its interpretation, I take from the work
of E. Jones. “She stood at the seashore watching a small boy, who seemed to
be hers, wading into the water. This he did till the water covered him, and she
could only see his head bobbing up and down near the surface. The scene then
changed to the crowded hall of a hotel. Her husband left
her, and she ‘entered into conversation with’ a stranger.” The second half
of the dream was discovered in the analysis to represent a flight from her
husband, and the entering into intimate relations with a third person, behind
whom was plainly indicated Mr. X.'s brother mentioned in a former dream. The
first part of the dream was a fairly evident birth phantasy. In dreams as in
mythology, the delivery of a child from the uterine waters is commonly
presented by distortion as the entry of the child into water; among many
others, the births of Adonis, Osiris, Moses, and Bacchus are well-known
illustrations of this. The bobbing up and down of the head in the water at once
recalled to the patient the sensation of quickening she had experienced in her
only pregnancy. Thinking of the boy going into the water induced a reverie in
which she saw herself taking him out of the water, carrying him into the
nursery, washing him and dressing him, and installing him in her household.
The second half of the dream, therefore, represents thoughts concerning the
elopement, which belonged to the first half of the underlying latent content;
the first half of the dream corresponded with the second half of the latent
content, the birth phantasy. Besides this inversion in order, further inversions took place in each half of the dream. In the first
half the child entered the water, and then his head bobbed; in the
underlying dream thoughts first the quickening occurred, and then the child left
the water (a double inversion). In the second half her husband left her; in the
dream thoughts she left her husband.
Another parturition dream is related by Abraham of a young woman looking
forward to her first confinement. From a place in the floor of the house a
subterranean canal leads directly into the water (parturition path, amniotic
liquor). She lifts up a trap in the floor, and there immediately appears a
creature dressed in a brownish fur, which almost resembles a seal. This creature
changes into the younger brother of the dreamer, to whom she has always stood in
maternal relationship.
Dreams of “saving” are connected with parturition dreams. To save, especially
to save from the water, is equivalent to giving birth when dreamed by a woman;
this sense is, however, modified when the dreamer is a man.
Robbers, burglars at night, and ghosts, of which we are afraid before going
to bed, and which occasionally even disturb our sleep, originate in one and the
same childish reminiscence. They are the nightly visitors
who have awakened the child to set it on the chamber so that it may not wet the
bed, or have lifted the cover in order to see clearly how the child is holding
its hands while sleeping. I have been able to induce an exact recollection of
the nocturnal visitor in the analysis of some of these anxiety dreams. The
robbers were always the father, the ghosts more probably corresponded to
feminine persons with white night-gowns.
When one has become familiar with the abundant use of symbolism for the
representation of sexual material in dreams, one naturally raises the question
whether there are not many of these symbols which appear once and for all with a
firmly established significance like the signs in stenography; and one is
tempted to compile a new dream-book according to the cipher method. In this
connection it may be remarked that this symbolism does not belong peculiarly to
the dream, but rather to unconscious thinking, particularly that of the masses,
and it is to be found in greater perfection in the folklore, in the myths,
legends, and manners of speech, in the proverbial sayings, and in the current
witticisms of a nation than in its dreams.
The dream takes advantage of this symbolism in order to give a disguised
representation to its latent thoughts. Among the symbols
which are used in this manner there are of course many which regularly, or
almost regularly, mean the same thing. Only it is necessary to keep in mind the
curious plasticity of psychic material. Now and then a symbol in the dream
content may have to be interpreted not symbolically, but according to its real
meaning; at another time the dreamer, owing to a peculiar set of recollections,
may create for himself the right to use anything whatever as a sexual symbol,
though it is not ordinarily used in that way. Nor are the most frequently used
sexual symbols unambiguous every time.
After these limitations and reservations I may call attention to the
following: Emperor and Empress (King and Queen) in most cases really represent
the parents of the dreamer; the dreamer himself or herself is the prince or
princess. All elongated objects, sticks, tree-trunks, and umbrellas (on account
of the stretching-up which might be compared to an erection! all elongated and
sharp weapons, knives, daggers, and pikes, are intended to represent the male
member. A frequent, not very intelligible, symbol for the same is a nail-file
(on account of the rubbing and scraping?). Little cases, boxes, caskets,
closets, and stoves correspond to the female part. The symbolism of lock and key has been very gracefully employed by Uhland in his song
about the “Grafen Eberstein,” to make a common smutty joke. The dream of walking
through a row of rooms is a brothel or harem dream. Staircases, ladders, and
flights of stairs, or climbing on these, either upwards or downwards, are
symbolic representations of the sexual act. Smooth walls over which one is
climbing, façades of houses upon which one is letting oneself down, frequently
under great anxiety, correspond to the erect human body, and probably repeat in
the dream reminiscences of the upward climbing of little children on their
parents or foster parents. “Smooth” walls are men. Often in a dream of anxiety
one is holding on firmly to some projection from a house. Tables, set tables,
and boards are women, perhaps on account of the opposition which does away with
the bodily contours. Since “bed and board” (mensa et thorus) constitute
marriage, the former are often put for the latter in the dream, and as far as
practicable the sexual presentation complex is transposed to the eating complex.
Of articles of dress the woman's hat may frequently be definitely interpreted as
the male genital. In dreams of men one often finds the cravat as a symbol for
the penis; this indeed is not only because cravats hang down long, and are
characteristic of the man, but also because one can select
them at pleasure, a freedom which is prohibited by nature in the original of the
symbol. Persons who make use of this symbol in the dream are very extravagant
with cravats, and possess regular collections of them. All complicated machines
and apparatus in dream are very probably genitals, in the description of which
dream symbolism shows itself to be as tireless as the activity of wit. Likewise
many landscapes in dreams, especially with bridges or with wooded mountains, can
be readily recognized as descriptions of the genitals. Finally where one finds
incomprehensible neologisms one may think of combinations made up of components
having a sexual significance. Children also in the dream often signify the
genitals, as men and women are in the habit of fondly referring to their genital
organ as their “little one.” As a very recent symbol of the male genital may be
mentioned the flying machine, utilization of which is justified by its relation
to flying as well as occasionally by its form. To play with a little child or to
beat a little one is often the dream's representation of onanism. A number of
other symbols, in part not sufficiently verified are given by Stekel, who
illustrates them with examples. Right and left, according to him, are to be
conceived in the dream in an ethical sense. “The right way
always signifies the road to righteousness, the left the one to crime. Thus the
left may signify homosexuality, incest, and perversion, while the right
signifies marriage, relations with a prostitute, &c. The meaning is always
determined by the individual moral view-point of the dreamer.” Relatives in the
dream generally play the rôle of genitals. Not to be able to catch up with a
wagon is interpreted by Stekel as regret not to be able to come up to a
difference in age. Baggage with which one travels is the burden of sin by which
one is oppressed. Also numbers, which frequently occur in the dream, are
assigned by Stekel a fixed symbolical meaning, but these interpretations seem
neither sufficiently verified nor of general validity, although the
interpretation in individual cases can generally be recognized as probable. In a
recently published book by W. Stekel, Die Sprache des Traumes, which I
was unable to utilize, there is a list of the most common sexual symbols, the
object of which is to prove that all sexual symbols can be bisexually used. He
states: “Is there a symbol which (if in any way permitted by the phantasy) may
not be used simultaneously in the masculine and the feminine sense!” To be sure
the clause in parentheses takes away much of the absoluteness of this assertion,
for this is not at all permitted by the phantasy. I do not,
however, think it superfluous to state that in my experience Stekel's general
statement has to give way to the recognition of a greater manifoldness. Besides
those symbols, which are just as frequent for the male as for the female
genitals, there are others which preponderately, or almost exclusively,
designate one of the sexes, and there are still others of which only the male or
only the female signification is known. To use long, firm objects and weapons as
symbols of the female genitals, or hollow objects (chests, pouches, &c.), as
symbols of the male genitals, is indeed not allowed by the fancy.
It is true that the tendency of the dream and the unconscious fancy to
utilize the sexual symbol bisexually betrays an archaic trend, for in childhood
a difference in the genitals is unknown, and the same genitals are attributed to
both sexes.
These very incomplete suggestions may suffice to stimulate others to make a
more careful collection.
I shall now add a few examples of the application of such symbolisms in
dreams, which will serve to show how impossible it becomes to interpret a dream
without taking into account the symbolism of dreams, and how imperatively it
obtrudes itself in many cases.
1. The hat as a symbol of the man (of the male genital):
(a fragment from the dream of a young woman who suffered from agoraphobia on
account of a fear of temptation).
“I am walking in the street in summer, I wear a straw hat of peculiar shape,
the middle piece of which is bent upwards and the side pieces of which hang
downwards (the description became here obstructed), and in such a fashion that
one is lower than the other. I am cheerful and in a confidential mood, and as I
pass a troop of young officers I think to myself: None of you can have any
designs upon me.”
As she could produce no associations to the hat, I said to her: “The hat is
really a male genital, with its raised middle piece and the two downward hanging
side pieces.&Irdquo; I intentionally refrained from interpreting those details
concerning the unequal downward hanging of the two side pieces, although just
such individualities in the determinations lead the way to the interpretation. I
continued by saying that if she only had a man with such a virile genital she
would not have to fear the officers—that is, she would have nothing to wish from
them, for she is mainly kept from going without protection and company by her
fancies of temptation. This last explanation of her fear I had already been able to give her repeatedly on the basis of other
material.
It is quite remarkable how the dreamer behaved after this interpretation. She
withdrew her description of the hat, and claimed not to have said that the two
side pieces were hanging downwards. I was, however, too sure of what I had heard
to allow myself to be misled, and I persisted in it. She was quiet for a while,
and then found the courage to ask why it was that one of her husband's testicles
was lower than the other, and whether it was the same in all men. With this the
peculiar detail of the hat was explained, and the whole interpretation was
accepted by her. The hat symbol was familiar to me long before the patient
related this dream. From other but less transparent cases I believe that the hat
may also be taken as a female genital.
2. The little one as the genital—to be run over as a symbol of sexual
intercourse (another dream of the same agoraphobic patient).
“Her mother sends away her little daughter so that she must go alone. She
rides with her mother to the railroad and sees her little one walking directly
upon the tracks, so that she cannot avoid being run over. She hears the bones
crackle. (From this she experiences a feeling of discomfort but no real horror.) She then looks out through the car window
to see whether the parts cannot be seen behind. She then reproaches her mother
for allowing the little one to go out alone.” Analysis. It is not an easy matter
to give here a complete interpretation of the dream. It forms part of a cycle of
dreams, and can be fully understood only in connection with the others. For it
is not easy to get the necessary material sufficiently isolated to prove the
symbolism. The patient at first finds that the railroad journey is to be
interpreted historically as an allusion to a departure from a sanatorium for
nervous diseases, with the superintendent of which she naturally was in love.
Her mother took her away from this place, and the physician came to the railroad
station and handed her a bouquet of flowers on leaving; she felt uncomfortable
because her mother witnessed this homage. Here the mother, therefore, appears as
a disturber of her love affairs, which is the rôle actually played by this
strict woman during her daughter's girlhood. The next thought referred to the
sentence: “She then looks to see whether the parts can be seen behind.” In the
dream façade one would naturally be compelled to think of the parts of the
little daughter run over and ground up. The thought, however, turns in quite a
different direction. She recalls that she once saw her
father in the bath-room naked from behind; she then begins to talk about the sex
differentiation, and asserts that in the man the genitals can be seen from
behind, but in the woman they cannot. In this connection she now herself offers
the interpretation that the little one is the genital, her little one (she has a
four-year-old daughter) her own genital. She reproaches her mother for wanting
her to live as though she had no genital, and recognizes this reproach in the
introductory sentence of the dream; the mother sends away her little one so that
she must go alone. In her phantasy going alone on the street signifies to have
no man and no sexual relations (coire = to go together), and this she does not
like. According to all her statements she really suffered as a girl on account
of the jealousy of her mother, because she showed a preference for her
father.
The “little one” has been noted as a symbol for the male or the female
genitals by Stekel, who can refer in this connection to a very widespread usage
of language.
The deeper interpretation of this dream depends upon another dream of the
same night in which the dreamer identifies herself with her brother. She was a
“tomboy,” and was always being told that she should have been born a boy. This
identification with the brother shows with special
clearness that “the little one” signifies the genital. The mother threatened him
(her) with castration, which could only be understood as a punishment for
playing with the parts, and the identification, therefore, shows that she
herself had masturbated as a child, though this fact she now retained only in
memory concerning her brother. An early knowledge of the male genital which she
later lost she must have acquired at that time according to the assertions of
this second dream. Moreover the second dream points to the infantile sexual
theory that girls originate from boys through castration. After I had told her
of this childish belief, she at once confirmed it with an anecdote in which the
boy asks the girl: &ldquoWas it cut off? it always
been so.”
The sending away of the little one, of the genital, in the first dream
therefore also refers to the threatened castration. Finally she blames her
mother for not having been born a boy.
That “ing run over” symbolizes sexual intercourse would not be evident from
this dream if we were not sure of it from many other sources.
3. Representation of the genital by structures, stairways, and shafts. (Dream
of a young man inhibited by a father complex.)
“He is taking a walk with his father in a place which is
surely the Prater, for the Rotunda may be seen in front of which there is
a small front structure to which is attached a captive balloon; the balloon,
however, seems quite collapsed. His father asks him what this is all for; he is
surprised at it, but he explains it to his father. They come into a court in
which lies a large sheet of tin. His father wants to pull off a big piece of
this, but first looks around to see if any one is watching. He tells his father
that all he needs to do is to speak to the watchman, and then he can take
without any further difficulty as much as he wants to. From this court a
stairway leads down into a shaft, the walls of which are softly upholstered
something like a leather pocketbook. At the end of this shaft there is a longer
platform, and then a new shaft begins....”
Analysis. This dream belongs to a type of patient which is not favorable from
a therapeutic point of view. They follow in the analysis without offering any
resistances whatever up to a certain point, but from that point on they remain
almost inaccessible. This dream he almost analyzed himself. “The Rotunda,” he
said, “is my genital, the captive balloon in front is my penis, about the
weakness of which I have worried.” We must, however, interpret in greater detail; the Rotunda is the buttock which
is regularly associated by the child with the genital, the smaller front
structure is the scrotum. In the dream his father asks him what this is all
for—that is, he asks him about the purpose and arrangement of the genitals. It
is quite evident that this state of affairs should be turned around, and that he
should be the questioner. As such a questioning on the side of the father has
never taken place in reality, we must conceive the dream thought as a wish, or
take it conditionally, as follows: “If I had only asked my father for sexual
enlightenment.” The continuation of this thought we shall soon find in another
place.
The court in which the tin sheet is spread out is not to be conceived
symbolically in the first instance, but originates from his father's place of
business. For discretionary reasons I have inserted the tin for another material
in which the father deals, without, however, changing anything in the verbal
expression of the dream. The dreamer had entered his father's business, and had
taken a terrible dislike to the questionable practices upon which profit mainly
depends. Hence the continuation of the above dream thought (“if I had only asked
him”) would be: “He would have deceived me just as he does his customers.” For
the pulling off, which serves to represent commercial
dishonesty, the dreamer himself gives a second explanation—namely, onanism. This
is not only entirely familiar to us, but agrees very well with the fact that the
secrecy of onanism is expressed by its opposite (“Why one can do it quite
openly”). It, moreover, agrees entirely with our expectations that the onanistic
activity is again put off on the father, just as was the questioning in the
first scene of the dream. The shaft he at once interprets as the vagina by
referring to the soft upholstering of the walls. That the act of coition in the
vagina is described as a going down instead of in the usual way as a going up, I
have also found true in other instances2.
The details that at the end of the first shaft there is a longer platform and
then a new shaft, he himself explains biographically. He had for some time
consorted with women sexually, but had then given it up because of inhibitions
and now hopes to be able to take it up again with the aid of the treatment. The
dream, however, becomes indistinct toward the end, and to the experienced
interpreter it becomes evident that in the second scene of the dream the
influence of another subject has begun to assert itself; in this his father's
business and his dishonest practices signify the first
vagina represented as a shaft so that one might think of a reference to the
mother.
4. The male genital symbolized by persons and the female by a landscape.
(Dream of a woman of the lower class, whose husband is a policeman, reported
by B. Dattner.)
... Then some one broke into the house and anxiously called for a policeman.
But he went with two tramps by mutual consent into a church,3
to which led a great many stairs;4
behind the church there was a mountain,5
on top of which a dense forest.6
The policeman was furnished with a helmet, a gorget, and a cloak.7
The two vagrants, who went along with the policeman quite peaceably, had tied to
their loins sack-like aprons.8
A road led from the church to the mountain. This road was overgrown on each side
with grass and brushwood, which became thicker and thicker as it reached the
height of the mountain, where it spread out into quite a forest.
5. A stairway dream.
(Reported and interpreted by Otto Rank.)
For the following transparent pollution dream, I am
indebted to the same colleague who furnished us with the dental-irritation
dream.
“I am running down the stairway in the stair-house after a little girl, whom
I wish to punish because she has done something to me. At the bottom of the
stairs some one held the child for me. (A grown-up woman?) I grasp it, but do
not know whether I have hit it, for I suddenly find myself in the middle of the
stairway where I practice coitus with the child (in the air as it were). It is
really no coitus, I only rub my genital on her external genital, and in doing
this I see it very distinctly, as distinctly as I see her head which is lying
sideways. During the sexual act I see hanging to the left and above me (also as
if in the air) two small pictures, landscapes, representing a house on a green.
On the smaller one my surname stood in the place where the painter's signature
should be; it seemed to be intended for my birthday present. A small sign hung
in front of the pictures to the effect that cheaper pictures could also be
obtained. I then see myself very indistinctly lying in bed, just as I had seen
myself at the foot of the stairs, and I am awakened by a feeling of dampness
which came from the pollution.”
Interpretation. The dreamer had been in a book-store on
the evening of the day of the dream, where, while he was waiting, he examined
some pictures which were exhibited, which represented motives similar to the
dream pictures. He stepped nearer to a small picture which particularly took his
fancy in order to see the name of the artist, which, however, was quite unknown
to him.
Later in the same evening, in company, he heard about a Bohemian servant-girl
who boasted that her illegitimate child “was made on the stairs.” The dreamer
inquired about the details of this unusual occurrence, and learned that the
servant-girl went with her lover to the home of her parents, where there was no
opportunity for sexual relations, and that the excited man performed the act on
the stairs. In witty allusion to the mischievous expression used about
wine-adulterers, the dreamer remarked, “The child really grew on the cellar
steps.”
These experiences of the day, which are quite prominent in the dream content,
were readily reproduced by the dreamer. But he just as readily reproduced an old
fragment of infantile recollection which was also utilized by the dream. The
stair-house was the house in which he had spent the greatest part of his
childhood, and in which he had first become acquainted with sexual problems. In
this house he used, among other things, to slide down the
banister astride which caused him to become sexually excited. In the dream he
also comes down the stairs very rapidly—so rapidly that, according to his own
distinct assertions, he hardly touched the individual stairs, but rather “flew”
or “slid down,” as we used to say. Upon reference to this infantile experience,
the beginning of the dream seems to represent the factor of sexual excitement.
In the same house and in the adjacent residence the dreamer used to play
pugnacious games with the neighboring children, in which he satisfied himself
just as he did in the dream.
If one recalls from Freud's investigation of sexual symbolism9
that in the dream stairs or climbing stairs almost regularly symbolizes coitus,
the dream becomes clear. Its motive power as well as its effect, as is shown by
the pollution, is of a purely libidinous nature. Sexual excitement became
aroused during the sleeping state (in the dream this is represented by the rapid
running or sliding down the stairs) and the sadistic thread in this is, on the
basis of the pugnacious playing, indicated in the pursuing and overcoming of the
child. The libidinous excitement becomes enhanced and urges to sexual action
(represented in the dream by the grasping of the child and
the conveyance of it to the middle of the stairway). Up to this point the dream
would be one of pure, sexual symbolism, and obscure for the unpracticed dream
interpreter. But this symbolic gratification, which would have insured
undisturbed sleep, was not sufficient for the powerful libidinous excitement.
The excitement leads to an orgasm, and thus the whole stairway symbolism is
unmasked as a substitute for coitus. Freud lays stress on the rhythmical
character of both actions as one of the reasons for the sexual utilization of
the stairway symbolism, and this dream especially seems to corroborate this,
for, according to the express assertion of the dreamer, the rhythm of a sexual
act was the most pronounced feature in the whole dream.
Still another remark concerning the two pictures, which, aside from their
real significance, also have the value of “Weibsbilder” (literally
woman-pictures, but idiomatically women). This is at once shown by
the fact that the dream deals with a big and a little picture, just as the dream
content presents a big (grown up) and a little girl. That cheap pictures could
also be obtained points to the prostitution complex, just as the dreamer's
surname on the little picture and the thought that it was intended for his
birthday, point to the parent complex (to be born on the
stairway—to be conceived in coitus).
The indistinct final scene, in which the dreamer sees himself on the
staircase landing lying in bed and feeling wet, seems to go back into childhood
even beyond the infantile onanism, and manifestly has its prototype in similarly
pleasurable scenes of bed-wetting.
6. A modified stair-dream.
To one of my very nervous patients, who was an abstainer, whose fancy was
fixed on his mother, and who repeatedly dreamed of climbing stairs accompanied
by his mother, I once remarked that moderate masturbation would be less harmful
to him than enforced abstinence. This influence provoked the following
dream:
“His piano teacher reproaches him for neglecting his piano-playing, and for
not practicing the Etudes of Moscheles and Clementi's Gradus ad
Parnassum. ”In relation to this he remarked that the Gradus is only a
stairway, and that the piano itself is only a stairway as it has a scale.
It is correct to say that there is no series of associations which cannot be
adapted to the representation of sexual facts. I conclude with the dream of a
chemist, a young man, who has been trying to give up his
habit of masturbation by replacing it with intercourse with women.
Preliminary statement.—On the day before the dream he had given a
student instruction concerning Grignard's reaction, in which magnesium is to be
dissolved in absolutely pure ether under the catalytic influence of iodine. Two
days before, there had been an explosion in the course of the same reaction, in
which the investigator had burned his hand.
Dream I. He is to make phenylmagnesium-bromid; he sees the apparatus with
particular clearness, but he has substituted himself for the magnesium. He is
now in a curious swaying attitude. He keeps repeating to himself, “This is the
right thing, it is working, my feet are beginning to dissolve and my knees are
getting soft.” Then he reaches down and feels for his feet, and meanwhile (he
does not know how) he takes his legs out of the crucible, and then again he says
to himself, “That cannot be.... Yes, it must be so, it has been done correctly.”
Then he partially awakens, and repeats the dream to himself, because he wants to
tell it to me. He is distinctly afraid of the analysis of the dream. He is much
excited during this semi-sleeping state, and repeats continually, “Phenyl,
phenyl.”
II. He is in ....ing with his whole family; at
half-past eleven. He is to be at the Schottenthor for a rendezvous with a
certain lady, but he does not wake up until half-past eleven. He says to
himself, “It is too late now; when you get there it will be half-past twelve.”
The next instant he sees the whole family gathered about the table—his mother
and the servant girl with the soup-tureen with particular clearness. Then he
says to himself, “Well, if we are eating already, I certainly can't get
away.I”
Analysis: He feels sure that even the first dream contains a reference to the
lady whom he is to meet at the rendezvous (the dream was dreamed during the
night before the expected meeting). The student to whom he gave the instruction
is a particularly unpleasant fellow; he had said to the chemist: “That isn't
right,” because the magnesium was still unaffected, and the latter answered as
though he did not care anything about it: “It certainly isn't right.” He himself
must be this student; he is as indifferent towards his analysis as the student
is towards his synthesis; the He in the dream, however, who accomplishes
the operation, is myself. How unpleasant he must seem to me with his
indifference towards the success achieved!
Moreover, he is the material with which the analysis (synthesis) is made. For it is a question of the success of
the treatment. The legs in the dream recall an impression of the previous
evening. He met a lady at a dancing lesson whom he wished to conquer; he pressed
her to him so closely that she once cried out. After he had stopped pressing
against her legs, he felt her firm responding pressure against his lower thighs
as far as just above his knees, at the place mentioned in the dream. In this
situation, then, the woman is the magnesium in the retort, which is at last
working. He is feminine towards me, as he is masculine towards the woman. If it
will work with the woman, the treatment will also work. Feeling and becoming
aware of himself in the region of his knees refers to masturbation, and
corresponds to his fatigue of the previous day.... The rendezvous had actually
been set for half-past eleven. His wish to oversleep and to remain with his
usual sexual objects (that is, with masturbation) corresponds with his
resistance.
Footnote
1: It is only of late that I have learned to value the significance of
fancies and unconscious thoughts about life in the womb. They contain the
explanation of the curious fear felt by so many people of being buried alive, as
well as the profoundest unconscious reason for the belief in a life after death
which represents nothing but a projection into the future of this mysterious
life before birth. The act of birth, moreover, is the first experience with
fear, and is thus the source and model of the emotion of fear.
Footnote
2: Cf. Zentralblatt für psychoanalyse, I.
Footnote
3: Or chapel—vagina.
Footnote
4: Symbol of coitus.
Footnote
5: Mons veneris.
Footnote
6: Crines pubis.
Footnote
7: Demons in cloaks and capucines are, according to the explanation of a man
versed in the subject, of a phallic nature.
Footnote
8: The two halves of the scrotum.
Footnote
9: See Zentralblatt für Psychoanalyse, vol. i., p. 2.
VI
THE WISH IN DREAMS
That the dream should be nothing but a wish-fulfillment surely seemed strange
to us all—and that not alone because of the contradictions offered by the
anxiety dream.
After learning from the first analytical explanations that the dream conceals
sense and psychic validity, we could hardly expect so simple a determination of
this sense. According to the correct but concise definition of Aristotle, the
dream is a continuation of thinking in sleep (in so far as one sleeps).
Considering that during the day our thoughts produce such a diversity of psychic
acts—judgments, conclusions, contradictions, expectations, intentions,
&c.—why should our sleeping thoughts be forced to confine themselves to the
production of wishes? Are there not, on the contrary, many dreams that present a
different psychic act in dream form, e.g., a solicitude, and is not the
very transparent father's dream mentioned above of just such a nature? From the
gleam of light falling into his eyes while asleep the father draws the solicitous conclusion that a candle has been upset and may
have set fire to the corpse; he transforms this conclusion into a dream by
investing it with a senseful situation enacted in the present tense. What part
is played in this dream by the wish-fulfillment, and which are we to suspect—the
predominance of the thought continued from, the waking state or of the thought
incited by the new sensory impression?
All these considerations are just, and force us to enter more deeply into the
part played by the wish-fulfillment in the dream, and into the significance of
the waking thoughts continued in sleep.
It is in fact the wish-fulfillment that has already induced us to separate
dreams into two groups. We have found some dreams that were plainly
wish-fulfillments; and others in which wish-fulfillment could not be recognized,
and was frequently concealed by every available means. In this latter class of
dreams we recognized the influence of the dream censor. The undisguised wish
dreams were chiefly found in children, yet fleeting open-hearted wish dreams
seemed (I purposely emphasize this word) to occur also in adults.
We may now ask whence the wish fulfilled in the dream originates. But to what
opposition or to what diversity do we refer this “whence”? I think it is to the opposition between conscious daily life and a
psychic activity remaining unconscious which can only make itself noticeable
during the night. I thus find a threefold possibility for the origin of a wish.
Firstly, it may have been incited during the day, and owing to external
circumstances failed to find gratification, there is thus left for the night an
acknowledged but unfulfilled wish. Secondly, it may come to the surface during
the day but be rejected, leaving an unfulfilled but suppressed wish. Or,
thirdly, it may have no relation to daily life, and belong to those wishes that
originate during the night from the suppression. If we now follow our scheme of
the psychic apparatus, we can localize a wish of the first order in the system
Forec. We may assume that a wish of the second order has been forced back from
the Forec. system into the Unc. system, where alone, if anywhere, it can
maintain itself; while a wish-feeling of the third order we consider altogether
incapable of leaving the Unc. system. This brings up the question whether wishes
arising from these different sources possess the same value for the dream, and
whether they have the same power to incite a dream.
On reviewing the dreams which we have at our disposal for answering this
question, we are at once moved to add as a fourth source of the dream-wish the actual wish incitements arising during the night, such as
thirst and sexual desire. It then becomes evident that the source of the
dream-wish does not affect its capacity to incite a dream. That a wish
suppressed during the day asserts itself in the dream can be shown by a great
many examples. I shall mention a very simple example of this class. A somewhat
sarcastic young lady, whose younger friend has become engaged to be married, is
asked throughout the day by her acquaintances whether she knows and what she
thinks of the fiancé. She answers with unqualified praise, thereby silencing her
own judgment, as she would prefer to tell the truth, namely, that he is an
ordinary person. The following night she dreams that the same question is put to
her, and that she replies with the formula: “In case of subsequent orders it
will suffice to mention the number.” Finally, we have learned from numerous
analyses that the wish in all dreams that have been subject to distortion has
been derived from the unconscious, and has been unable to come to perception in
the waking state. Thus it would appear that all wishes are of the same value and
force for the dream formation.
I am at present unable to prove that the state of affairs is really
different, but I am strongly inclined to assume a more stringent determination
of the dream-wish. Children's dreams leave no doubt that an
unfulfilled wish of the day may be the instigator of the dream. But we must not
forget that it is, after all, the wish of a child, that it is a wish-feeling of
infantile strength only. I have a strong doubt whether an unfulfilled wish from
the day would suffice to create a dream in an adult. It would rather seem that
as we learn to control our impulses by intellectual activity, we more and more
reject as vain the formation or retention of such intense wishes as are natural
to childhood. In this, indeed, there may be individual variations; some retain
the infantile type of psychic processes longer than others. The differences are
here the same as those found in the gradual decline of the originally distinct
visual imagination.
In general, however, I am of the opinion that unfulfilled wishes of the day
are insufficient to produce a dream in adults. I readily admit that the wish
instigators originating in conscious like contribute towards the incitement of
dreams, but that is probably all. The dream would not originate if the
foreconscious wish were not reinforced from another source.
That source is the unconscious. I believe that the conscious wish is a
dream inciter only if it succeeds in arousing a similar unconscious wish which
reinforces it. Following the suggestions obtained
through the psychoanalysis of the neuroses, I believe that these unconscious
wishes are always active and ready for expression whenever they find an
opportunity to unite themselves with an emotion from conscious life, and that
they transfer their greater intensity to the lesser intensity of the latter.1
It may therefore seem that the conscious wish alone has been realized in a
dream; but a slight peculiarity in the formation of this dream will put us on
the track of the powerful helper from the unconscious. These ever active and, as
it were, immortal wishes from the unconscious recall the legendary Titans who
from time immemorial have borne the ponderous mountains which were once rolled
upon them by the victorious gods, and which even now quiver from time to time
from the convulsions of their mighty limbs; I say that these wishes found in the
repression are of themselves of an infantile origin, as we have learned from the
psychological investigation of the neuroses. I should like,
therefore, to withdraw the opinion previously expressed that it is unimportant
whence the dream-wish originates, and replace it by another, as follows: The
wish manifested in the dream must be an infantile one. In the adult it
originates in the Unc., while in the child, where no separation and censor as
yet exist between Forec. and Unc., or where these are only in the process of
formation, it is an unfulfilled and unrepressed wish from the waking state. I am
aware that this conception cannot be generally demonstrated, but I maintain
nevertheless that it can be frequently demonstrated, even when it was not
suspected, and that it cannot be generally refuted.
The wish-feelings which remain from the conscious waking state are,
therefore, relegated to the background in the dream formation. In the dream
content I shall attribute to them only the part attributed to the material of
actual sensations during sleep. If I now take into account those other psychic
instigations remaining from the waking state which are not wishes, I shall only
adhere to the line mapped out for me by this train of thought. We may succeed in
provisionally terminating the sum of energy of our waking thoughts by deciding
to go to sleep. He is a good sleeper who can do this;
Napoleon I. is reputed to have been a model of this sort. But we do not always
succeed in accomplishing it, or in accomplishing it perfectly. Unsolved
problems, harassing cares, overwhelming impressions continue the thinking
activity even during sleep, maintaining psychic processes in the system which we
have termed the foreconscious. These mental processes continuing into sleep may
be divided into the following groups: 1, That which has not been terminated
during the day owing to casual prevention; 2, that which has been left
unfinished by temporary paralysis of our mental power, i.e. the unsolved;
3, that which has been rejected and suppressed during the day. This unites with
a powerful group (4) formed by that which has been excited in our Unc. during
the day by the work of the foreconscious. Finally, we may add group (5)
consisting of the indifferent and hence unsettled impressions of the day.
We should not underrate the psychic intensities introduced into sleep by
these remnants of waking life, especially those emanating from the group of the
unsolved. These excitations surely continue to strive for expression during the
night, and we may assume with equal certainty that the sleeping state renders
impossible the usual continuation of the excitement in the foreconscious and the
termination of the excitement by its becoming conscious. As
far as we can normally become conscious of our mental processes, even during the
night, in so far we are not asleep. I shall not venture to state what change is
produced in the Forec. system by the sleeping state, but there is no doubt that
the psychological character of sleep is essentially due to the change of energy
in this very system, which also dominates the approach to motility, which is
paralyzed during sleep. In contradistinction to this, there seems to be nothing
in the psychology of the dream to warrant the assumption that sleep produces any
but secondary changes in the conditions of the Unc. system. Hence, for the
nocturnal excitation in the Force, there remains no other path than that
followed by the wish excitements from the Unc. This excitation must seek
reinforcement from the Unc., and follow the detours of the unconscious
excitations. But what is the relation of the foreconscious day remnants to the
dream? There is no doubt that they penetrate abundantly into the dream, that
they utilize the dream content to obtrude themselves upon consciousness even
during the night; indeed, they occasionally even dominate the dream content, and
impel it to continue the work of the day; it is also certain that the day
remnants may just as well have any other character as that
of wishes; but it is highly instructive and even decisive for the theory of
wish-fulfillment to see what conditions they must comply with in order to be
received into the dream.
Let us pick out one of the dreams cited above as examples, e.g., the
dream in which my friend Otto seems to show the symptoms of Basedow's disease.
My friend Otto's appearance occasioned me some concern during the day, and this
worry, like everything else referring to this person, affected me. I may also
assume that these feelings followed me into sleep. I was probably bent on
finding out what was the matter with him. In the night my worry found expression
in the dream which I have reported, the content of which was not only senseless,
but failed to show any wish-fulfillment. But I began to investigate for the
source of this incongruous expression of the solicitude felt during the day, and
analysis revealed the connection. I identified my friend Otto with a certain
Baron L. and myself with a Professor R. There was only one explanation for my
being impelled to select just this substitution for the day thought. I must have
always been prepared in the Unc. to identify myself with Professor R., as it
meant the realization of one of the immortal infantile wishes, viz. that of
becoming great. Repulsive ideas respecting my friend, that
would certainly have been repudiated in a waking state, took advantage of the
opportunity to creep into the dream, but the worry of the day likewise found
some form of expression through a substitution in the dream content. The day
thought, which was no wish in itself but rather a worry, had in some way to find
a connection with the infantile now unconscious and suppressed wish, which then
allowed it, though already properly prepared, to “originate” for consciousness.
The more dominating this worry, the stronger must be the connection to be
established; between the contents of the wish and that of the worry there need
be no connection, nor was there one in any of our examples.
We can now sharply define the significance of the unconscious wish for the
dream. It may be admitted that there is a whole class of dreams in which the
incitement originates preponderatingly or even exclusively from the remnants of
daily life; and I believe that even my cherished desire to become at some future
time a “professor extraordinarius” would have allowed me to slumber undisturbed
that night had not my worry about my friend's health been still active. But this
worry alone would not have produced a dream; the motive power needed by the
dream had to be contributed by a wish, and it was the
affair of the worriment to procure for itself such wish as a motive power of the
dream. To speak figuratively, it is quite possible that a day thought plays the
part of the contractor (entrepreneur) in the dream. But it is known that
no matter what idea the contractor may have in mind, and how desirous he may be
of putting it into operation, he can do nothing without capital; he must depend
upon a capitalist to defray the necessary expenses, and this capitalist, who
supplies the psychic expenditure for the dream is invariably and indisputably
a wish from the unconscious, no matter what the nature of the waking
thought may be.
In other cases the capitalist himself is the contractor for the dream; this,
indeed, seems to be the more usual case. An unconscious wish is produced by the
day's work, which in turn creates the dream. The dream processes, moreover, run
parallel with all the other possibilities of the economic relationship used here
as an illustration. Thus, the entrepreneur may contribute some capital himself,
or several entrepreneurs may seek the aid of the same capitalist, or several
capitalists may jointly supply the capital required by the entrepreneur. Thus
there are dreams produced by more than one dream-wish, and many similar
variations which may readily be passed over and are of no
further interest to us. What we have left unfinished in this discussion of the
dream-wish we shall be able to develop later.
The “tertium comparationis” in the comparisons just employed—i.e. the
sum placed at our free disposal in proper allotment—admits of still finer
application for the illustration of the dream structure. We can recognize in
most dreams a center especially supplied with perceptible intensity. This is
regularly the direct representation of the wish-fulfillment; for, if we undo the
displacements of the dream-work by a process of retrogression, we find that the
psychic intensity of the elements in the dream thoughts is replaced by the
perceptible intensity of the elements in the dream content. The elements
adjoining the wish-fulfillment have frequently nothing to do with its sense, but
prove to be descendants of painful thoughts which oppose the wish. But, owing to
their frequently artificial connection with the central element, they have
acquired sufficient intensity to enable them to come to expression. Thus, the
force of expression of the wish-fulfillment is diffused over a certain sphere of
association, within which it raises to expression all elements, including those
that are in themselves impotent. In dreams having several
strong wishes we can readily separate from one another the spheres of the
individual wish-fulfillments; the gaps in the dream likewise can often be
explained as boundary zones.
Although the foregoing remarks have considerably limited the significance of
the day remnants for the dream, it will nevertheless be worth our while to give
them some attention. For they must be a necessary ingredient in the formation of
the dream, inasmuch as experience reveals the surprising fact that every dream
shows in its content a connection with some impression of a recent day, often of
the most indifferent kind. So far we have failed to see any necessity for this
addition to the dream mixture. This necessity appears only when we follow
closely the part played by the unconscious wish, and then seek information in
the psychology of the neuroses. We thus learn that the unconscious idea, as
such, is altogether incapable of entering into the foreconscious, and that it
can exert an influence there only by uniting with a harmless idea already
belonging to the foreconscious, to which it transfers its intensity and under
which it allows itself to be concealed. This is the fact of transference which
furnishes an explanation for so many surprising occurrences in the psychic life
of neurotics.
The idea from the foreconscious which thus obtains an
unmerited abundance of intensity may be left unchanged by the transference, or
it may have forced upon it a modification from the content of the transferring
idea. I trust the reader will pardon my fondness for comparisons from daily
life, but I feel tempted to say that the relations existing for the repressed
idea are similar to the situations existing in Austria for the American dentist,
who is forbidden to practise unless he gets permission from a regular physician
to use his name on the public signboard and thus cover the legal requirements.
Moreover, just as it is naturally not the busiest physicians who form such
alliances with dental practitioners, so in the psychic life only such
foreconscious or conscious ideas are chosen to cover a repressed idea as have
not themselves attracted much of the attention which is operative in the
foreconscious. The unconscious entangles with its connections preferentially
either those impressions and ideas of the foreconscious which have been left
unnoticed as indifferent, or those that have soon been deprived of this
attention through rejection. It is a familiar fact from the association studies
confirmed by every experience, that ideas which have formed intimate connections
in one direction assume an almost negative attitude to whole groups of new connections. I once tried from this principle to
develop a theory for hysterical paralysis.
If we assume that the same need for the transference of the repressed ideas
which we have learned to know from the analysis of the neuroses makes its
influence felt in the dream as well, we can at once explain two riddles of the
dream, viz. that every dream analysis shows an interweaving of a recent
impression, and that this recent element is frequently of the most indifferent
character. We may add what we have already learned elsewhere, that these recent
and indifferent elements come so frequently into the dream content as a
substitute for the most deep-lying of the dream thoughts, for the further reason
that they have least to fear from the resisting censor. But while this freedom
from censorship explains only the preference for trivial elements, the constant
presence of recent elements points to the fact that there is a need for
transference. Both groups of impressions satisfy the demand of the repression
for material still free from associations, the indifferent ones because they
have offered no inducement for extensive associations, and the recent ones
because they have had insufficient time to form such associations.
We thus see that the day remnants, among which we may now include the
indifferent impressions when they participate in the dream
formation, not only borrow from the Unc. the motive power at the disposal of the
repressed wish, but also offer to the unconscious something indispensable,
namely, the attachment necessary to the transference. If we here attempted to
penetrate more deeply into the psychic processes, we should first have to throw
more light on the play of emotions between the foreconscious and the
unconscious, to which, indeed, we are urged by the study of the psychoneuroses,
whereas the dream itself offers no assistance in this respect.
Just one further remark about the day remnants. There is no doubt that they
are the actual disturbers of sleep, and not the dream, which, on the contrary,
strives to guard sleep. But we shall return to this point later.
We have so far discussed the dream-wish, we have traced it to the sphere of
the Unc., and analyzed its relations to the day remnants, which in turn may be
either wishes, psychic emotions of any other kind, or simply recent impressions.
We have thus made room for any claims that may be made for the importance of
conscious thought activity in dream formations in all its variations. Relying
upon our thought series, it would not be at all impossible for us to explain
even those extreme cases in which the dream as a continuer
of the day work brings to a happy conclusion and unsolved problem possess an
example, the analysis of which might reveal the infantile or repressed wish
source furnishing such alliance and successful strengthening of the efforts of
the foreconscious activity. But we have not come one step nearer a solution of
the riddle: Why can the unconscious furnish the motive power for the
wish-fulfillment only during sleep? The answer to this question must throw light
on the psychic nature of wishes; and it will be given with the aid of the
diagram of the psychic apparatus.
We do not doubt that even this apparatus attained its present perfection
through a long course of development. Let us attempt to restore it as it existed
in an early phase of its activity. From assumptions, to be confirmed elsewhere,
we know that at first the apparatus strove to keep as free from excitement as
possible, and in its first formation, therefore, the scheme took the form of a
reflex apparatus, which enabled it promptly to discharge through the motor
tracts any sensible stimulus reaching it from without. But this simple function
was disturbed by the wants of life, which likewise furnish the impulse for the
further development of the apparatus. The wants of life
first manifested themselves to it in the form of the great physical needs. The
excitement aroused by the inner want seeks an outlet in motility, which may be
designated as “inner changes” or as an “expression of the emotions.” The hungry
child cries or fidgets helplessly, but its situation remains unchanged; for the
excitation proceeding from an inner want requires, not a momentary outbreak, but
a force working continuously. A change can occur only if in some way a feeling
of gratification is experienced—which in the case of the child must be through
outside help—in order to remove the inner excitement. An essential constituent
of this experience is the appearance of a certain perception (of food in our
example), the memory picture of which thereafter remains associated with the
memory trace of the excitation of want.
Thanks to the established connection, there results at the next appearance of
this want a psychic feeling which revives the memory picture of the former
perception, and thus recalls the former perception itself, i.e. it
actually re-establishes the situation of the first gratification. We call such a
feeling a wish; the reappearance of the perception constitutes the
wish-fulfillment, and the full revival of the perception by the want excitement
constitutes the shortest road to the wish-fulfillment. We
may assume a primitive condition of the psychic apparatus in which this road is
really followed, i.e. where the wishing merges into an hallucination,
This first psychic activity therefore aims at an identity of perception,
i.e. it aims at a repetition of that perception which is connected with
the fulfillment of the want.
This primitive mental activity must have been modified by bitter practical
experience into a more expedient secondary activity. The establishment of the
identity perception on the short regressive road within the apparatus does not
in another respect carry with it the result which inevitably follows the revival
of the same perception from without. The gratification does not take place, and
the want continues. In order to equalize the internal with the external sum of
energy, the former must be continually maintained, just as actually happens in
the hallucinatory psychoses and in the deliriums of hunger which exhaust their
psychic capacity in clinging to the object desired. In order to make more
appropriate use of the psychic force, it becomes necessary to inhibit the full
regression so as to prevent it from extending beyond the image of memory, whence
it can select other paths leading ultimately to the establishment of the desired
identity from the outer world. This inhibition and
consequent deviation from the excitation becomes the task of a second system
which dominates the voluntary motility, i.e. through whose activity the
expenditure of motility is now devoted to previously recalled purposes. But this
entire complicated mental activity which works its way from the memory picture
to the establishment of the perception identity from the outer world merely
represents a detour which has been forced upon the wish-fulfillment by
experience.2
Thinking is indeed nothing but the equivalent of the hallucinatory wish; and if
the dream be called a wish-fulfillment this becomes self-evident, as nothing but
a wish can impel our psychic apparatus to activity. The dream, which in
fulfilling its wishes follows the short regressive path, thereby preserves for
us only an example of the primary form of the psychic apparatus which has been
abandoned as inexpedient. What once ruled in the waking state when the psychic
life was still young and unfit seems to have been banished into the sleeping
state, just as we see again in the nursery the bow and arrow, the discarded
primitive weapons of grown-up humanity. The dream is a fragment of the
abandoned psychic life of the child. In the psychoses
these modes of operation of the psychic apparatus, which are normally suppressed
in the waking state, reassert themselves, and then betray their inability to
satisfy our wants in the outer world.
The unconscious wish-feelings evidently strive to assert themselves during
the day also, and the fact of transference and the psychoses teach us that they
endeavor to penetrate to consciousness and dominate motility by the road leading
through the system of the foreconscious. It is, therefore, the censor lying
between the Unc. and the Forec., the assumption of which is forced upon us by
the dream, that we have to recognize and honor as the guardian of our psychic
health. But is it not carelessness on the part of this guardian to diminish its
vigilance during the night and to allow the suppressed emotions of the Unc. to
come to expression, thus again making possible the hallucinatory regression? I
think not, for when the critical guardian goes to rest—and we have proof that
his slumber is not profound—he takes care to close the gate to motility. No
matter what feelings from the otherwise inhibited Unc. may roam about on the
scene, they need not be interfered with; they remain harmless because they are
unable to put in motion the motor apparatus which alone can exert a modifying influence upon the outer world. Sleep guarantees the security
of the fortress which is under guard. Conditions are less harmless when a
displacement of forces is produced, not through a nocturnal diminution in the
operation of the critical censor, but through pathological enfeeblement of the
latter or through pathological reinforcement of the unconscious excitations, and
this while the foreconscious is charged with energy and the avenues to motility
are open. The guardian is then overpowered, the unconscious excitations subdue
the Forec.; through it they dominate our speech and actions, or they enforce the
hallucinatory regression, thus governing an apparatus not designed for them by
virtue of the attraction exerted by the perceptions on the distribution of our
psychic energy. We call this condition a psychosis.
We are now in the best position to complete our psychological construction,
which has been interrupted by the introduction of the two systems, Unc. and
Forec. We have still, however, ample reason for giving further consideration to
the wish as the sole psychic motive power in the dream. We have explained that
the reason why the dream is in every case a wish realization is because it is a
product of the Unc., which knows no other aim in its activity but the
fulfillment of wishes, and which has no other forces at its
disposal but wish-feelings. If we avail ourselves for a moment longer of the
right to elaborate from the dream interpretation such far-reaching psychological
speculations, we are in duty bound to demonstrate that we are thereby bringing
the dream into a relationship which may also comprise other psychic structures.
If there exists a system of the Unc.—or something sufficiently analogous to it
for the purpose of our discussion—the dream cannot be its sole manifestation;
every dream may be a wish-fulfillment, but there must be other forms of abnormal
wish-fulfillment beside this of dreams. Indeed, the theory of all psychoneurotic
symptoms culminates in the proposition that they too must be taken as
wish-fulfillments of the unconscious. Our explanation makes the dream only
the first member of a group most important for the psychiatrist, an
understanding of which means the solution of the purely psychological part of
the psychiatric problem. But other members of this group of wish-fulfillments,
e.g., the hysterical symptoms, evince one essential quality which I have
so far failed to find in the dream. Thus, from the investigations frequently
referred to in this treatise, I know that the formation of an hysterical symptom
necessitates the combination of both streams of our psychic life. The symptom is
not merely the expression of a realized unconscious wish,
but it must be joined by another wish from the foreconscious which is fulfilled
by the same symptom; so that the symptom is at least doubly determined, once by
each one of the conflicting systems. Just as in the dream, there is no limit to
further over-determination. The determination not derived from the Unc. is, as
far as I can see, invariably a stream of thought in reaction against the
unconscious wish, e.g., a self-punishment. Hence I may say, in general,
that an hysterical symptom originates only where two contrasting
wish-fulfillments, having their source in different psychic systems, are able to
combine in one expression. (Compare my latest formulation of the origin of
the hysterical symptoms in a treatise published by the Zeitschrift für
Sexualwissenschaft, by Hirschfeld and others, 1908). Examples on this point
would prove of little value, as nothing but a complete unveiling of the
complication in question would carry conviction. I therefore content myself with
the mere assertion, and will cite an example, not for conviction but for
explication. The hysterical vomiting of a female patient proved, on the one
hand, to be the realization of an unconscious fancy from the time of puberty,
that she might be continuously pregnant and have a
multitude of children, and this was subsequently united with the wish that she
might have them from as many men as possible. Against this immoderate wish there
arose a powerful defensive impulse. But as the vomiting might spoil the
patient's figure and beauty, so that she would not find favor in the eyes of
mankind, the symptom was therefore in keeping with her punitive trend of
thought, and, being thus admissible from both sides, it was allowed to become a
reality. This is the same manner of consenting to a wish-fulfillment which the
queen of the Parthians chose for the triumvir Crassus. Believing that he had
undertaken the campaign out of greed for gold, she caused molten gold to be
poured into the throat of the corpse. “Now hast thou what thou hast longed for.”
As yet we know of the dream only that it expresses a wish-fulfillment of the
unconscious; and apparently the dominating foreconscious permits this only after
it has subjected the wish to some distortions. We are really in no position to
demonstrate regularly a stream of thought antagonistic to the dream-wish which
is realized in the dream as in its counterpart. Only now and then have we found
in the dream traces of reaction formations, as, for instance, the tenderness
toward friend R. in the “uncle dream.” But the contribution from the foreconscious, which is missing here, may be found in
another place. While the dominating system has withdrawn on the wish to sleep,
the dream may bring to expression with manifold distortions a wish from the
Unc., and realize this wish by producing the necessary changes of energy in the
psychic apparatus, and may finally retain it through the entire duration of
sleep.3
This persistent wish to sleep on the part of the foreconscious in general
facilitates the formation of the dream. Let us refer to the dream of the father
who, by the gleam of light from the death chamber, was brought to the conclusion
that the body has been set on fire. We have shown that one of the psychic forces
decisive in causing the father to form this conclusion, instead of being
awakened by the gleam of light, was the wish to prolong the life of the child
seen in the dream by one moment. Other wishes proceeding from the repression
probably escape us, because we are unable to analyze this dream. But as a second
motive power of the dream we may mention the father's desire to sleep, for, like
the life of the child, the sleep of the father is prolonged for a moment by the
dream. The underlying motive is: “Let the dream go on, otherwise I must wake up.” As in this dream so also in all
other dreams, the wish to sleep lends its support to the unconscious wish. We
reported dreams which were apparently dreams of convenience. But, properly
speaking, all dreams may claim this designation. The efficacy of the wish to
continue to sleep is the most easily recognized in the waking dreams, which so
transform the objective sensory stimulus as to render it compatible with the
continuance of sleep; they interweave this stimulus with the dream in order to
rob it of any claims it might make as a warning to the outer world. But this
wish to continue to sleep must also participate in the formation of all other
dreams which may disturb the sleeping state from within only. “Now, then, sleep
on; why, it's but a dream”; this is in many cases the suggestion of the Forec.
to consciousness when the dream goes too far; and this also describes in a
general way the attitude of our dominating psychic activity toward dreaming,
though the thought remains tacit. I must draw the conclusion that throughout
our entire sleeping state we are just as certain that we are dreaming as we are
certain that we are sleeping. We are compelled to disregard the objection
urged against this conclusion that our consciousness is never directed to a
knowledge of the former, and that it is directed to a
knowledge of the latter only on special occasions when the censor is
unexpectedly surprised. Against this objection we may say that there are persons
who are entirely conscious of their sleeping and dreaming, and who are
apparently endowed with the conscious faculty of guiding their dream life. Such
a dreamer, when dissatisfied with the course taken by the dream, breaks it off
without awakening, and begins it anew in order to continue it with a different
turn, like the popular author who, on request, gives a happier ending to his
play. Or, at another time, if placed by the dream in a sexually exciting
situation, he thinks in his sleep: “I do not care to continue this dream and
exhaust myself by a pollution; I prefer to defer it in favor of a real
situation.”
Footnote
1: They share this character of indestructibility with all psychic acts that
are really unconscious—that is, with psychic acts belonging to the system of the
unconscious only. These paths are constantly open and never fall into disuse;
they conduct the discharge of the exciting process as often as it becomes
endowed with unconscious excitement To speak metaphorically they suffer the same
form of annihilation as the shades of the lower region in the Odyssey,
who awoke to new life the moment they drank blood. The processes depending on
the foreconscious system are destructible in a different way. The psychotherapy
of the neuroses is based on this difference.
Footnote
2: Le Lorrain justly extols the wish-fulfilment of the dream: “Sans fatigue
sérieuse, sans être obligé de recourir à cette lutte opinâtre et longue qui use
et corrode les jouissances poursuivies.”
Footnote
3: This idea has been borrowed from The Theory of Sleep by Liébault,
who revived hypnotic investigation in our days. (Du Sommeil provoqué,
etc.; Paris, 1889.)
VII
THE FUNCTION OF THE DREAM
Since we know that the foreconscious is suspended during the night by the
wish to sleep, we can proceed to an intelligent investigation of the dream
process. But let us first sum up the knowledge of this process already gained.
We have shown that the waking activity leaves day remnants from which the sum of
energy cannot be entirely removed; or the waking activity revives during the day
one of the unconscious wishes; or both conditions occur simultaneously; we have
already discovered the many variations that may take place. The unconscious wish
has already made its way to the day remnants, either during the day or at any
rate with the beginning of sleep, and has effected a transference to it. This
produces a wish transferred to the recent material, or the suppressed recent
wish comes to life again through a reinforcement from the unconscious. This wish
now endeavors to make its way to consciousness on the normal path of the mental
processes through the foreconscious, to which indeed it belongs through one of its constituent elements. It is confronted, however, by
the censor, which is still active, and to the influence of which it now
succumbs. It now takes on the distortion for which the way has already been
paved by its transference to the recent material. Thus far it is in the way of
becoming something resembling an obsession, delusion, or the like, i.e. a
thought reinforced by a transference and distorted in expression by the censor.
But its further progress is now checked through the dormant state of the
foreconscious; this system has apparently protected itself against invasion by
diminishing its excitements. The dream process, therefore, takes the regressive
course, which has just been opened by the peculiarity of the sleeping state, and
thereby follows the attraction exerted on it by the memory groups, which
themselves exist in part only as visual energy not yet translated into terms of
the later systems. On its way to regression the dream takes on the form of
dramatization. The subject of compression will be discussed later. The dream
process has now terminated the second part of its repeatedly impeded course. The
first part expended itself progressively from the unconscious scenes or
phantasies to the foreconscious, while the second part gravitates from the
advent of the censor back to the perceptions. But when the dream process becomes a content of perception it has, so to
speak, eluded the obstacle set up in the Forec. by the censor and by the
sleeping state. It succeeds in drawing attention to itself and in being noticed
by consciousness. For consciousness, which means to us a sensory organ for the
reception of psychic qualities, may receive stimuli from two sources—first, from
the periphery of the entire apparatus, viz. from the perception system, and,
secondly, from the pleasure and pain stimuli, which constitute the sole psychic
quality produced in the transformation of energy within the apparatus. All other
processes in the system, even those in the foreconscious, are devoid of any
psychic quality, and are therefore not objects of consciousness inasmuch as they
do not furnish pleasure or pain for perception. We shall have to assume that
those liberations of pleasure and pain automatically regulate the outlet of the
occupation processes. But in order to make possible more delicate functions, it
was later found necessary to render the course of the presentations more
independent of the manifestations of pain. To accomplish this the Forec. system
needed some qualities of its own which could attract consciousness, and most
probably received them through the connection of the foreconscious processes
with the memory system of the signs of speech, which is not
devoid of qualities. Through the qualities of this system, consciousness, which
had hitherto been a sensory organ only for the perceptions, now becomes also a
sensory organ for a part of our mental processes. Thus we have now, as it were,
two sensory surfaces, one directed to perceptions and the other to the
foreconscious mental processes.
I must assume that the sensory surface of consciousness devoted to the Forec.
is rendered less excitable by sleep than that directed to the P-systems. The
giving up of interest for the nocturnal mental processes is indeed purposeful.
Nothing is to disturb the mind; the Forec. wants to sleep. But once the dream
becomes a perception, it is then capable of exciting consciousness through the
qualities thus gained. The sensory stimulus accomplishes what it was really
destined for, namely, it directs a part of the energy at the disposal of the
Forec. in the form of attention upon the stimulant. We must, therefore, admit
that the dream invariably awakens us, that is, it puts into activity a part of
the dormant force of the Forec. This force imparts to the dream that influence
which we have designated as secondary elaboration for the sake of connection and
comprehensibility. This means that the dream is treated by it like any other
content of perception; it is subjected to the same ideas of
expectation, as far at least as the material admits. As far as the direction is
concerned in this third part of the dream, it may be said that here again the
movement is progressive.
To avoid misunderstanding, it will not be amiss to say a few words about the
temporal peculiarities of these dream processes. In a very interesting
discussion, apparently suggested by Maury's puzzling guillotine dream, Goblet
tries to demonstrate that the dream requires no other time than the transition
period between sleeping and awakening. The awakening requires time, as the dream
takes place during that period. One is inclined to believe that the final
picture of the dream is so strong that it forces the dreamer to awaken; but, as
a matter of fact, this picture is strong only because the dreamer is already
very near awakening when it appears. “Un rêve c'est un réveil qui commence.”
It has already been emphasized by Dugas that Goblet was forced to repudiate
many facts in order to generalize his theory. There are, moreover, dreams from
which we do not awaken, e.g., some dreams in which we dream that we
dream. From our knowledge of the dream-work, we can by no means admit that it
extends only over the period of awakening. On the contrary, we must consider it
probable that the first part of the dream-work begins
during the day when we are still under the domination of the foreconscious. The
second phase of the dream-work, viz. the modification through the censor, the
attraction by the unconscious scenes, and the penetration to perception must
continue throughout the night. And we are probably always right when we assert
that we feel as though we had been dreaming the whole night, although we cannot
say what. I do not, however, think it necessary to assume that, up to the time
of becoming conscious, the dream processes really follow the temporal sequence
which we have described, viz. that there is first the transferred dream-wish,
then the distortion of the censor, and consequently the change of direction to
regression, and so on. We were forced to form such a succession for the sake of
description; in reality, however, it is much rather a matter of
simultaneously trying this path and that, and of emotions fluctuating to and
fro, until finally, owing to the most expedient distribution, one particular
grouping is secured which remains. From certain personal experiences, I am
myself inclined to believe that the dream-work often requires more than one day
and one night to produce its result; if this be true, the extraordinary art
manifested in the construction of the dream loses all its
marvels. In my opinion, even the regard for comprehensibility as an occurrence
of perception may take effect before the dream attracts consciousness to itself.
To be sure, from now on the process is accelerated, as the dream is henceforth
subjected to the same treatment as any other perception. It is like fireworks,
which require hours of preparation and only a moment for ignition.
Through the dream-work the dream process now gains either sufficient
intensity to attract consciousness to itself and arouse the foreconscious, which
is quite independent of the time or profundity of sleep, or, its intensity being
insufficient it must wait until it meets the attention which is set in motion
immediately before awakening. Most dreams seem to operate with relatively slight
psychic intensities, for they wait for the awakening. This, however, explains
the fact that we regularly perceive something dreamt on being suddenly aroused
from a sound sleep. Here, as well as in spontaneous awakening, the first glance
strikes the perception content created by the dream-work, while the next strikes
the one produced from without.
But of greater theoretical interest are those dreams which are capable of
waking us in the midst of sleep. We must bear in mind the expediency elsewhere
universally demonstrated, and ask ourselves why the dream
or the unconscious wish has the power to disturb sleep, i.e. the
fulfillment of the foreconscious wish. This is probably due to certain relations
of energy into which we have no insight. If we possessed such insight we should
probably find that the freedom given to the dream and the expenditure of a
certain amount of detached attention represent for the dream an economy in
energy, keeping in view the fact that the unconscious must be held in check at
night just as during the day. We know from experience that the dream, even if it
interrupts sleep, repeatedly during the same night, still remains compatible
with sleep. We wake up for an instant, and immediately resume our sleep. It is
like driving off a fly during sleep, we awake ad hoc, and when we resume
our sleep we have removed the disturbance. As demonstrated by familiar examples
from the sleep of wet nurses, &c., the fulfillment of the wish to sleep is
quite compatible with the retention of a certain amount of attention in a given
direction.
But we must here take cognizance of an objection that is based on a better
knowledge of the unconscious processes. Although we have ourselves described the
unconscious wishes as always active, we have, nevertheless, asserted that they
are not sufficiently strong during the day to make themselves perceptible. But when we sleep, and the unconscious wish has
shown its power to form a dream, and with it to awaken the foreconscious, why,
then, does this power become exhausted after the dream has been taken cognizance
of? Would it not seem more probable that the dream should continually renew
itself, like the troublesome fly which, when driven away, takes pleasure in
returning again and again? What justifies our assertion that the dream removes
the disturbance of sleep?
That the unconscious wishes always remain active is quite true. They
represent paths which are passable whenever a sum of excitement makes use of
them. Moreover, a remarkable peculiarity of the unconscious processes is the
fact that they remain indestructible. Nothing can be brought to an end in the
unconscious; nothing can cease or be forgotten. This impression is most strongly
gained in the study of the neuroses, especially of hysteria. The unconscious
stream of thought which leads to the discharge through an attack becomes
passable again as soon as there is an accumulation of a sufficient amount of
excitement. The mortification brought on thirty years ago, after having gained
access to the unconscious affective source, operates during all these thirty
years like a recent one. Whenever its memory is touched, it is revived and shows itself to be supplied with the excitement which is
discharged in a motor attack. It is just here that the office of psychotherapy
begins, its task being to bring about adjustment and forgetfulness for the
unconscious processes. Indeed, the fading of memories and the flagging of
affects, which we are apt to take as self-evident and to explain as a primary
influence of time on the psychic memories, are in reality secondary changes
brought about by painstaking work. It is the foreconscious that accomplishes
this work; and the only course to be pursued by psychotherapy is the subjugate
the Unc, to the domination of the Forec.
There are, therefore, two exits for the individual unconscious emotional
process. It is either left to itself, in which case it ultimately breaks through
somewhere and secures for once a discharge for its excitation into motility; or
it succumbs to the influence of the foreconscious, and its excitation becomes
confined through this influence instead of being discharged. It is the latter
process that occurs in the dream. Owing to the fact that it is directed by the
conscious excitement, the energy from the Forec., which confronts the dream when
grown to perception, restricts the unconscious excitement of the dream and
renders it harmless as a disturbing factor. When the dreamer wakes up for a moment, he has actually chased away the fly that has
threatened to disturb his sleep. We can now understand that it is really more
expedient and economical to give full sway to the unconscious wish, and clear
its way to regression so that it may form a dream, and then restrict and adjust
this dream by means of a small expenditure of foreconscious labor, than to curb
the unconscious throughout the entire period of sleep. We should, indeed, expect
that the dream, even if it was not originally an expedient process, would have
acquired some function in the play of forces of the psychic life. We now see
what this function is. The dream has taken it upon itself to bring the liberated
excitement of the Unc. back under the domination of the foreconscious; it thus
affords relief for the excitement of the Unc. and acts as a safety-valve for the
latter, and at the same time it insures the sleep of the foreconscious at a
slight expenditure of the waking state. Like the other psychic formations of its
group, the dream offers itself as a compromise serving simultaneously both
systems by fulfilling both wishes in so far as they are compatible with each
other. A glance at Robert's “elimination theory,” will show that we must agree
with this author in his main point, viz. in the determination of the function of
the dream, though we differ from him in our hypotheses and
in our treatment of the dream process.
The above qualification—in so far as the two wishes are compatible with each
other—contains a suggestion that there may be cases in which the function of the
dream suffers shipwreck. The dream process is in the first instance admitted as
a wish-fulfillment of the unconscious, but if this tentative wish-fulfillment
disturbs the foreconscious to such an extent that the latter can no longer
maintain its rest, the dream then breaks the compromise and fails to perform the
second part of its task. It is then at once broken off, and replaced by complete
wakefulness. Here, too, it is not really the fault of the dream, if, while
ordinarily the guardian of sleep, it is here compelled to appear as the
disturber of sleep, nor should this cause us to entertain any doubts as to its
efficacy. This is not the only case in the organism in which an otherwise
efficacious arrangement became inefficacious and disturbing as soon as some
element is changed in the conditions of its origin; the disturbance then serves
at least the new purpose of announcing the change, and calling into play against
it the means of adjustment of the organism. In this connection, I naturally bear
in mind the case of the anxiety dream, and in order not to have the appearance
of trying to exclude this testimony against the theory of
wish-fulfillment wherever I encounter it, I will attempt an explanation of the
anxiety dream, at least offering some suggestions.
That a psychic process developing anxiety may still be a wish-fulfillment has
long ceased to impress us as a contradiction. We may explain this occurrence by
the fact that the wish belongs to one system (the Unc.), while by the other
system (the Forec.), this wish has been rejected and suppressed. The subjection
of the Unc. by the Forec. is not complete even in perfect psychic health; the
amount of this suppression shows the degree of our psychic normality. Neurotic
symptoms show that there is a conflict between the two systems; the symptoms are
the results of a compromise of this conflict, and they temporarily put an end to
it. On the one hand, they afford the Unc. an outlet for the discharge of its
excitement, and serve it as a sally port, while, on the other hand, they give
the Forec. the capability of dominating the Unc. to some extent. It is highly
instructive to consider, e.g., the significance of any hysterical phobia
or of an agoraphobia. Suppose a neurotic incapable of crossing the street alone,
which we would justly call a “symptom.” We attempt to remove this symptom by
urging him to the action which he deems himself incapable
of. The result will be an attack of anxiety, just as an attack of anxiety in the
street has often been the cause of establishing an agoraphobia. We thus learn
that the symptom has been constituted in order to guard against the outbreak of
the anxiety. The phobia is thrown before the anxiety like a fortress on the
frontier.
Unless we enter into the part played by the affects in these processes, which
can be done here only imperfectly, we cannot continue our discussion. Let us
therefore advance the proposition that the reason why the suppression of the
unconscious becomes absolutely necessary is because, if the discharge of
presentation should be left to itself, it would develop an affect in the Unc.
which originally bore the character of pleasure, but which, since the appearance
of the repression, bears the character of pain. The aim, as well as the result,
of the suppression is to stop the development of this pain. The suppression
extends over the unconscious ideation, because the liberation of pain might
emanate from the ideation. The foundation is here laid for a very definite
assumption concerning the nature of the affective development. It is regarded as
a motor or secondary activity, the key to the innervation of which is located in
the presentations of the Unc. Through the domination of the Forec. these presentations become, as it were, throttled and
inhibited at the exit of the emotion-developing impulses. The danger, which is
due to the fact that the Forec. ceases to occupy the energy, therefore consists
in the fact that the unconscious excitations liberate such an affect as—in
consequence of the repression that has previously taken place—can only be
perceived as pain or anxiety.
This danger is released through the full sway of the dream process. The
determinations for its realization consist in the fact that repressions have
taken place, and that the suppressed emotional wishes shall become sufficiently
strong. They thus stand entirely without the psychological realm of the dream
structure. Were it not for the fact that our subject is connected through just
one factor, namely, the freeing of the Unc. during sleep, with the subject of
the development of anxiety, I could dispense with discussion of the anxiety
dream, and thus avoid all obscurities connected with it.
As I have often repeated, the theory of the anxiety belongs to the psychology
of the neuroses. I would say that the anxiety in the dream is an anxiety problem
and not a dream problem. We have nothing further to do with it after having once
demonstrated its point of contact with the subject of the dream process. There
is only one thing left for me to do. As I have asserted
that the neurotic anxiety originates from sexual sources, I can subject anxiety
dreams to analysis in order to demonstrate the sexual material in their dream
thoughts.
For good reasons I refrain from citing here any of the numerous examples
placed at my disposal by neurotic patients, but prefer to give anxiety dreams
from young persons.
Personally, I have had no real anxiety dream for decades, but I recall one
from my seventh or eighth year which I subjected to interpretation about thirty
years later. The dream was very vivid, and showed me my beloved mother, with
peculiarly calm sleeping countenance, carried into the room and laid on the bed
by two (or three) persons with birds' beaks. I awoke crying and screaming,
and disturbed my parents. The very tall figures—draped in a peculiar manner—with
beaks, I had taken from the illustrations of Philippson's bible; I believe they
represented deities with heads of sparrowhawks from an Egyptian tomb relief. The
analysis also introduced the reminiscence of a naughty janitor's boy, who used
to play with us children on the meadow in front of the house; I would add that
his name was Philip. I feel that I first heard from this boy the vulgar word
signifying sexual intercourse, which is replaced among the educated by the Latin “coitus,” but to which the dream distinctly
alludes by the selection of the birds' heads. I must have suspected the sexual
significance of the word from the facial expression of my worldly-wise teacher.
My mother's features in the dream were copied from the countenance of my
grandfather, whom I had seen a few days before his death snoring in the state of
coma. The interpretation of the secondary elaboration in the dream must
therefore have been that my mother was dying; the tomb relief, too, agrees with
this. In this anxiety I awoke, and could not calm myself until I had awakened my
parents. I remember that I suddenly became calm on coming face to face with my
mother, as if I needed the assurance that my mother was not dead. But this
secondary interpretation of the dream had been effected only under the influence
of the developed anxiety. I was not frightened because I dreamed that my mother
was dying, but I interpreted the dream in this manner in the foreconscious
elaboration because I was already under the domination of the anxiety. The
latter, however, could be traced by means of the repression to an obscure
obviously sexual desire, which had found its satisfying expression in the visual
content of the dream.
A man twenty-seven years old who had been severely ill
for a year had had many terrifying dreams between the ages of eleven and
thirteen. He thought that a man with an ax was running after him; he wished to
run, but felt paralyzed and could not move from the spot. This may be taken as a
good example of a very common, and apparently sexually indifferent, anxiety
dream. In the analysis the dreamer first thought of a story told him by his
uncle, which chronologically was later than the dream, viz. that he was attacked
at night by a suspicious-looking individual. This occurrence led him to believe
that he himself might have already heard of a similar episode at the time of the
dream. In connection with the ax he recalled that during that period of his life
he once hurt his hand with an ax while chopping wood. This immediately led to
his relations with his younger brother, whom he used to maltreat and knock down.
In particular, he recalled an occasion when he struck his brother on the head
with his boot until he bled, whereupon his mother remarked: “I fear he will kill
him some day.” While he was seemingly thinking of the subject of violence, a
reminiscence from his ninth year suddenly occurred to him. His parents came home
late and went to bed while he was feigning sleep. He soon heard panting and
other noises that appeared strange to him, and he could
also make out the position of his parents in bed. His further associations
showed that he had established an analogy between this relation between his
parents and his own relation toward his younger brother. He subsumed what
occurred between his parents under the conception “violence and wrestling,” and
thus reached a sadistic conception of the coitus act, as often happens among
children. The fact that he often noticed blood on his mother's bed corroborated
his conception.
That the sexual intercourse of adults appears strange to children who observe
it, and arouses fear in them, I dare say is a fact of daily experience. I have
explained this fear by the fact that sexual excitement is not mastered by their
understanding, and is probably also inacceptable to them because their parents
are involved in it. For the same son this excitement is converted into fear. At
a still earlier period of life sexual emotion directed toward the parent of
opposite sex does not meet with repression but finds free expression, as we have
seen before.
For the night terrors with hallucinations (pavor nocturnus) frequently
found in children, I would unhesitatingly give the same explanation. Here, too,
we are certainly dealing with the incomprehensible and rejected sexual feelings,
which, if noted, would probably show a temporal
periodicity, for an enhancement of the sexual libido may just as well be
produced accidentally through emotional impressions as through the spontaneous
and gradual processes of development.
I lack the necessary material to sustain these explanations from observation.
On the other hand, the pediatrists seem to lack the point of view which alone
makes comprehensible the whole series of phenomena, on the somatic as well as on
the psychic side. To illustrate by a comical example how one wearing the
blinders of medical mythology may miss the understanding of such cases I will
relate a case which I found in a thesis on pavor nocturnus by
Debacker, 1881. A thirteen-year-old boy of delicate health began to
become anxious and dreamy; his sleep became restless, and about once a week it
was interrupted by an acute attack of anxiety with hallucinations. The memory of
these dreams was invariably very distinct. Thus, he related that the
devil shouted at him: “Now we have you, now we have you,” and this was
followed by an odor of sulphur; the fire burned his skin. This dream aroused
him, terror-stricken. He was unable to scream at first; then his voice returned,
and he was heard to say distinctly: “No, no, not me; why, I have done nothing,”
or, “Please don't, I shall never do it again.”
Occasionally, also, he said: “Albert has not done that.” Later he avoided
undressing, because, as he said, the fire attacked him only when he was
undressed. From amid these evil dreams, which menaced his health, he was sent
into the country, where he recovered within a year and a half, but at the age of
fifteen he once confessed: “Je n'osais pas l'avouer, mais j'éprouvais
continuellement des picotements et des surexcitations aux parties; à la
fin, cela m'énervait tant que plusieurs fois, j'ai pensé me jeter par la fenêtre
au dortoir.”
It is certainly not difficult to suspect: 1, that the boy had practiced
masturbation in former years, that he probably denied it, and was threatened
with severe punishment for his wrongdoing (his confession: Je ne le ferai plus;
his denial: Albert n'a jamais fait ça). 2, That under the pressure of puberty
the temptation to self-abuse through the tickling of the genitals was
reawakened. 3, That now, however, a struggle of repression arose in him,
suppressing the libido and changing it into fear, which subsequently took
the form of the punishments with which he was then threatened.
Let us, however, quote the conclusions drawn by our author. This observation
shows: 1, That the influence of puberty may produce in a
boy of delicate health a condition of extreme weakness, and that it may lead to
a very marked cerebral anæmia.
2. This cerebral anæmia produces a transformation of character,
demonomaniacal hallucinations, and very violent nocturnal, perhaps also diurnal,
states of anxiety.
3. Demonomania and the self-reproaches of the day can be traced to the
influences of religious education which the subject underwent as a child.
4. All manifestations disappeared as a result of a lengthy sojourn in the
country, bodily exercise, and the return of physical strength after the
termination of the period of puberty.
5. A predisposing influence for the origin of the cerebral condition of the
boy may be attributed to heredity and to the father's chronic syphilitic
state.
The concluding remarks of the author read: “Nous avons fait entrer cette
observation dans le cadre des délires apyrétiques d'inanition, car c'est à
l'ischémie cérébrale que nous rattachons cet état particulier.”
VIII
THE PRIMARY AND SECONDARY
PROCESS—REGRESSION
In venturing to attempt to penetrate more deeply into the psychology of the
dream processes, I have undertaken a difficult task, to which, indeed, my power
of description is hardly equal. To reproduce in description by a succession of
words the simultaneousness of so complex a chain of events, and in doing so to
appear unbiassed throughout the exposition, goes fairly beyond my powers. I have
now to atone for the fact that I have been unable in my description of the dream
psychology to follow the historic development of my views. The view-points for
my conception of the dream were reached through earlier investigations in the
psychology of the neuroses, to which I am not supposed to refer here, but to
which I am repeatedly forced to refer, whereas I should prefer to proceed in the
opposite direction, and, starting from the dream, to establish a connection with
the psychology of the neuroses. I am well aware of all the inconveniences
arising for the reader from this difficulty, but I know of no way to avoid
them.
As I am dissatisfied with this state of affairs, I am
glad to dwell upon another view-point which seems to raise the value of my
efforts. As has been shown in the introduction to the first chapter, I found
myself confronted with a theme which had been marked by the sharpest
contradictions on the part of the authorities. After our elaboration of the
dream problems we found room for most of these contradictions. We have been
forced, however, to take decided exception to two of the views pronounced, viz.
that the dream is a senseless and that it is a somatic process; apart from these
cases we have had to accept all the contradictory views in one place or another
of the complicated argument, and we have been able to demonstrate that they had
discovered something that was correct. That the dream continues the impulses and
interests of the waking state has been quite generally confirmed through the
discovery of the latent thoughts of the dream. These thoughts concern themselves
only with things that seem important and of momentous interest to us. The dream
never occupies itself with trifles. But we have also concurred with the contrary
view, viz., that the dream gathers up the indifferent remnants from the day, and
that not until it has in some measure withdrawn itself from the waking activity
can an important event of the day be taken up by the dream.
We found this holding true for the dream content, which gives the dream thought
its changed expression by means of disfigurement. We have said that from the
nature of the association mechanism the dream process more easily takes
possession of recent or indifferent material which has not yet been seized by
the waking mental activity; and by reason of the censor it transfers the psychic
intensity from the important but also disagreeable to the indifferent material.
The hypermnesia of the dream and the resort to infantile material have become
main supports in our theory. In our theory of the dream we have attributed to
the wish originating from the infantile the part of an indispensable motor for
the formation of the dream. We naturally could not think of doubting the
experimentally demonstrated significance of the objective sensory stimuli during
sleep; but we have brought this material into the same relation to the
dream-wish as the thought remnants from the waking activity. There was no need
of disputing the fact that the dream interprets the objective sensory stimuli
after the manner of an illusion; but we have supplied the motive for this
interpretation which has been left undecided by the authorities. The
interpretation follows in such a manner that the perceived
object is rendered harmless as a sleep disturber and becomes available for the
wish-fulfillment. Though we do not admit as special sources of the dream the
subjective state of excitement of the sensory organs during sleep, which seems
to have been demonstrated by Trumbull Ladd, we are nevertheless able to explain
this excitement through the regressive revival of active memories behind the
dream. A modest part in our conception has also been assigned to the inner
organic sensations which are wont to be taken as the cardinal point in the
explanation of the dream. These—the sensation of falling, flying, or
inhibition—stand as an ever ready material to be used by the dream-work to
express the dream thought as often as need arises.
That the dream process is a rapid and momentary one seems to be true for the
perception through consciousness of the already prepared dream content; the
preceding parts of the dream process probably take a slow, fluctuating course.
We have solved the riddle of the superabundant dream content compressed within
the briefest moment by explaining that this is due to the appropriation of
almost fully formed structures from the psychic life. That the dream is
disfigured and distorted by memory we found to be correct, but not troublesome,
as this is only the last manifest operation in the work of
disfigurement which has been active from the beginning of the dream-work. In the
bitter and seemingly irreconcilable controversy as to whether the psychic life
sleeps at night or can make the same use of all its capabilities as during the
day, we have been able to agree with both sides, though not fully with either.
We have found proof that the dream thoughts represent a most complicated
intellectual activity, employing almost every means furnished by the psychic
apparatus; still it cannot be denied that these dream thoughts have originated
during the day, and it is indispensable to assume that there is a sleeping state
of the psychic life. Thus, even the theory of partial sleep has come into play;
but the characteristics of the sleeping state have been found not in the
dilapidation of the psychic connections but in the cessation of the psychic
system dominating the day, arising from its desire to sleep. The withdrawal from
the outer world retains its significance also for our conception; though not the
only factor, it nevertheless helps the regression to make possible the
representation of the dream. That we should reject the voluntary guidance of the
presentation course is uncontestable; but the psychic life does not thereby
become aimless, for we have seen that after the abandonment of the desired end-presentation undesired ones gain the mastery. The loose
associative connection in the dream we have not only recognized, but we have
placed under its control a far greater territory than could have been supposed;
we have, however, found it merely the feigned substitute for another correct and
senseful one. To be sure we, too, have called the dream absurd; but we have been
able to learn from examples how wise the dream really is when it simulates
absurdity. We do not deny any of the functions that have been attributed to the
dream. That the dream relieves the mind like a valve, and that, according to
Robert's assertion, all kinds of harmful material are rendered harmless through
representation in the dream, not only exactly coincides with our theory of the
twofold wish-fulfillment in the dream, but, in his own wording, becomes even
more comprehensible for us than for Robert himself. The free indulgence of the
psychic in the play of its faculties finds expression with us in the
non-interference with the dream on the part of the foreconscious activity. The
“return to the embryonal state of psychic life in the dream” and the observation
of Havelock Ellis, “an archaic world of vast emotions and imperfect thoughts,”
appear to us as happy anticipations of our deductions to the effect that
primitive modes of work suppressed during the day
participate in the formation of the dream; and with us, as with Delage, the
suppressed material becomes the mainspring of the dreaming.
We have fully recognized the rôle which Scherner ascribes to the dream
phantasy, and even his interpretation; but we have been obliged, so to speak, to
conduct them to another department in the problem. It is not the dream that
produces the phantasy but the unconscious phantasy that takes the greatest part
in the formation of the dream thoughts. We are indebted to Scherner for his clew
to the source of the dream thoughts, but almost everything that he ascribes to
the dream-work is attributable to the activity of the unconscious, which is at
work during the day, and which supplies incitements not only for dreams but for
neurotic symptoms as well. We have had to separate the dream-work from this
activity as being something entirely different and far more restricted. Finally,
we have by no means abandoned the relation of the dream to mental disturbances,
but, on the contrary, we have given it a more solid foundation on new
ground.
Thus held together by the new material of our theory as by a superior unity,
we find the most varied and most contradictory conclusions of the authorities
fitting into our structure; some of them are differently
disposed, only a few of them are entirely rejected. But our own structure is
still unfinished. For, disregarding the many obscurities which we have
necessarily encountered in our advance into the darkness of psychology, we are
now apparently embarrassed by a new contradiction. On the one hand, we have
allowed the dream thoughts to proceed from perfectly normal mental operations,
while, on the other hand, we have found among the dream thoughts a number of
entirely abnormal mental processes which extend likewise to the dream contents.
These, consequently, we have repeated in the interpretation of the dream. All
that we have termed the “dream-work” seems so remote from the psychic processes
recognized by us as correct, that the severest judgments of the authors as to
the low psychic activity of dreaming seem to us well founded.
Perhaps only through still further advance can enlightenment and improvement
be brought about. I shall pick out one of the constellations leading to the
formation of dreams.
We have learned that the dream replaces a number of thoughts derived from
daily life which are perfectly formed logically. We cannot therefore doubt that
these thoughts originate from our normal mental life. All the qualities which we
esteem in our mental operations, and which distinguish
these as complicated activities of a high order, we find repeated in the dream
thoughts. There is, however, no need of assuming that this mental work is
performed during sleep, as this would materially impair the conception of the
psychic state of sleep we have hitherto adhered to. These thoughts may just as
well have originated from the day, and, unnoticed by our consciousness from
their inception, they may have continued to develop until they stood complete at
the onset of sleep. If we are to conclude anything from this state of affairs,
it will at most prove that the most complex mental operations are possible
without the coöperation of consciousness, which we have already learned
independently from every psychoanalysis of persons suffering from hysteria or
obsessions. These dream thoughts are in themselves surely not incapable of
consciousness; if they have not become conscious to us during the day, this may
have various reasons. The state of becoming conscious depends on the exercise of
a certain psychic function, viz. attention, which seems to be extended only in a
definite quantity, and which may have been withdrawn from the stream of thought
in Question by other aims. Another way in which such mental streams are kept
from consciousness is the following:—Our conscious reflection teaches us that when exercising attention we pursue
a definite course. But if that course leads us to an idea which does not hold
its own with the critic, we discontinue and cease to apply our attention. Now,
apparently, the stream of thought thus started and abandoned may spin on without
regaining attention unless it reaches a spot of especially marked intensity
which forces the return of attention. An initial rejection, perhaps consciously
brought about by the judgment on the ground of incorrectness or unfitness for
the actual purpose of the mental act, may therefore account for the fact that a
mental process continues until the onset of sleep unnoticed by
consciousness.
Let us recapitulate by saying that we call such a stream of thought a
foreconscious one, that we believe it to be perfectly correct, and that it may
just as well be a more neglected one or an interrupted and suppressed one. Let
us also state frankly in what manner we conceive this presentation course. We
believe that a certain sum of excitement, which we call occupation energy, is
displaced from an end-presentation along the association paths selected by that
end-presentation. A “neglected” stream of thought has received no such
occupation, and from a “suppressed” or “rejected” one this occupation has been
withdrawn; both have thus been left to their own emotions.
The end-stream of thought stocked with energy is under certain conditions able
to draw to itself the attention of consciousness, through which means it then
receives a “surplus of energy.” We shall be obliged somewhat later to elucidate
our assumption concerning the nature and activity of consciousness.
A train of thought thus incited in the Forec. may either disappear
spontaneously or continue. The former issue we conceive as follows: It diffuses
its energy through all the association paths emanating from it, and throws the
entire chain of ideas into a state of excitement which, after lasting for a
while, subsides through the transformation of the excitement requiring an outlet
into dormant energy.1
If this first issue is brought about the process has no further significance for
the dream formation. But other end-presentations are lurking in our
foreconscious that originate from the sources of our unconscious and from the
ever active wishes. These may take possession of the excitations in the circle
of thought thus left to itself, establish a connection between it and the
unconscious wish, and transfer to it the energy inherent in the unconscious
wish. Henceforth the neglected or suppressed train of
thought is in a position to maintain itself, although this reinforcement does
not help it to gain access to consciousness. We may say that the hitherto
foreconscious train of thought has been drawn into the unconscious.
Other constellations for the dream formation would result if the
foreconscious train of thought had from the beginning been connected with the
unconscious wish, and for that reason met with rejection by the dominating
end-occupation; or if an unconscious wish were made active for other—possibly
somatic—reasons and of its own accord sought a transference to the psychic
remnants not occupied by the Forec. All three cases finally combine in one
issue, so that there is established in the foreconscious a stream of thought
which, having been abandoned by the foreconscious occupation, receives
occupation from the unconscious wish.
The stream of thought is henceforth subjected to a series of transformations
which we no longer recognize as normal psychic processes and which give us a
surprising result, viz. a psychopathological formation. Let us emphasize and
group the same.
1. The intensities of the individual ideas become capable of discharge in
their entirety, and, proceeding from one conception to the other, they thus form
single presentations endowed with marked intensity. Through
the repeated recurrence of this process the intensity of an entire train of
ideas may ultimately be gathered in a single presentation element. This is the
principle of compression or condensation. It is condensation that is
mainly responsible for the strange impression of the dream, for we know of
nothing analogous to it in the normal psychic life accessible to consciousness.
We find here, also, presentations which possess great psychic significance as
junctions or as end-results of whole chains of thought; but this validity does
not manifest itself in any character conspicuous enough for internal perception;
hence, what has been presented in it does not become in any way more intensive.
In the process of condensation the entire psychic connection becomes transformed
into the intensity of the presentation content. It is the same as in a book
where we space or print in heavy type any word upon which particular stress is
laid for the understanding of the text. In speech the same word would be
pronounced loudly and deliberately and with emphasis. The first comparison leads
us at once to an example taken from the chapter on “The Dream-Work”
(trimethylamine in the dream of Irma's injection). Historians of art call our
attention to the fact that the most ancient historical sculptures follow a
similar principle in expressing the rank of the persons
represented by the size of the statue. The king is made two or three times as
large as his retinue or the vanquished enemy. A piece of art, however, from the
Roman period makes use of more subtle means to accomplish the same purpose. The
figure of the emperor is placed in the center in a firmly erect posture; special
care is bestowed on the proper modelling of his figure; his enemies are seen
cowering at his feet; but he is no longer represented a giant among dwarfs.
However, the bowing of the subordinate to his superior in our own days is only
an echo of that ancient principle of representation.
The direction taken by the condensations of the dream is prescribed on the
one hand by the true foreconscious relations of the dream thoughts, an the other
hand by the attraction of the visual reminiscences in the unconscious. The
success of the condensation work produces those intensities which are required
for penetration into the perception systems.
2. Through this free transferability of the intensities, moreover, and in the
service of condensation, intermediary presentations—compromises, as it
were—are formed (cf. the numerous examples). This, likewise, is something
unheard of in the normal presentation course, where it is above all a question of selection and retention of the “proper”
presentation element. On the other hand, composite and compromise formations
occur with extraordinary frequency when we are trying to find the linguistic
expression for foreconscious thoughts; these are considered “slips of the
tongue.”
3. The presentations which transfer their intensities to one another are
very loosely connected, and are joined together by such forms of
association as are spurned in our serious thought and are utilized in the
production of the effect of wit only. Among these we particularly find
associations of the sound and consonance types.
4. Contradictory thoughts do not strive to eliminate one another, but remain
side by side. They often unite to produce condensation as if no
contradiction existed, or they form compromises for which we should never
forgive our thoughts, but which we frequently approve of in our actions.
These are some of the most conspicuous abnormal processes to which the
thoughts which have previously been rationally formed are subjected in the
course of the dream-work. As the main feature of these processes we recognize
the high importance attached to the fact of rendering the occupation energy
mobile and capable of discharge; the content and the actual significance of the
psychic elements, to which these energies adhere, become a
matter of secondary importance. One might possibly think that the condensation
and compromise formation is effected only in the service of regression, when
occasion arises for changing thoughts into pictures. But the analysis and—still
more distinctly—the synthesis of dreams which lack regression toward pictures,
e.g. the dream “Autodidasker—Conversation with Court-Councilor N.,”
present the same processes of displacement and condensation as the others.
Hence we cannot refuse to acknowledge that the two kinds of essentially
different psychic processes participate in the formation of the dream; one forms
perfectly correct dream thoughts which are equivalent to normal thoughts, while
the other treats these ideas in a highly surprising and incorrect manner. The
latter process we have already set apart as the dream-work proper. What have we
now to advance concerning this latter psychic process?
We should be unable to answer this question here if we had not penetrated
considerably into the psychology of the neuroses and especially of hysteria.
From this we learn that the same incorrect psychic processes—as well as others
that have not been enumerated—control the formation of hysterical symptoms. In hysteria, too, we at once find a series of
perfectly correct thoughts equivalent to our conscious thoughts, of whose
existence, however, in this form we can learn nothing and which we can only
subsequently reconstruct. If they have forced their way anywhere to our
perception, we discover from the analysis of the symptom formed that these
normal thoughts have been subjected to abnormal treatment and have been
transformed into the symptom by means of condensation and compromise formation,
through superficial associations, under cover of contradictions, and eventually
over the road of regression. In view of the complete identity found between
the peculiarities of the dream-work and of the psychic activity forming the
psychoneurotic symptoms, we shall feel justified in transferring to the dream
the conclusions urged upon us by hysteria.
From the theory of hysteria we borrow the proposition that such an
abnormal psychic elaboration of a normal train of thought takes place only when
the latter has been used for the transference of an unconscious wish which dates
from the infantile life and is in a state of repression. In accordance with
this proposition we have construed the theory of the dream on the assumption
that the actuating dream-wish invariably originates in the unconscious, which, as we ourselves have admitted, cannot be universally
demonstrated though it cannot be refuted. But in order to explain the real
meaning of the term repression, which we have employed so freely, we
shall be obliged to make some further addition to our psychological
construction.
We have above elaborated the fiction of a primitive psychic apparatus, whose
work is regulated by the efforts to avoid accumulation of excitement and as far
as possible to maintain itself free from excitement. For this reason it was
constructed after the plan of a reflex apparatus; the motility, originally the
path for the inner bodily change, formed a discharging path standing at its
disposal. We subsequently discussed the psychic results of a feeling of
gratification, and we might at the same time have introduced the second
assumption, viz. that accumulation of excitement—following certain modalities
that do not concern us—is perceived as pain and sets the apparatus in motion in
order to reproduce a feeling of gratification in which the diminution of the
excitement is perceived as pleasure. Such a current in the apparatus which
emanates from pain and strives for pleasure we call a wish. We have said that
nothing but a wish is capable of setting the apparatus in motion, and that the
discharge of excitement in the apparatus is regulated
automatically by the perception of pleasure and pain. The first wish must have
been an hallucinatory occupation of the memory for gratification. But this
hallucination, unless it were maintained to the point of exhaustion, proved
incapable of bringing about a cessation of the desire and consequently of
securing the pleasure connected with gratification.
Thus there was required a second activity—in our terminology the activity of
a second system—which should not permit the memory occupation to advance to
perception and therefrom to restrict the psychic forces, but should lead the
excitement emanating from the craving stimulus by a devious path over the
spontaneous motility which ultimately should so change the outer world as to
allow the real perception of the object of gratification to take place. Thus far
we have elaborated the plan of the psychic apparatus; these two systems are the
germ of the Unc. and Forec, which we include in the fully developed
apparatus.
In order to be in a position successfully to change the outer world through
the motility, there is required the accumulation of a large sum of experiences
in the memory systems as well as a manifold fixation of the relations which are
evoked in this memory material by different end-presentations. We now proceed further with our assumption. The manifold
activity of the second system, tentatively sending forth and retracting energy,
must on the one hand have full command over all memory material, but on the
other hand it would be a superfluous expenditure for it to send to the
individual mental paths large quantities of energy which would thus flow off to
no purpose, diminishing the quantity available for the transformation of the
outer world. In the interests of expediency I therefore postulate that the
second system succeeds in maintaining the greater part of the occupation energy
in a dormant state and in using but a small portion for the purposes of
displacement. The mechanism of these processes is entirely unknown to me; any
one who wishes to follow up these ideas must try to find the physical analogies
and prepare the way for a demonstration of the process of motion in the
stimulation of the neuron. I merely hold to the idea that the activity of the
first Ψ-system is directed to the free outflow of the quantities of
excitement, and that the second system brings about an inhibition of this
outflow through the energies emanating from it, i.e. it produces a
transformation into dormant energy, probably by raising the level. I
therefore assume that under the control of the second system as compared with the first, the course of the excitement is bound to
entirely different mechanical conditions. After the second system has finished
its tentative mental work, it removes the inhibition and congestion of the
excitements and allows these excitements to flow off to the motility.
An interesting train of thought now presents itself if we consider the
relations of this inhibition of discharge by the second system to the regulation
through the principle of pain. Let us now seek the counterpart of the primary
feeling of gratification, namely, the objective feeling of fear. A perceptive
stimulus acts on the primitive apparatus, becoming the source of a painful
emotion. This will then be followed by irregular motor manifestations until one
of these withdraws the apparatus from perception and at the same time from pain,
but on the reappearance of the perception this manifestation will immediately
repeat itself (perhaps as a movement of flight) until the perception has again
disappeared. But there will here remain no tendency again to occupy the
perception of the source of pain in the form of an hallucination or in any other
form. On the contrary, there will be a tendency in the primary apparatus to
abandon the painful memory picture as soon as it is in any way awakened, as the
overflow of its excitement would surely produce (more
precisely, begin to produce) pain. The deviation from memory, which is but a
repetition of the former flight from perception, is facilitated also by the fact
that, unlike perception, memory does not possess sufficient quality to excite
consciousness and thereby to attract to itself new energy. This easy and
regularly occurring deviation of the psychic process from the former painful
memory presents to us the model and the first example of psychic
repression. As is generally known, much of this deviation from the painful,
much of the behavior of the ostrich, can be readily demonstrated even in the
normal psychic life of adults.
By virtue of the principle of pain the first system is therefore altogether
incapable of introducing anything unpleasant into the mental associations. The
system cannot do anything but wish. If this remained so the mental activity of
the second system, which should have at its disposal all the memories stored up
by experiences, would be hindered. But two ways are now opened: the work of the
second system either frees itself completely from the principle of pain and
continues its course, paying no heed to the painful reminiscence, or it
contrives to occupy the painful memory in such a manner as to preclude the
liberation of pain. We may reject the first possibility, as
the principle of pain also manifests itself as a regulator for the emotional
discharge of the second system; we are, therefore, directed to the second
possibility, namely, that this system occupies a reminiscence in such a manner
as to inhibit its discharge and hence, also, to inhibit the discharge comparable
to a motor innervation for the development of pain. Thus from two starting
points we are led to the hypothesis that occupation through the second system is
at the same time an inhibition for the emotional discharge, viz. from a
consideration of the principle of pain and from the principle of the smallest
expenditure of innervation. Let us, however, keep to the fact—this is the key to
the theory of repression—that the second system is capable of occupying an idea
only when it is in position to check the development of pain emanating from it.
Whatever withdraws itself from this inhibition also remains inaccessible for the
second system and would soon be abandoned by virtue of the principle of pain.
The inhibition of pain, however, need not be complete; it must be permitted to
begin, as it indicates to the second system the nature of the memory and
possibly its defective adaptation for the purpose sought by the mind.
The psychic process which is admitted by the first
system only I shall now call the primary process; and the one resulting
from the inhibition of the second system I shall call the secondary
process. I show by another point for what purpose the second system is obliged
to correct the primary process. The primary process strives for a discharge of
the excitement in order to establish a perception identity with the sum
of excitement thus gathered; the secondary process has abandoned this intention
and undertaken instead the task of bringing about a thought identity. All
thinking is only a circuitous path from the memory of gratification taken as an
end-presentation to the identical occupation of the same memory, which is again
to be attained on the track of the motor experiences. The state of thinking must
take an interest in the connecting paths between the presentations without
allowing itself to be misled by their intensities. But it is obvious that
condensations and intermediate or compromise formations occurring in the
presentations impede the attainment of this end-identity; by substituting one
idea for the other they deviate from the path which otherwise would have been
continued from the original idea. Such processes are therefore carefully avoided
in the secondary thinking. Nor is it difficult to understand that the principle
of pain also impedes the progress of the mental stream in
its pursuit of the thought identity, though, indeed, it offers to the mental
stream the most important points of departure. Hence the tendency of the
thinking process must be to free itself more and more from exclusive adjustment
by the principle of pain, and through the working of the mind to restrict the
affective development to that minimum which is necessary as a signal. This
refinement of the activity must have been attained through a recent
over-occupation of energy brought about by consciousness. But we are aware that
this refinement is seldom completely successful even in the most normal psychic
life and that our thoughts ever remain accessible to falsification through the
interference of the principle of pain.
This, however, is not the breach in the functional efficiency of our psychic
apparatus through which the thoughts forming the material of the secondary
mental work are enabled to make their way into the primary psychic process—with
which formula we may now describe the work leading to the dream and to the
hysterical symptoms. This case of insufficiency results from the union of the
two factors from the history of our evolution; one of which belongs solely to
the psychic apparatus and has exerted a determining influence on the relation of
the two systems, while the other operates fluctuatingly and
introduces motive forces of organic origin into the psychic life. Both originate
in the infantile life and result from the transformation which our psychic and
somatic organism has undergone since the infantile period.
When I termed one of the psychic processes in the psychic apparatus the
primary process, I did so not only in consideration of the order of precedence
and capability, but also as admitting the temporal relations to a share in the
nomenclature. As far as our knowledge goes there is no psychic apparatus
possessing only the primary process, and in so far it is a theoretic fiction;
but so much is based on fact that the primary processes are present in the
apparatus from the beginning, while the secondary processes develop gradually in
the course of life, inhibiting and covering the primary ones, and gaining
complete mastery over them perhaps only at the height of life. Owing to this
retarded appearance of the secondary processes, the essence of our being,
consisting in unconscious wish feelings, can neither be seized nor inhibited by
the foreconscious, whose part is once for all restricted to the indication of
the most suitable paths for the wish feelings originating in the unconscious.
These unconscious wishes establish for all subsequent psychic efforts a compulsion to which they have to submit and which they must
strive if possible to divert from its course and direct to higher aims. In
consequence of this retardation of the foreconscious occupation a large sphere
of the memory material remains inaccessible.
Among these indestructible and unincumbered wish feelings originating from
the infantile life, there are also some, the fulfillments of which have entered
into a relation of contradiction to the end-presentation of the secondary
thinking. The fulfillment of these wishes would no longer produce an affect of
pleasure but one of pain; and it is just this transformation of affect that
constitutes the nature of what we designate as “repression,” in which we
recognize the infantile first step of passing adverse sentence or of rejecting
through reason. To investigate in what way and through what motive forces
such a transformation can be produced constitutes the problem of repression,
which we need here only skim over. It will suffice to remark that such a
transformation of affect occurs in the course of development (one may think of
the appearance in infantile life of disgust which was originally absent), and
that it is connected with the activity of the secondary system. The memories
from which the unconscious wish brings about the emotional discharge have never been accessible to the Forec., and for that reason
their emotional discharge cannot be inhibited. It is just on account of this
affective development that these ideas are not even now accessible to the
foreconscious thoughts to which they have transferred their wishing power. On
the contrary, the principle of pain comes into play, and causes the Forec. to
deviate from these thoughts of transference. The latter, left to themselves, are
“repressed,” and thus the existence of a store of infantile memories, from the
very beginning withdrawn from the Forec., becomes the preliminary condition of
repression.
In the most favorable case the development of pain terminates as soon as the
energy has been withdrawn from the thoughts of transference in the Forec., and
this effect characterizes the intervention of the principle of pain as
expedient. It is different, however, if the repressed unconscious wish receives
an organic enforcement which it can lend to its thoughts of transference and
through which it can enable them to make an effort towards penetration with
their excitement, even after they have been abandoned by the occupation of the
Forec. A defensive struggle then ensues, inasmuch as the Forec. reinforces the
antagonism against the repressed ideas, and subsequently this leads to a
penetration by the thoughts of transference (the carriers
of the unconscious wish) in some form of compromise through symptom formation.
But from the moment that the suppressed thoughts are powerfully occupied by the
unconscious wish-feeling and abandoned by the foreconscious occupation, they
succumb to the primary psychic process and strive only for motor discharge; or,
if the path be free, for hallucinatory revival of the desired perception
identity. We have previously found, empirically, that the incorrect processes
described are enacted only with thoughts that exist in the repression. We now
grasp another part of the connection. These incorrect processes are those that
are primary in the psychic apparatus; they appear wherever thoughts abandoned
by the foreconscious occupation are left to themselves, and can fill themselves
with the uninhibited energy, striving for discharge from the unconscious. We
may add a few further observations to support the view that these processes
designated “incorrect” are really not falsifications of the normal defective
thinking, but the modes of activity of the psychic apparatus when freed from
inhibition. Thus we see that the transference of the foreconscious excitement to
the motility takes place according to the same processes, and that the
connection of the foreconscious presentations with words
readily manifest the same displacements and mixtures which are ascribed to
inattention. Finally, I should like to adduce proof that an increase of work
necessarily results from the inhibition of these primary courses from the fact
that we gain a comical effect, a surplus to be discharged through
laughter, if we allow these streams of thought to come to
consciousness.
The theory of the psychoneuroses asserts with complete certainty that only
sexual wish-feelings from the infantile life experience repression (emotional
transformation) during the developmental period of childhood. These are capable
of returning to activity at a later period of development, and then have the
faculty of being revived, either as a consequence of the sexual constitution,
which is really formed from the original bisexuality, or in consequence of
unfavorable influences of the sexual life; and they thus supply the motive power
for all psychoneurotic symptom formations. It is only by the introduction of
these sexual forces that the gaps still demonstrable in the theory of repression
can be filled. I will leave it undecided whether the postulate of the sexual and
infantile may also be asserted for the theory of the dream; I leave this here
unfinished because I have already passed a step beyond the demonstrable in
assuming that the dream-wish invariably originates from the
unconscious.2
Nor will I further investigate the difference in the play of the psychic forces
in the dream formation and in the formation of the hysterical symptoms, for to
do this we ought to possess a more explicit knowledge of one of the members to
be compared. But I regard another point as important, and will here confess that
it was on account of this very point that I have just
undertaken this entire discussion concerning the two psychic systems, their
modes of operation, and the repression. For it is now immaterial whether I have
conceived the psychological relations in question with approximate correctness,
or, as is easily possible in such a difficult matter, in an erroneous and
fragmentary manner. Whatever changes may be made in the interpretation of the
psychic censor and of the correct and of the abnormal elaboration of the dream
content, the fact nevertheless remains that such processes are active in dream
formation, and that essentially they show the closest analogy to the processes
observed in the formation of the hysterical symptoms. The dream is not a
pathological phenomenon, and it does not leave behind an enfeeblement of the
mental faculties. The objection that no deduction can be drawn regarding the
dreams of healthy persons from my own dreams and from those of neurotic patients
may be rejected without comment. Hence, when we draw conclusions from the
phenomena as to their motive forces, we recognize that the psychic mechanism
made use of by the neuroses is not created by a morbid disturbance of the
psychic life, but is found ready in the normal structure of the psychic
apparatus. The two psychic systems, the censor crossing between them, the inhibition and the covering of the one activity by
the other, the relations of both to consciousness—or whatever may offer a more
correct interpretation of the actual conditions in their stead—all these belong
to the normal structure of our psychic instrument, and the dream points out for
us one of the roads leading to a knowledge of this structure. If, in addition to
our knowledge, we wish to be contented with a minimum perfectly established, we
shall say that the dream gives us proof that the suppressed, material
continues to exist even in the normal person and remains capable of psychic
activity. The dream itself is one of the manifestations of this suppressed
material; theoretically, this is true in all cases; according to
substantial experience it is true in at least a great number of such as most
conspicuously display the prominent characteristics of dream life. The
suppressed psychic material, which in the waking state has been prevented from
expression and cut off from internal perception by the antagonistic
adjustment of the contradictions, finds ways and means of obtruding itself
on consciousness during the night under the domination of the compromise
formations.
“Flectere si nequeo superos, Acheronta movebo.”
At any rate the interpretation of dreams is the via
regia to a knowledge of the unconscious in the psychic life.
In following the analysis of the dream we have made some progress toward an
understanding of the composition of this most marvelous and most mysterious of
instruments; to be sure, we have not gone very far, but enough of a beginning
has been made to allow us to advance from other so-called pathological
formations further into the analysis of the unconscious. Disease—at least that
which is justly termed functional—is not due to the destruction of this
apparatus, and the establishment of new splittings in its interior; it is rather
to be explained dynamically through the strengthening and weakening of the
components in the play of forces by which so many activities are concealed
during the normal function. We have been able to show in another place how the
composition of the apparatus from the two systems permits a subtilization even
of the normal activity which would be impossible for a single system.
Footnote
1: Cf. the significant observations by J. Bueuer in our Studies on
Hysteria, 1895, and 2nd ed. 1909.
Footnote
2: Here, as in other places, there are gaps in the treatment of the subject,
which I have left intentionally, because to fill them up would require on the
one hand too great effort, and on the other hand an extensive reference to
material that is foreign to the dream. Thus I have avoided stating whether I
connect with the word “suppressed” another sense than with the word “repressed.”
It has been made clear only that the latter emphasizes more than the former the
relation to the unconscious. I have not entered into the cognate problem why the
dream thoughts also experience distortion by the censor when they abandon the
progressive continuation to consciousness and choose the path of regression. I
have been above all anxious to awaken an interest in the problems to which the
further analysis of the dreamwork leads and to indicate the other themes which
meet these on the way. It was not always easy to decide just where the pursuit
should be discontinued. That I have not treated exhaustively the part played in
the dream by the psychosexual life and have avoided the interpretation of dreams
of an obvious sexual content is due to a special reason which may not come up to
the reader's expectation. To be sure, it is very far from my ideas and the
principles expressed by me in neuropathology to regard the sexual life as a
“pudendum” which should be left unconsidered by the physician and the scientific
investigator. I also consider ludicrous the moral indignation which prompted the
translator of Artemidoros of Daldis to keep from the reader's knowledge the
chapter on sexual dreams contained in the Symbolism of the Dreams. As for
myself, I have been actuated solely by the conviction that in the explanation of
sexual dreams I should be bound to entangle myself deeply in the still
unexplained problems of perversion and bisexuality; and for that reason I have
reserved this material for another connection.
IX
THE UNCONSCIOUS AND
CONSCIOUSNESS—REALITY
On closer inspection we find that it is not the existence of two systems near
the motor end of the apparatus but of two kinds of processes or modes of
emotional discharge, the assumption of which was explained in the psychological
discussions of the previous chapter. This can make no difference for us, for we
must always be ready to drop our auxiliary ideas whenever we deem ourselves in
position to replace them by something else approaching more closely to the
unknown reality. Let us now try to correct some views which might be erroneously
formed as long as we regarded the two systems in the crudest and most obvious
sense as two localities within the psychic apparatus, views which have left
their traces in the terms “repression” and “penetration.” Thus, when we say that
an unconscious idea strives for transference into the foreconscious in order
later to penetrate consciousness, we do not mean that a second idea is to be
formed situated in a new locality like an interlineation near which the original continues to remain; also, when we speak of
penetration into consciousness, we wish carefully to avoid any idea of change of
locality. When we say that a foreconscious idea is repressed and subsequently
taken up by the unconscious, we might be tempted by these figures, borrowed from
the idea of a struggle over a territory, to assume that an arrangement is really
broken up in one psychic locality and replaced by a new one in the other
locality. For these comparisons we substitute what would seem to correspond
better with the real state of affairs by saying that an energy occupation is
displaced to or withdrawn from a certain arrangement so that the psychic
formation falls under the domination of a system or is withdrawn from the same.
Here again we replace a topical mode of presentation by a dynamic; it is not the
psychic formation that appears to us as the moving factor but the innervation of
the same.
I deem it appropriate and justifiable, however, to apply ourselves still
further to the illustrative conception of the two systems. We shall avoid any
misapplication of this manner of representation if we remember that
presentations, thoughts, and psychic formations should generally not be
localized in the organic elements of the nervous system, but, so to speak,
between them, where resistances and paths form the
correlate corresponding to them. Everything that can become an object of our
internal perception is virtual, like the image in the telescope produced by the
passage of the rays of light. But we are justified in assuming the existence of
the systems, which have nothing psychic in themselves and which never become
accessible to our psychic perception, corresponding to the lenses of the
telescope which design the image. If we continue this comparison, we may say
that the censor between two systems corresponds to the refraction of rays during
their passage into a new medium.
Thus far we have made psychology on our own responsibility; it is now time to
examine the theoretical opinions governing present-day psychology and to test
their relation to our theories. The question of the unconscious, in psychology
is, according to the authoritative words of Lipps, less a psychological question
than the question of psychology. As long as psychology settled this question
with the verbal explanation that the “psychic” is the “conscious” and that
“unconscious psychic occurrences” are an obvious contradiction, a psychological
estimate of the observations gained by the physician from abnormal mental states
was precluded. The physician and the philosopher agree only when both acknowledge that unconscious psychic processes are “the
appropriate and well-justified expression for an established fact.” The
physician cannot but reject with a shrug of his shoulders the assertion that
“consciousness is the indispensable quality of the psychic”; he may assume, if
his respect for the utterings of the philosophers still be strong enough, that
he and they do not treat the same subject and do not pursue the same science.
For a single intelligent observation of the psychic life of a neurotic, a single
analysis of a dream must force upon him the unalterable conviction that the most
complicated and correct mental operations, to which no one will refuse the name
of psychic occurrences, may take place without exciting the consciousness of the
person. It is true that the physician does not learn of these unconscious
processes until they have exerted such an effect on consciousness as to admit
communication or observation. But this effect of consciousness may show a
psychic character widely differing from the unconscious process, so that the
internal perception cannot possibly recognize the one as a substitute for the
other. The physician must reserve for himself the right to penetrate, by a
process of deduction, from the effect on consciousness to the unconscious
psychic process; he learns in this way that the effect on consciousness is only
a remote psychic product of the unconscious process and
that the latter has not become conscious as such; that it has been in existence
and operative without betraying itself in any way to consciousness.
A reaction from the over-estimation of the quality of consciousness becomes
the indispensable preliminary condition for any correct insight into the
behavior of the psychic. In the words of Lipps, the unconscious must be accepted
as the general basis of the psychic life. The unconscious is the larger circle
which includes within itself the smaller circle of the conscious; everything
conscious has its preliminary step in the unconscious, whereas the unconscious
may stop with this step and still claim full value as a psychic activity.
Properly speaking, the unconscious is the real psychic; its inner nature is
just as unknown to us as the reality of the external world, and it is just as
imperfectly reported to us through the data of consciousness as is the external
world through the indications of our sensory organs.
A series of dream problems which have intensely occupied older authors will
be laid aside when the old opposition between conscious life and dream life is
abandoned and the unconscious psychic assigned to its proper place. Thus many of
the activities whose performances in the dream have excited our admiration are now no longer to be attributed to the dream but
to unconscious thinking, which is also active during the day. If, according to
Scherner, the dream seems to play with a symboling representation of the body,
we know that this is the work of certain unconscious phantasies which have
probably given in to sexual emotions, and that these phantasies come to
expression not only in dreams but also in hysterical phobias and in other
symptoms. If the dream continues and settles activities of the day and even
brings to light valuable inspirations, we have only to subtract from it the
dream disguise as a feat of dream-work and a mark of assistance from obscure
forces in the depth of the mind (cf. the devil in Tartini's sonata
dream). The intellectual task as such must be attributed to the same psychic
forces which perform all such tasks during the day. We are probably far too much
inclined to over-estimate the conscious character even of intellectual and
artistic productions. From the communications of some of the most highly
productive persons, such as Goethe and Helmholtz, we learn, indeed, that the
most essential and original parts in their creations came to them in the form of
inspirations and reached their perceptions almost finished. There is nothing
strange about the assistance of the conscious activity in other cases where there was a concerted effort of all the psychic forces. But it
is a much abused privilege of the conscious activity that it is allowed to hide
from us all other activities wherever it participates.
It will hardly be worth while to take up the historical significance of
dreams as a special subject. Where, for instance, a chieftain has been urged
through a dream to engage in a bold undertaking the success of which has had the
effect of changing history, a new problem results only so long as the dream,
regarded as a strange power, is contrasted with other more familiar psychic
forces; the problem, however, disappears when we regard the dream as a form of
expression for feelings which are burdened with resistance during the day and
which can receive reinforcements at night from deep emotional sources. But the
great respect shown by the ancients for the dream is based on a correct
psychological surmise. It is a homage paid to the unsubdued and indestructible
in the human mind, and to the demoniacal which furnishes the dream-wish and
which we find again in our unconscious.
Not inadvisedly do I use the expression “in our unconscious,” for what we so
designate does not coincide with the unconscious of the philosophers, nor with
the unconscious of Lipps. In the latter uses it is intended to designate only
the opposite of conscious. That there are also unconscious
psychic processes beside the conscious ones is the hotly contested and
energetically defended issue. Lipps gives us the more far-reaching theory that
everything psychic exists as unconscious, but that some of it may exist also as
conscious. But it was not to prove this theory that we have adduced the
phenomena of the dream and of the hysterical symptom formation; the observation
of normal life alone suffices to establish its correctness beyond any doubt. The
new fact that we have learned from the analysis of the psychopathological
formations, and indeed from their first member, viz. dreams, is that the
unconscious—hence the psychic—occurs as a function of two separate systems and
that it occurs as such even in normal psychic life. Consequently there are two
kinds of unconscious, which we do not as yet find distinguished by the
psychologists. Both are unconscious in the psychological sense; but in our sense
the first, which we call Unc., is likewise incapable of consciousness, whereas
the second we term “Forec.” because its emotions, after the observance of
certain rules, can reach consciousness, perhaps not before they have again
undergone censorship, but still regardless of the Unc. system. The fact that in
order to attain consciousness the emotions must traverse an unalterable series
of events or succession of instances, as is betrayed
through their alteration by the censor, has helped us to draw a comparison from
spatiality. We described the relations of the two systems to each other and to
consciousness by saying that the system Forec. is like a screen between the
system Unc. and consciousness. The system Forec. not only bars access to
consciousness, but also controls the entrance to voluntary motility and is
capable of sending out a sum of mobile energy, a portion of which is familiar to
us as attention.
We must also steer clear of the distinctions superconscious and subconscious
which have found so much favor in the more recent literature on the
psychoneuroses, for just such a distinction seems to emphasize the equivalence
of the psychic and the conscious.
What part now remains in our description of the once all-powerful and
all-overshadowing consciousness? None other than that of a sensory organ for the
perception of psychic qualities. According to the fundamental idea of schematic
undertaking we can conceive the conscious perception only as the particular
activity of an independent system for which the abbreviated designation “Cons.”
commends itself. This system we conceive to be similar in its mechanical
characteristics to the perception system P, hence excitable
by qualities and incapable of retaining the trace of changes, i.e. it is
devoid of memory. The psychic apparatus which, with the sensory organs of the
P-system, is turned to the outer world, is itself the outer world for the
sensory organ of Cons.; the teleological justification of which rests on this
relationship. We are here once more confronted with the principle of the
succession of instances which seems to dominate the structure of the apparatus.
The material under excitement flows to the Cons, sensory organ from two sides,
firstly from the P-system whose excitement, qualitatively determined, probably
experiences a new elaboration until it comes to conscious perception; and,
secondly, from the interior of the apparatus itself, the quantitative processes
of which are perceived as a qualitative series of pleasure and pain as soon as
they have undergone certain changes.
The philosophers, who have learned that correct and highly complicated
thought structures are possible even without the coöperation of consciousness,
have found it difficult to attribute any function to consciousness; it has
appeared to them a superfluous mirroring of the perfected psychic process. The
analogy of our Cons. system with the systems of perception relieves us of this
embarrassment. We see that perception through our sensory
organs results in directing the occupation of attention to those paths on which
the incoming sensory excitement is diffused; the qualitative excitement of the
P-system serves the mobile quantity of the psychic apparatus as a regulator for
its discharge. We may claim the same function for the overlying sensory organ of
the Cons. system. By assuming new qualities, it furnishes a new contribution
toward the guidance and suitable distribution of the mobile occupation
quantities. By means of the perceptions of pleasure and pain, it influences the
course of the occupations within the psychic apparatus, which normally operates
unconsciously and through the displacement of quantities. It is probable that
the principle of pain first regulates the displacements of occupation
automatically, but it is quite possible that the consciousness of these
qualities adds a second and more subtle regulation which may even oppose the
first and perfect the working capacity of the apparatus by placing it in a
position contrary to its original design for occupying and developing even that
which is connected with the liberation of pain. We learn from neuropsychology
that an important part in the functional activity of the apparatus is attributed
to such regulations through the qualitative excitation of
the sensory organs. The automatic control of the primary principle of pain and
the restriction of mental capacity connected with it are broken by the sensible
regulations, which in their turn are again automatisms. We learn that the
repression which, though originally expedient, terminates nevertheless in a
harmful rejection of inhibition and of psychic domination, is so much more
easily accomplished with reminiscences than with perceptions, because in the
former there is no increase in occupation through the excitement of the psychic
sensory organs. When an idea to be rejected has once failed to become conscious
because it has succumbed to repression, it can be repressed on other occasions
only because it has been withdrawn from conscious perception on other grounds.
These are hints employed by therapy in order to bring about a retrogression of
accomplished repressions.
The value of the over-occupation which is produced by the regulating
influence of the Cons. sensory organ on the mobile quantity, is demonstrated in
the teleological connection by nothing more clearly than by the creation of a
new series of qualities and consequently a new regulation which constitutes the
precedence of man over the animals. For the mental processes are in themselves
devoid of quality except for the excitements of pleasure and pain accompanying them, which, as we know, are to be held
in check as possible disturbances of thought. In order to endow them with a
quality, they are associated in man with verbal memories, the qualitative
remnants of which suffice to draw upon them the attention of consciousness which
in turn endows thought with a new mobile energy.
The manifold problems of consciousness in their entirety can be examined only
through an analysis of the hysterical mental process. From this analysis we
receive the impression that the transition from the foreconscious to the
occupation of consciousness is also connected with a censorship similar to the
one between the Unc. and the Forec. This censorship, too, begins to act only
with the reaching of a certain quantitative degree, so that few intense thought
formations escape it. Every possible case of detention from consciousness, as
well as of penetration to consciousness, under restriction is found included
within the picture of the psychoneurotic phenomena; every case points to the
intimate and twofold connection between the censor and consciousness. I shall
conclude these psychological discussions with the report of two such
occurrences.
On the occasion of a consultation a few years ago the subject was an
intelligent and innocent-looking girl. Her attire was strange; whereas a woman's
garb is usually groomed to the last fold, she had one of
her stockings hanging down and two of her waist buttons opened. She complained
of pains in one of her legs, and exposed her leg unrequested. Her chief
complaint, however, was in her own words as follows: She had a feeling in her
body as if something was stuck into it which moved to and fro and made her
tremble through and through. This sometimes made her whole body stiff. On
hearing this, my colleague in consultation looked at me; the complaint was quite
plain to him. To both of us it seemed peculiar that the patient's mother thought
nothing of the matter; of course she herself must have been repeatedly in the
situation described by her child. As for the girl, she had no idea of the import
of her words or she would never have allowed them to pass her lips. Here the
censor had been deceived so successfully that under the mask of an innocent
complaint a phantasy was admitted to consciousness which otherwise would have
remained in the foreconscious.
Another example: I began the psychoanalytic treatment of a boy of fourteen
years who was suffering from tic convulsif, hysterical vomiting,
headache, &c., by assuring him that, after closing his eyes, he would see
pictures or have ideas, which I requested him to communicate to me. He answered
by describing pictures. The last impression he had received
before coming to me was visually revived in his memory. He had played a game of
checkers with his uncle, and now saw the checkerboard before him. He commented
on various positions that were favorable or unfavorable, on moves that were not
safe to make. He then saw a dagger lying on the checker-board, an object
belonging to his father, but transferred to the checker-board by his phantasy.
Then a sickle was lying on the board; next a scythe was added; and, finally, he
beheld the likeness of an old peasant mowing the grass in front of the boy's
distant parental home. A few days later I discovered the meaning of this series
of pictures. Disagreeable family relations had made the boy nervous. It was the
case of a strict and crabbed father who lived unhappily with his mother, and
whose educational methods consisted in threats; of the separation of his father
from his tender and delicate mother, and the remarrying of his father, who one
day brought home a young woman as his new mamma. The illness of the
fourteen-year-old boy broke out a few days later. It was the suppressed anger
against his father that had composed these pictures into intelligible allusions.
The material was furnished by a reminiscence from mythology, The sickle was the
one with which Zeus castrated his father; the scythe and
the likeness of the peasant represented Kronos, the violent old man who eats his
children and upon whom Zeus wreaks vengeance in so unfilial a manner. The
marriage of the father gave the boy an opportunity to return the reproaches and
threats of his father—which had previously been made because the child played
with his genitals (the checkerboard; the prohibitive moves; the dagger with
which a person may be killed). We have here long repressed memories and their
unconscious remnants which, under the guise of senseless pictures have slipped
into consciousness by devious paths left open to them.
I should then expect to find the theoretical value of the study of dreams in
its contribution to psychological knowledge and in its preparation for an
understanding of neuroses. Who can foresee the importance of a thorough
knowledge of the structure and activities of the psychic apparatus when even our
present state of knowledge produces a happy therapeutic influence in the curable
forms of the psychoneuroses? What about the practical value of such study some
one may ask, for psychic knowledge and for the discovering of the secret
peculiarities of individual character? Have not the unconscious feelings
revealed by the dream the value of real forces in the
psychic life? Should we take lightly the ethical significance of the suppressed
wishes which, as they now create dreams, may some day create other things?
I do not feel justified in answering these questions. I have not thought
further upon this side of the dream problem. I believe, however, that at all
events the Roman Emperor was in the wrong who ordered one of his subjects
executed because the latter dreamt that he had killed the Emperor. He should
first have endeavored to discover the significance of the dream; most probably
it was not what it seemed to be. And even if a dream of different content had
the significance of this offense against majesty, it would still have been in
place to remember the words of Plato, that the virtuous man contents himself
with dreaming that which the wicked man does in actual life. I am therefore of
the opinion that it is best to accord freedom to dreams. Whether any reality is
to be attributed to the unconscious wishes, and in what sense, I am not prepared
to say offhand. Reality must naturally be denied to all transition—and
intermediate thoughts. If we had before us the unconscious wishes, brought to
their last and truest expression, we should still do well to remember that more
than one single form of existence must be ascribed to the psychic reality. Action and the conscious expression of thought mostly suffice
for the practical need of judging a man's character. Action, above all, merits
to be placed in the first rank; for many of the impulses penetrating
consciousness are neutralized by real forces of the psychic life before they are
converted into action; indeed, the reason why they frequently do not encounter
any psychic obstacle on their way is because the unconscious is certain of their
meeting with resistances later. In any case it is instructive to become familiar
with the much raked-up soil from which our virtues proudly arise. For the
complication of human character moving dynamically in all directions very rarely
accommodates itself to adjustment through a simple alternative, as our
antiquated moral philosophy would have it.
And how about the value of the dream for a knowledge of the future? That, of
course, we cannot consider. One feels inclined to substitute: “for a knowledge
of the past.” For the dream originates from the past in every sense. To be sure
the ancient belief that the dream reveals the future is not entirely devoid of
truth. By representing to us a wish as fulfilled the dream certainly leads us
into the future; but this future, taken by the dreamer as present, has been
formed into the likeness of that past by the indestructible wish.
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